F1PART 1AThe Regulators

Annotations:
Amendments (Textual)
F1

Pt. 1A substituted for Pt. 1 (24.1.2013 for specified purposes, 19.2.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 6(1), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(b)(c)(2), Sch. Pts. 2, 3, 4; S.I. 2013/423, art. 3, Sch.

CHAPTER 1The Financial Conduct Authority

The Financial Conduct Authority

C11AThe Financial Conduct Authority

1

The body corporate previously known as the Financial Services Authority is renamed as the Financial Conduct Authority.

2

The Financial Conduct Authority is in this Act referred to as “the FCA”.

3

The FCA is to have the functions conferred on it by or under this Act.

4

The FCA must comply with the requirements as to its constitution set out in Schedule 1ZA.

5

Schedule 1ZA also makes provision about the status of the FCA and the exercise of certain of its functions.

6

References in this Act or any other enactment to functions conferred on the FCA by or under this Act include references to functions conferred on the FCA by or under—

a

the Insolvency Act 1986,

b

the Banking Act 2009,

c

the Financial Services Act 2012, F2...

F3ca

the Alternative Investment Fund Managers Regulations 2013, or

d

a qualifying EU provision that is specified, or of a description specified, for the purposes of this subsection by the Treasury by order.