SCHEDULES

[F1 SCHEDULE 3A U.K.REGULATED SECTOR AND SUPERVISORY AUTHORITIES

Textual Amendments

F1 Sch. 3A inserted (20.12.2001) by 2001 c. 24, s. 3, Sch. 2 Pt. 3 para. 6; S.I. 2001/4019, art. 2(1)(c)

Modifications etc. (not altering text)

C1 Sch. 3A applied (8.10.2008 at 10.10 a.m.) by The Landsbanki Freezing Order 2008 (S.I. 2008/2668), arts. 1, 8, Sch. para. 3(2) (with art. 13)

C2 Sch. 3A applied (22.1.2016 at 12 noon) by The Andrey Lugovoy and Dmitri Kovtun Freezing Order 2016 (S.I. 2016/67), art. 1(1), Sch. para. 3(2)

[F2 PART 1 U.K.REGULATED SECTOR

Textual Amendments

F2 Sch. 3A Pts. 1 and 2 substituted (15.12.2007) by The Terrorism Act 2000 (Business in the Regulated Sector and Supervisory Authorities) Order 2007 (S.I. 2007/3288), art. 2

Interpretation U.K.

3 (1) In this Part— U.K.

• F3 ...

• [F4 “the Capital Requirements Directive” means Directive 2013/36/EU of the European Parliament and of the Council of 26th June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms ;]

• [F5 the Capital Requirements Regulation” means Regulation (EU) No. 575/2013 of the European Parliament and of the Council]

• [F6 “the Emission Allowance Auctioning Regulation” means Commission Regulation (EU) No. 1031/2010 of 12 November 2010 on the timing, administration and other aspects of auctioning of greenhouse gas emission allowances pursuant to Directive 2003/87/EC of the European Parliament and of the Council establishing a scheme for greenhouse gas emission allowances trading within the Community;]

• “ the Insurance Mediation Directive ” means directive 2002/92/ EC of the European Parliament and of the Council of 9th December 2002 on insurance mediation;

• F7 ...

• “ the Markets in Financial Instruments Directive ” means directive [F8 2004/39/ EC of the European Parliament and of the Council of 12th April 2004] [F8 2014/65/EU of the European Parliament and of the Council of 15 May 2014] on markets in financial instruments.

• [F9 “the Solvency 2 Directive” means Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II).]

(2) In this Part references to amounts in euros include references to equivalent amounts in another currency.

(3) Terms used in this Part and in the [F10 Capital Requirements Regulation] [F11 , the Capital Requirements Directive] or the Markets in Financial Instruments Directive have the same meaning in this Part as [F12 in that Regulation or] in those Directives.]]

Textual Amendments

F3 Words in Sch. 3A para. 3(1) omitted (1.1.2014) by virtue of The Capital Requirements Regulations 2013 (S.I. 2013/3115), reg. 1(2), Sch. 2 para. 40(2)(d)(i)

F4 Words in Sch. 3A para. 3(1) inserted (26.6.2017) by The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (S.I. 2017/692), reg. 1(2), Sch. 7 para. 4(10)(a) (with regs. 8, 15)

F5 Words in Sch. 3A para. 3(1) inserted (1.1.2014) by The Capital Requirements Regulations 2013 (S.I. 2013/3115), reg. 1(2), Sch. 2 para. 40(2)(d)(ii)

F6 Words in Sch. 3A para. 3(1) inserted (12.12.2011) by The Terrorism Act 2000 and Proceeds of Crime Act 2002 (Business in the Regulated Sector) Order 2011 (S.I. 2011/2701), arts. 1, 2(3)

F7 Words in Sch. 3A para. 3(1) omitted (1.1.2016) by virtue of The Solvency 2 Regulations 2015 (S.I. 2015/575), reg. 1(2), Sch. 1 para. 21(2)(b)(i)

F8 Words in Sch. 3A para. 3(1) substituted (29.6.2017 for specified purposes, 3.7.2017 for specified purposes) by The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (S.I. 2017/701), reg. 1(2)(3)(4)(6), Sch. 4 para. 6(3) (with reg. 7)

F9 Words in Sch. 3A para. 3(1) inserted (1.1.2016) by The Solvency 2 Regulations 2015 (S.I. 2015/575), reg. 1(2), Sch. 1 para. 21(2)(b)(ii)

F10 Words in Sch. 3A para. 3(3) substituted (1.1.2014) by The Capital Requirements Regulations 2013 (S.I. 2013/3115), reg. 1(2), Sch. 2 para. 40(2)(e)

F11 Words in Sch. 3A para. 3(3) inserted (26.6.2017) by The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (S.I. 2017/692), reg. 1(2), Sch. 7 para. 4(10)(b)(i) (with regs. 8, 15)

F12 Words in Sch. 3A para. 3(3) inserted (26.6.2017) by The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (S.I. 2017/692), reg. 1(2), Sch. 7 para. 4(10)(b)(ii) (with regs. 8, 15)