SCHEDULES

C1C2F1SCHEDULE 3AREGULATED SECTOR AND SUPERVISORY AUTHORITIES

Annotations:
Amendments (Textual)
F1

Sch. 3A inserted (20.12.2001) by 2001 c. 24, s. 3, Sch. 2 Pt. 3 para. 6; S.I. 2001/4019, art. 2(1)(c)

Modifications etc. (not altering text)
C1

Sch. 3A applied (8.10.2008 at 10.10 a.m.) by The Landsbanki Freezing Order 2008 (S.I. 2008/2668), arts. 1, 8, Sch. para. 3(2) (with art. 13)

F2PART 1REGULATED SECTOR

Annotations:
Amendments (Textual)

Interpretation

3

1

In this Part—

  • F4...

  • F9“the Capital Requirements Directive” means Directive 2013/36/EU of the European Parliament and of the Council of 26th June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms ;

  • F5the Capital Requirements Regulation” means Regulation (EU) No. 575/2013 of the European Parliament and of the Council

  • F3“the Emission Allowance Auctioning Regulation” means Commission Regulation (EU) No. 1031/2010 of 12 November 2010 on the timing, administration and other aspects of auctioning of greenhouse gas emission allowances pursuant to Directive 2003/87/EC of the European Parliament and of the Council establishing a scheme for greenhouse gas emission allowances trading within the Community;

  • “ the Insurance Mediation Directive ” means directive 2002/92/ EC of the European Parliament and of the Council of 9th December 2002 on insurance mediation;

  • F7...

  • “ the Markets in Financial Instruments Directive ” means directive F122004/39/ EC of the European Parliament and of the Council of 12th April 2004F122014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments.

  • F8“the Solvency 2 Directive” means Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II).

2

In this Part references to amounts in euros include references to equivalent amounts in another currency.

3

Terms used in this Part and in the F6Capital Requirements RegulationF10, the Capital Requirements Directive or the Markets in Financial Instruments Directive have the same meaning in this Part as F11in that Regulation or in those Directives.