Part I Listed Buildings

C33Chapter II Authorisation of works affecting listed buildings

Annotations:
Modifications etc. (not altering text)
C33

Chs. I, II (ss. 1-26) and IV (ss. 38-44) of Pt. I, ss. 54-56, 59-61, 66, 68-72, 74-76 and 88: power to apply conferred (10.11.1993) by 1993 c. 28, s. 171(4)(b); S.I. 1993/2762, art.3.

Control of works in respect of listed buildings

C1C2C37 Restriction on works affecting listed buildings.

F11

Subject to the following provisions of this Act, no person shall execute or cause to be executed any works for the demolition of a listed building or for its alteration or extension in any manner which would affect its character as a building of special architectural or historic interest, unless the works are authorised F2under section 8.

F32

Subsection (1) is subject to section 33(1) of the Planning Act 2008 (exclusion of requirement for other consents for development for which development consent required).

C58 Authorisation of works: listed building consent. C4

1

Works for the alteration or extension of a listed building are authorised if—

a

written consent for their execution has been granted by the local planning authority or the Secretary of State; and

b

they are executed in accordance with the terms of the consent and of any conditions attached to it.

C62

Works for the demolition of a listed building are authorised if—

a

such consent has been granted for their execution;

b

notice of the proposal to execute the works has been given to the Royal Commission;

c

after such notice has been given either—

i

for a period of at least one month following the grant of such consent, and before the commencement of the works, reasonable access to the building has been made available to members or officers of the Royal Commission for the purpose of recording it; or

ii

the Secretary of the Royal Commission, or another officer of theirs with authority to act on their behalf for the purposes of this section, has stated in writing that they have completed their recording of the building or that they do not wish to record it; and

d

the works are executed in accordance with the terms of the consent and of any conditions attached to it.

3

Where—

a

works for the demolition of a listed building or for its alteration or extension are executed without such consent; and

b

written consent is granted by the local planning authority or the Secretary of State for the retention of the works,

the works are authorised from the grant of that consent.

4

In this section “the Royal Commission” means—

a

in relation to England, the Royal Commission on the Historical Monuments of England; and

b

in relation to Wales, the Royal Commission on Ancient and Historical Monuments in Wales.

5

The Secretary of State may by order provide that subsection (2) shall have effect with the substitution for the references to the Royal Commission of references to such other body as may be so specified.

6

Such an order—

a

shall apply in the case of works executed or to be executed on or after such date as may be specified in the order; and

b

may apply in relation to either England or Wales, or both.

7

Consent under subsection (1), (2) or (3) is referred to in this Act as “listed building consent”.

C89 Offences. C7

1

If a person contravenes section 7 he shall be guilty of an offence.

2

Without prejudice to subsection (1), if a person executing or causing to be executed any works in relation to a listed building under a listed building consent fails to comply with any condition attached to the consent, he shall be guilty of an offence.

3

In proceedings for an offence under this section it shall be a defence to prove the following matters—

a

that works to the building were urgently necessary in the interests of safety or health or for the preservation of the building;

b

that it was not practicable to secure safety or health or, as the case may be, the preservation of the building by works of repair or works for affording temporary support or shelter;

c

that the works carried out were limited to the minimum measures immediately necessary; and

d

that notice in writing justifying in detail the carrying out of the works was given to the local planning authority as soon as reasonably practicable.

F44

A person who is guilty of an offence under this section shall be liable—

a

on summary conviction, to imprisonment for a term not exceeding six months or a fine not exceeding £20,000, or both; or

b

on conviction on indictment, to imprisonment for a term not exceeding two years or a fine, or both.

5

In determining the amount of any fine to be imposed on a person convicted F5 . . . of an offence under this section, the court shall in particular have regard to any financial benefit which has accrued or appears likely to accrue to him in consequence of the offence.

Appeals

C25C2620 Right to appeal against decision or failure to take decision.

1

Where a local planning authority—

a

refuse an application for listed building consent or grant it subject to conditions;

b

refuse an application for the variation or discharge of conditions subject to which such consent has been granted or grant it and add new conditions; or

c

refuse an application for approval required by a condition imposed on the granting of listed building consent with respect to details of works or grant it subject to conditions,

the applicant, if aggrieved by the decision, may appeal to the Secretary of State.

2

A person who has made such an application may also appeal to the Secretary of State if the local planning authority have F15done none of the following

a

given notice to the applicant of their decision on the application;

F16aa

given notice to the applicant that they have exercised their power under section 81A or 81B to decline to determine the application;

b

in the case of such an application as is mentioned in paragraph (a) or (b) of subsection (1), given notice to the applicant that the application has been referred to the Secretary of State in accordance with directions given under section 12,

within the relevant period from the date of the receipt of the application, or within such extended period as may at any time be agreed upon in writing between the applicant and the authority.

3

In this section “the relevant period” means—

a

in the case of such an application as is mentioned in paragraph (a) or (b) of subsection (1), such period as may be prescribed; and

b

in the case of such an application for approval as is mentioned in paragraph (c) of subsection (1), the period of eight weeks from the date of the receipt of the application.

4

For the purposes of the application of sections 22(1) and 63(7)(b) in relation to an appeal under subsection (2) it shall be assumed that the authority decided to refuse the application in question.

20AF18Appeal made: functions of local planning authorities

1

This section applies if a person who has made an application mentioned in section 20(1)(a) appeals to the Secretary of State under section 20(2).

2

At any time before the end of the additional period the local planning authority may give the notice referred to in section 20(2).

3

If the local planning authority give notice as mentioned in subsection (2) that their decision is to refuse the application—

a

the appeal must be treated as an appeal under section 20(1) against the refusal;

b

the Secretary of State must give the person making the appeal an opportunity to revise the grounds of the appeal;

c

the Secretary of State must give such a person an opportunity to change any option the person has chosen relating to the procedure for the appeal.

4

If the local planning authority give notice as mentioned in subsection (2) that their decision is to grant the application subject to conditions the Secretary of State must give the person making the appeal the opportunity—

a

to proceed with the appeal as an appeal under section 20(1) against the grant of the application subject to conditions;

b

to revise the grounds of the appeal;

c

to change any option the person has chosen relating to the procedure for the appeal.

5

The Secretary of State must not issue his decision on the appeal before the end of the additional period.

6

The additional period is the period prescribed for the purposes of this section and which starts on the day on which the person appeals under section 20(2).

21 Appeals: supplementary provisions. C27

1

An appeal under section 20 must be made by notice served in the prescribed manner within such period as may be prescribed.

2

The period which may be prescribed under subsection (1) must not be less than—

a

in the case of an appeal under subsection (1) of section 20, 28 days from the receipt by the applicant of notification of the decision; or

b

in the case of an appeal under subsection (2) of that section, 28 days from the end of the relevant period (within the meaning of that section) or, as the case may be, the extended period there mentioned.

3

The notice of appeal may include as the ground or one of the grounds of the appeal a claim that the building is not of special architectural or historic interest and ought to be removed from any list compiled or approved by the Secretary of State under section 1.

4

In the case of a building with respect to which a listed building preservation notice is in force, the notice may include a claim that the building should not be included in such a list.

5

Regulations under this Act may provide that an appeal in respect of an application for listed building consent or for the variation or discharge of conditions subject to which such consent has been granted shall not be entertained unless it is accompanied by a certificate in the prescribed form and corresponding to one of those described in subsection (1) of section 11.

6

Any such regulations may also include provisions corresponding to those which may be included in the regulations which may be made by virtue of section 11.

7

If any person—

a

issues a certificate which purports to comply with the requirements of regulations made by virtue of subsection (5) or (6) and contains a statement which he knows to be false or misleading in a material particular; or

b

recklessly issues a certificate which purports to comply with those requirements and contains a statement which is false or misleading in a material particular,

he shall be guilty of an offence and liable on summary conviction to a fine not exceeding level 3 on the standard scale.

F178

Regulations under this Act may provide for an appeal under section 20 to be accompanied by such other information as may be prescribed.

9

The power to make regulations under subsection (8) is exercisable by—

a

the Secretary of State, in relation to England;

b

the Welsh Ministers, in relation to Wales.

10

Section 93(3) does not apply in relation to regulations under subsection (8) made by the Welsh Ministers.

11

Regulations under subsection (8) made by the Welsh Ministers are subject to annulment in pursuance of a resolution of the National Assembly for Wales.

22 Determination of appeals. C28

1

The Secretary of State may allow or dismiss an appeal under section 20 or may reverse or vary any part of the authority’s decision (whether or not the appeal relates to that part), and—

a

may deal with the application as if it had been made to him in the first instance; and

b

may exercise his power under section 1 to amend any list compiled or approved under that section by removing from it the building to which the appeal relates.

2

Before determining the appeal, the Secretary of State shall, if either the applicant or the local planning authority so wish, give each of them an opportunity of appearing before, and being heard by, a person appointed by the Secretary of State for the purpose.

3

The decision of the Secretary of State on the appeal shall be final.

4

Schedule 3 applies to appeals under section 20.