SCHEDULES
F1SCHEDULE 4 Authorised bodies
C1F2Part II Approval in cases of altered regulations, rules or rights
Sch. 4 substituted (1.1.2000) by 1999 c. 22, s. 41, Sch. 5 para. 2 (with Sch. 14 para. 7(2)); S.I. 1999/3344, art. 2(a) (subject to art. 4, Sch. 2 of that S.I.)
Sch. 4 Pt. II extended (27.9.1999) by 1999 c. 22, ss. 105, 108(3), Sch. 14 Pt. III para. 17(2) (with Sch. 14 para. 7(2))
F3Requirement of approval
Sch. 4 substituted (1.1.2000) by 1999 c. 22, s. 41, Sch. 5 para. 2 (with Sch. 14 para. 7(2)); S.I. 1999/3344, art. 2(a) (subject to art. 4, Sch. 2 of that S.I.)
F48
1
If an authorised body makes an alteration of its qualification regulations or rules of conduct, the alteration shall not have effect unless approved by the F5Secretary of State.
2
If an authorised body makes an alteration of—
a
any rights of audience granted by it (including the grant of a new right of audience); or
b
any rights to conduct litigation granted by it (including the grant of a new right to conduct litigation),
the qualification regulations and rules of conduct of the body shall not have effect in relation to the rights as altered unless approved by the F5Secretary of State.
3
If a question arises whether approval is required by virtue of this paragraph it shall be for the F5Secretary of State to decide.
F6Application to F10Secretary of State
Sch. 4 substituted (1.1.2000) by 1999 c. 22, s. 41, Sch. 5 para. 2 (with Sch. 14 para. 7(2)); S.I. 1999/3344, art. 2(a) (subject to art. 4, Sch. 2 of that S.I.)
Words in Schs. 3-6 substituted (19.8.2003) by The Secretary of State for Constitutional Affairs Order 2003 (S.I. 2003/1887), art. 9, Sch. 2 para. 8(1)(d) (with arts. 6, 8)
F79
1
An application by a body for the F9Secretary of State to approve—
a
an alteration of qualification regulations or rules of conduct; or
b
qualification regulations or rules of conduct in relation to altered rights,
shall be made in writing.
2
The application shall be accompanied by—
a
the qualification regulations and rules of conduct;
b
a statement of the alteration of the regulations, rules or rights; and
c
such explanatory material as the applicant considers is likely to be needed for the purposes of this Part of this Schedule.
3
The applicant shall provide the F9Secretary of State with such additional information as he may reasonably require.
4
The F9Secretary of State shall—
a
send a copy of the application and accompanying material and any information provided under sub-paragraph (3) to each of the designated judges; and
b
consider whether it would be appropriate to seek the advice of either or both of the Consultative Panel and the F8OFT.
F11Early advice of designated judges
Sch. 4 substituted (1.1.2000) by 1999 c. 22, s. 41, Sch. 5 para. 2 (with Sch. 14 para. 7(2)); S.I. 1999/3344, art. 2(a) (subject to art. 4, Sch. 2 of that S.I.)
F1210
1
If the F14Secretary of State considers that it would not be appropriate to seek the advice of the Consultative Panel or the F13OFT, he—
a
shall inform each of the designated judges that that is his view; and
b
may inform each of them of his provisional view as to whether or not the application should be granted.
2
If so informed, each of the designated judges shall consider whether the application should be granted.
3
The applicant shall provide each of the designated judges with such additional information as he may reasonably require.
4
When each of the designated judges has completed his consideration he shall give such advice to the F14Secretary of State as he thinks fit.
5
After considering the advice given by each of the designated judges, the F14Secretary of State shall consider again whether or not it would be appropriate to seek the advice of either or both of—
a
the Consultative Panel; and
b
the F13OFT,
before deciding whether to grant the application.
F15Advice of Consultative Panel
Sch. 4 substituted (1.1.2000) by 1999 c. 22, s. 41, Sch. 5 para. 2 (with Sch. 14 para. 7(2)); S.I. 1999/3344, art. 2(a) (subject to art. 4, Sch. 2 of that S.I.)
F1611
1
If the F17Secretary of State decides (after considering the matter under paragraph 9(4)(b) or 10(5)) to seek the advice of the Consultative Panel, he shall send to the Consultative Panel a copy of—
a
the application and accompanying material; and
b
any information provided under paragraph 9(3).
2
The Consultative Panel shall consider whether the application should be granted.
3
The applicant shall provide the Consultative Panel with such additional information as it may reasonably require.
4
When the Consultative Panel has completed its consideration it shall give such advice to the F17Secretary of State as it thinks fit.
5
The Consultative Panel shall publish any advice given by it under this paragraph.
F18 Advice of F19Office of Fair Trading
Sch. 4 substituted (1.1.2000) by 1999 c. 22, s. 41, Sch. 5 para. 2 (with Sch. 14 para. 7(2)); S.I. 1999/3344, art. 2(a) (subject to art. 4, Sch. 2 of that S.I.)
Words in the cross-heading before Sch. 4 para. 12 substituted (1.4.2003) by 2002 c. 40, ss. 278, 279, Sch. 25 para. 23(10)(c); S.I. 2003/766, art. 2, Sch. (with art. 3)
F2012
1
If the F26Secretary of State decides (after considering the matter under paragraph 9(4)(b) or 10(5)) to seek the advice of the F21OFT, he shall send to the F21OFT a copy of—
a
the application and accompanying material; and
b
any information provided under paragraph 9(3).
2
The F21OFT shall consider whether granting the application would have, or be likely to have, any significant effect on competition.
3
4
5
6
The F21OFTshall, so far as practicable, exclude from anything published under sub-paragraph (5) any matter which relates to the affairs of a particular person (other than the applicant) the publication of which would, or might in F25its opinion, seriously and prejudicially affect the interests of that person.
7
Section 46 shall apply in relation to the investigation of any matter with a view to its consideration under this paragraph as it applies in relation to the investigation of any matter under section 45.
F27Representations by applicant
Sch. 4 substituted (1.1.2000) by 1999 c. 22, s. 41, Sch. 5 para. 2 (with Sch. 14 para. 7(2)); S.I. 1999/3344, art. 2(a) (subject to art. 4, Sch. 2 of that S.I.)
F2813
1
2
F31 Advice or further advice of designated judges
Sch. 4 substituted (1.1.2000) by 1999 c. 22, s. 41, Sch. 5 para. 2 (with Sch. 14 para. 7(2)); S.I. 1999/3344, art. 2(a) (subject to art. 4, Sch. 2 of that S.I.)
F3214
1
If the F34Secretary of State has sought the advice of the Consultative Panel or the F33OFT he shall, on receiving it, send to each of the designated judges a copy of—
a
the advice; and
b
any representations made under paragraph 13(2).
2
Each of the designated judges shall then consider (or consider again) whether the application should be granted.
3
The applicant shall provide each of the designated judges with such additional information as he may reasonably require.
4
When each of the designated judges has completed his consideration he shall give such advice to the F34Secretary of State as he thinks fit.
F35Decision by F39Secretary of State
Sch. 4 substituted (1.1.2000) by 1999 c. 22, s. 41, Sch. 5 para. 2 (with Sch. 14 para. 7(2)); S.I. 1999/3344, art. 2(a) (subject to art. 4, Sch. 2 of that S.I.)
Words in Schs. 3-6 substituted (19.8.2003) by The Secretary of State for Constitutional Affairs Order 2003 (S.I. 2003/1887), art. 9, Sch. 2 para. 8(1)(d) (with arts. 6, 8)
F3615
1
After considering—
a
any advice given by the Consultative Panel and any representations made about it;
b
any advice given by the F37OFT and any representations made about it; and
c
the advice given by each of the designated judges (under paragraph 10 or 14 or both of those paragraphs),
the F38Secretary of State shall decide whether to grant the application.
2
The F38Secretary of State may not refuse the application unless he has received advice from the Consultative Panel.
3
When the F38Secretary of State has made his decision he shall notify the applicant of it.
4
If the F38Secretary of State has decided to refuse the application he shall also notify the applicant of the reasons for his decision.
F40Effect of grant of application
Sch. 4 substituted (1.1.2000) by 1999 c. 22, s. 41, Sch. 5 para. 2 (with Sch. 14 para. 7(2)); S.I. 1999/3344, art. 2(a) (subject to art. 4, Sch. 2 of that S.I.)
F4116
Where the application is granted—
a
in a case within sub-paragraph (1) of paragraph 8, the alteration of the qualification regulations or rules of conduct is approved; and
b
in a case within sub-paragraph (2) of that paragraph, the qualification regulations or rules of conduct are approved in relation to the rights as altered.
Sch. 4 substituted (1.1.2000) by 1999 c. 22, s. 41, Sch. 5 para. 2 (with Sch. 14 para. 7(2)); S.I. 1999/3344, art. 2(a) (subject to art. 4, Sch. 2 of that S.I.)