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SCHEDULE

PART 1EU Regulations for which the FCA is the appropriate regulator

Undertakings for Collective Investment in Transferable Securities

75.  Commission Implementing Regulation (EU) 584/2010 of 1 July 2010 implementing Directive 2009/65/EC of the European Parliament and of the Council as regards the form and content of the standard notification letter and UCITS attestation, the use of electronic communication between competent authorities for the purpose of notification, and procedures for on-the-spot verifications and investigations and the exchange of information between competent authorities(1).

76.  Commission Implementing Regulation (EU) 2016/1212 of 25 July 2016 laying down implementing technical standards with regard to standard procedures and forms for submitting information in accordance with Directive 2009/65/EC of the European Parliament and of the Council(2).

77.  Commission Delegated Regulation (EU) 2017/2417 of 17 November 2017 supplementing Regulation (EU) 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the trading obligation for certain derivative(3).

(1)

OJ L176, 10.7.2010, p.16.

(2)

OJ L199, 26.7.2016, p.6.

(3)

OJ L343, 22.12.2017, p.48.