Application3

1

These Regulations apply in the following cases.

2

Case 1 is where the Bank has made a resolution instrument in accordance with section 12A(2) of the Act9 (“Case 1”).

3

Case 2 is where—

a

the Bank has made a property transfer instrument in accordance with section 11(2), 12(2) or 12ZA(3) of the Act10, and

b

the property transfer instrument makes special bail-in provision (in accordance with section 44B(1) of the Act11) (“Case 2”).

4

Case 3 is where—

a

the Bank has made a property transfer instrument in accordance with section 11(2), 12(2) or 12ZA(3) of the Act which does not make special bail-in provision, but

b

special bail-in provision is made (in accordance with section 44B(1) of the Act) in an associated supplemental property transfer instrument (within the meaning of section 44B(2)) (“Case 3”).

5

Case 4 is where—

a

the Bank has made a third-country instrument in accordance with section 89H of the Act (recognition of third-country resolution actions)12, and

b

either—

i

that third-country instrument, or

ii

any subsequent third-country instrument made under section 89I(4)(b),

makes special bail-in provision (“Case 4”).