- Draft legislation
The Open-Ended Investment Companies (Amendment) Regulations 2005
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- ISBN 0-11-072233-7
- Explanatory Note
Draft Legislation:
This is a draft item of legislation and has not yet been made as a UK Statutory Instrument.
EXPLANATORY NOTE
(This note is not part of the Regulations)
These Regulations amend the Open-Ended Investment Companies Regulations 2001 (S.I. 2001/1228) (the “principal Regulations”) to allow open-ended investment companies to dispense with the holding of annual general meetings. They also make other, consequential, amendments to the principal Regulations.
They also vary the type of notice that the Financial Services Authority (“FSA”) must give in a case where it decides, following the issue of a warning notice, to approve the appointment of a director etc, and remove the requirement for the FSA to publish certain notifications in the London and Edinburgh Gazettes.
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