The Social Security Information-sharing (Scotland) Regulations 2021
In accordance with section 96(2) of that Act, a draft of this instrument has been laid before and approved by resolution of the Scottish Parliament.
Citation, commencement and interpretation1.
(1)
These Regulations may be cited as the Social Security Information-sharing (Scotland) Regulations 2021 and come into force on 26 July 2021.
(2)
In these Regulations—
“the 2018 Act” means the Social Security (Scotland) Act 2018,
Specification of persons who may be required to supply information2.
(1)
The persons described in paragraph (2) are specified for the purposes of section 85(2)(g) of the 2018 Act (persons who may be required to supply information).
(2)
The persons are—
(a)
F1(aa)
any supplier of vehicles approved by the Scottish Ministers under an accreditation scheme run by the Scottish Ministers to supply vehicles for the benefit of individuals who are entitled to the enhanced rate of the mobility component of Adult Disability Payment in accordance with regulation 6 of the Disability Assistance for Working Age People (Scotland) Regulations 2022 (mobility component),
(b)
(c)
(d)
(e)
the Public Guardian F3and
(f)
an integration authority as defined in section 59 of the Public Bodies (Joint Working) (Scotland) Act 20144.
Supplying information to receive information in return3.
(1)
Paragraph (2) applies where the Scottish Ministers require information to be supplied under section 85(1) of the 2018 Act (requirement to supply information) by—
(a)
(b)
a contractor or provider of primary medical services described in regulation 2(2)(b), (c) or (d), or
(c)
a local authority,
for the purpose of determining an individual’s entitlement to social security assistance in accordance with section 37 of the 2018 Act (duty to make determination).
(2)
The Scottish Ministers may supply to the person such information relating to the individual as is necessary for the purpose of enabling the person to comply with the requirement under section 85(1) of the 2018 Act.
(3)
Information may be supplied by the Scottish Ministers under paragraph (2) only with the authorisation of the individual to whom the information relates.
Use of information supplied by the Scottish Ministers4.
(1)
Information held by the Scottish Ministers for the purpose of a social security function may be supplied by Ministers under section 85(5) of the 2018 Act (specification of functions) to—
(a)
a supplier of vehicles described in regulation 2(2)(a) F4or 2(2)(aa) for use for the purposes of the function of that person specified in paragraph (2),
(b)
a local authority for use for the purposes of the functions of the local authority specified in paragraph (3).
F5(c)
where regulation 4A applies, a local authority for use for the purposes of the functions of the local authority specified in paragraph (3A),
(d)
where regulation 4B applies, a local authority for use for the purposes of the functions of the local authority specified in paragraph (3B),
(e)
where regulation 4C applies, the Public Guardian for use for the purposes of the function of the Public Guardian specified in paragraph (3C),
F6(f)
where regulation 4D applies, a local authority for the purposes of the function of the local authority specified in paragraph (3D).
(2)
The specified function referred to in paragraph (1)(a) is the provision of a vehicle.
(3)
The specified functions referred to in paragraph (1)(b) are—
(a)
the assessment of liability to pay local taxes used to fund local authority expenditure,
(b)
(c)
(d)
(e)
(f)
(g)
determining—
(i)
whether to make discretionary housing payments under F8Part 5 of the Social Security (Scotland) Act 2018 (discretionary housing payments),
(ii)
the amount of any such payments.
F9(h)
determining whether a person applying for or receiving a welfare service is liable to contribute towards the cost of that service and if so the amount of that contribution.
F10(3A)
The specified functions referred to in paragraph (1)(c) are—
(a)
the duty to promote social welfare under section 12 of the Social Work (Scotland) Act 1968 (general social welfare services of local authorities),
(b)
the duty to children looked after by local authorities under section 17 of the Children (Scotland) Act 1995 (duty of local authority to child looked after by them),
(c)
the duty to safeguard and promote the welfare of children who are in need under section 22 of the Children (Scotland) Act 1995 (promotion of welfare of children in need),
(d)
the duty to make inquiries about a person’s well-being, property or financial affairs under section 4 of the Adult Support and Protection (Scotland) Act 2007 (council’s duty to make inquiries),
(e)
the power to make an application for a child assessment order under section 35 of the Children’s Hearings (Scotland) Act 2011 (child assessment orders),
(f)
the duty to provide information to the Principal Reporter under section 60 of the Children’s Hearings (Scotland) Act 2011 (local authority’s duty to provide information to Principal Reporter).
(3B)
The specified functions referred to in paragraph (1)(d) are—
(a)
the duty to make inquiries about a person’s property or financial affairs under section 4 of the Adult Support and Protection (Scotland) Act 2007 (council’s duty to make inquiries),
(b)
the duty to investigate any circumstances made known to the local authority in which the personal welfare of an adult seems to them to be at risk under section 10(1)(d) of the Adults with Incapacity (Scotland) Act 2000 (functions of local authorities).
(3C)
The specified function referred to in paragraph (1)(e) is the duty to investigate circumstances where the property or financial affairs of an adult appear to be at risk under section 6(2)(d) of the Adults with Incapacity (Scotland) Act 2000 (the Public Guardian and his functions).
F11(3D)
The specified function referred to in paragraph (1)(f) is the power to provide or to secure the provision of food and drink to pupils under section 53(3) of the Education (Scotland) Act 1980 (provision of school meals).
F12(4)
In this regulation “welfare service” means—
(a)
housing support services, as defined in regulation 2 of the Social Security (Information-sharing in relation to Welfare Services etc.) Regulations 2012 (interpretation),
(b)
the provision of residential care, as defined in regulation 2 of the Social Security (Information-sharing in relation to Welfare Services etc.) Regulations 2012 (interpretation),
(c)
the provision of domiciliary care, as defined in regulation 5(4)(d) of the Social Security (Information-sharing in relation to Welfare Services etc.) Regulations 2012 (supply of relevant information by the Secretary of State).
F13Use of information supplied under regulation 4(1)(c)4A.
(1)
This regulation applies where—
(a)
in the exercise of their social security functions, the Scottish Ministers know or believe that a person with whom they have come into contact (“person A”) is—
(i)
at real risk of harm,
(ii)
has needs of care and support, and
(iii)
as a result of those needs, is unable to protect themselves against that risk, and
(b)
the Scottish Ministers consider the supply of information is necessary to protect person A from harm.
(2)
The information is to be supplied only with the explicit consent of person A unless paragraph (3) applies.
(3)
This paragraph applies where—
(a)
in the circumstances, person A’s consent cannot be given,
(b)
in the circumstances, the Scottish Ministers cannot reasonably be expected to obtain the consent of person A, or
(c)
in the circumstances, the Scottish Ministers consider obtaining consent of person A would prejudice the protection mentioned in paragraph (1)(b).
(4)
In this regulation—
(a)
in paragraph (1)(a)(i)—
(i)
“real risk of harm” means being subjected to conduct causing or likely to cause a person to suffer significant—
(aa)
neglect, or
(bb)
physical, mental or emotional harm,
and includes engaging in, or being likely to engage in, conduct which causes or is likely to cause self-harm, and
(ii)
“conduct” includes failures to act,
(b)
in paragraph (1)(b) and in the definition of “real risk of harm”, “harm” means neglect or physical, mental or emotional harm, and
(c)
“person” means a natural person of any age.
Use of information supplied under regulation 4(1)(d)4B.
(1)
This regulation applies where—
(a)
in the exercise of their social security functions, the Scottish Ministers know or believe that—
(i)
the property or financial affairs of a person with whom they have come into contact (“person B”) are at risk,
(ii)
person B has needs of care and support, and
(iii)
as a result of those needs, person B is unable to protect themselves against that risk, and
(b)
the Scottish Ministers consider the supply of information is necessary to—
(i)
safeguard the property or financial affairs of person B, and
(ii)
protect person B from harm.
(2)
The information is to be supplied only with the explicit consent of person B unless paragraph (3) applies.
(3)
This paragraph applies where—
(a)
in the circumstances, person B’s consent cannot be given,
(b)
in the circumstances, the Scottish Ministers cannot reasonably be expected to obtain the consent of person B, or
(c)
in the circumstances, the Scottish Ministers consider obtaining consent of person B would prejudice the matters mentioned in paragraph (1)(b).
(4)
In this regulation, “harm” means mental or emotional harm.
Use of information supplied under regulation 4(1)(e)4C.
(1)
This regulation applies where—
(a)
in the exercise of their social security functions, the Scottish Ministers know or believe that—
(i)
a person with whom they have come into contact (“person C”) is incapable within the meaning of the Adults with Incapacity (Scotland) Act 2000, and
(ii)
the property or financial affairs of person C are at risk, and
(b)
the Scottish Ministers consider the supply of information is necessary to—
(i)
safeguard the property or financial affairs of person C, and
(ii)
protect person C from harm.
(2)
In this regulation, “harm” means mental or emotional harm.
F14Use of information supplied under regulation 4(1)(f)4D.
This regulation applies where the Scottish Ministers know or believe that the information relates to a child—
(a)
who, having regard to the child’s age, is likely to be a pupil in—
(i)
the sixth or seventh yearly stage of primary education, or
(ii)
the first, second or third yearly stage of secondary education, and
(b)
in respect of whom an individual is in receipt of a Scottish child payment within the meaning of regulation 3(2) of the Scottish Child Payment Regulations 2020.
F15Supply of information to be no more than is necessary5.
Where the Scottish Ministers supply information under these Regulations, which relates to an individual, the information supplied must be no more than is necessary for the purpose for which it is to be used by the recipient.
St Andrew’s House,
Edinburgh
These Regulations make provision regarding the sharing of information in connection with the social security functions of the Scottish Ministers, in accordance with section 85 of the Social Security (Scotland) Act 2018 (“the 2018 Act”).
Regulation 2 specifies, for the purposes of section 85(2) of the 2018 Act, three additional persons who may be required by the Scottish Ministers to supply information to them for the purpose of a social security function. These are GP practices, the Public Guardian and suppliers of vehicles for the benefit of individuals who are entitled to the mobility component of Child Disability Payment, at the higher rate.
Regulation 3 provides an express power for the Scottish Ministers to share information with local authorities, Health Boards and GP practices, in order to receive from them information required under section 85(1) of the 2018 Act. This reflects the substantive nature of the information which may be shared.
Regulation 4 provides that information held by the Scottish Ministers for the purpose of a social security function may be supplied by them, under section 85(5) of the 2018 Act, for the purposes of a specified function to a supplier of vehicles described in regulation 2 and to a local authority. The specified function in respect of a supplier of vehicles is the provision of a vehicle. The specified functions in relation to local authorities, include establishing entitlement to council tax reduction and other forms of concession related to local taxes, establishing entitlement to a Blue Badge, and reaching decisions on making discretionary housing payments.
Regulation 5 makes clear that no more information may be supplied than is necessary to enable a specified person to fulfil a particular function or, as the case may be, to enable them to supply the information which is required from them under section 85(1) of the 2018 Act.