2013 No. 109
The National Health Service Superannuation Scheme etc. (Miscellaneous Amendments) (Scotland) Regulations 2013
Made
Laid before the Scottish Parliament
Coming into force
The Scottish Ministers make the following Regulations in exercise of the powers conferred by section 10 and 12 of, and Schedule 3 to, the Superannuation Act 19721 and of all other powers enabling them to do so.
In accordance with section 10(1) of that Act, these Regulations are made with the consent of the Treasury.
In accordance with section 10(4) of that Act, the Scottish Ministers have consulted with such representatives of persons likely to be affected by these Regulations as appear to them to be appropriate.
PART 1GENERAL
Citation, commencement and effect1
1
These Regulations may be cited as the National Health Service Superannuation Scheme etc. (Miscellaneous Amendments) (Scotland) Regulations 2013.
2
These Regulations come into force on 20th May 2013 and, except as provided in paragraphs (3) to (8), have effect from that date2.
3
Regulations 30, 39, 40, 48, 49(c), 50, 57, 58 and 65 have effect from 1st April 2008.
4
Regulations 12, 13, 14, 20 and 21 have effect from 1st April 2011.
5
Regulation 15 has effect from 6th April 2012.
6
Regulations 3 to 8, 16, 17, 29, 31, 32, 49(a), (b), (d) and (e), 52 and 53 have effect from 1st January 2013.
7
Regulations 67 to 70 have effect from 31st March 2013.
8
Regulations 9, 10, 11, 23, 24, 25, 27, 28, 33, 34, 35, 38, 41 to 46, 54 and 59 to 63 have effect from 1st April 2013.
PART 2AMENDMENT OF THE NATIONAL HEALTH SERVICE SUPERANNUATION SCHEME (SCOTLAND) REGULATIONS 2011
Amendments to the National Health Service Superannuation Scheme (Scotland) Regulations 20112
The National Health Service Superannuation Scheme (Scotland) Regulations 20113 are amended in accordance with this Part.
Amendment of regulation A23
In regulation A2(4) (interpretation)—
a
after “the 2004 Act” in column 1 and the corresponding meaning in column 2 insert—
“the 2008 Act”
The Pensions Act 20084;
b
after “the 2008 Section” in column 1 and the corresponding meaning in column 2 insert—
“the 2010 Regulations”
The Occupational and Personal Pension Schemes (Automatic Enrolment) Regulations 20105;
c
after “assistant practitioner” in column 1 and the corresponding meaning in column 2 insert—
“automatic enrolment date”
The date referred to in section 3(7) of the 2008 Act;
“automatic re-enrolment date”
The date determined in accordance with regulation 12 of the 2010 Regulations (as modified by regulation 14 of those Regulations6);
d
for “pay period” in column 1 and the corresponding meaning in column 2 substitute—
“pay period”
In relation to members who receive either salary, wages or other regular payments under a contract of employment or a contract for services, the period in respect of which each payment is made in accordance with the terms of that contract;
Amendment of regulation B14
For regulation B1(2) (membership of this Section of the scheme) substitute—
2
Subject to paragraph (3), each eligible person will be included in this Section of the scheme—
a
automatically on commencing NHS employment;
b
subject to regulation B5(3), where the person has previously opted out of this Section of the scheme and has given notice in accordance with regulation B5(1), on the date determined under paragraph (2) of that regulation;
c
subject to regulation B5(3), where the person has previously opted out of this Section of the scheme and is a person to whom section 3 or section 5 of the 2008 Act applies—
i
on that person’s automatic enrolment date; or
ii
on that person’s automatic re-enrolment date, except where the notice referred to in regulation B4(1) was given within the period of 12 months immediately preceding that date.
Amendment of regulation B25
In regulation B2(1) (age limits and restrictions on membership)—
a
in sub-paragraph (k)(ii), for “paragraphs (1) or (2)” substitute “paragraph (1)”;
b
in sub-paragraphs (l)(ii), (m)(ii), (n)(ii) and (o)(ii), omit “or (2)”; and
c
in sub-paragraph (l)(iii)(bb), for “(6)” substitute “(7)”.
Amendment of regulation B46
In regulation B4 (opting out of this Section of the scheme)—
a
omit paragraphs (2) to (4);
b
for paragraph (5) substitute—
5
A notice referred to in paragraph (1) takes effect—
a
from the first day of the pay period immediately following its receipt by the employing authority; or
b
where a later date is specified in the notice, from the first day of the pay period following the pay period in which the specified date falls.
c
for paragraph (7) substitute—
7
A person who opts out of this Section of the scheme under paragraph (1) within one month of the date of commencing NHS employment is to be treated as never having been included in this Section of the scheme in respect of that opt out and, if applicable, any contributions made by, or on behalf of, that person before the opt out took effect must be refunded.
d
for paragraph (8) substitute—
8
A notice under paragraph (1) ceases to have effect on the day immediately preceding, as the case may be, the person’s—
a
automatic enrolment date; or
b
automatic re-enrolment date: this does not apply where the notice was given within the period of 12 months immediately preceding that date.
e
after paragraph (9) insert—
10
This regulation and regulation B5 do not apply to a person to whom section 3, 5 or 8 of the 2008 Act7 and regulation 9 or 15 of the 2010 Regulations8 apply (that is, a person who is subject to automatic enrolment or automatic re-enrolment in this Section of the scheme as a qualifying scheme who does not wish to participate in it): this paragraph does not affect the rights of such a person who subsequently becomes a member of this Section of the scheme in circumstances where those provisions of the 2008 Act and 2010 Regulations do not apply.
Amendment of regulation B57
In regulation B5 (rejoining this Section of the scheme)—
a
in paragraph (1)—
i
for “paragraphs (3) and (4), a member” substitute “paragraph (3), a person”; and
ii
before “rejoin” insert “join or”;
b
in paragraph (2), for “member” substitute “person”;
c
for paragraphs (3) and (4) substitute—
3
A person who has opted out may not rejoin this Section of the scheme during any period of absence from work for any reason.
d
for the heading to the regulation substitute—
Joining or rejoining this Section of the scheme after opting out
Amendment of regulation B68
In regulation B6 (opting into this Section of the scheme: mis-sold pensions)—
a
in paragraph (2), before “rejoin” insert “join or”; and
b
in paragraph (3), before “rejoin” insert “join or”.
Amendment of regulation D19
For regulation D1(4) (contributions by members) substitute—
4
Before determining those pensionable pay bands or contribution percentage rates under paragraph (3), the Scottish Ministers must consider the advice of the scheme actuary.
Amendment of regulation D210
In regulation D2 (contributions and other payments by employing authorities)—
a
in paragraph (7A), at the end insert (as full out words) “This is subject to paragraph (7B).”; and
b
after paragraph (7A) insert—
7B
Where the member leaves pensionable employment on or after 1st April 2013, any additional contributions that are due to the Scottish Ministers under paragraph (5)(a), in respect of a pension payable under regulation E7, and paragraph (5)(b), (d) and (e) may only be paid by a single payment of an amount determined by the Scottish Ministers on the advice of the scheme actuary: that payment must be made within one month of the date on which the pension under regulation E7 became payable.
Amendment of regulation E711
For regulation E7(2) (early retirement pension (redundancy etc. new starters and post transition)) substitute—
2
Those conditions are that—
a
the member has two years’ qualifying service and has attained normal minimum pension age or, where relevant, protected pension age;
b
the member’s employing authority certifies—
i
that the member has at least two years’ continuous employment determined in accordance with any terms and conditions applying to that employment; and
ii
if the member’s employment is terminated by reason of redundancy, that the member is entitled to claim a pension under this regulation as an alternative to receiving the lump sum payment (in whole or in part) otherwise payable to him in accordance with those terms and conditions;
c
the member’s employing authority does not certify that the member has unreasonably refused to seek suitable alternative employment or accept an offer of such employment;
d
the Scottish Ministers certify—
i
that the member’s employment is terminated by reason of redundancy; or
ii
with the agreement of the employing authority, that the member’s employment is terminated in the interests of the efficiency of the service in which the member is employed; and
e
the member makes a claim for the pension referred to in this regulation.
Amendment of regulation G612
After regulation G6(3) (widow’s pension when member marries after leaving pensionable employment) insert—
4
Where the nominated partner referred to in G14 (surviving nominated partner’s pension) becomes the member’s widow on the member’s death, the widow’s pension will, if it would be more beneficial to the widow, be equal to the nominated partner pension that would have been payable if the widow and the member had not been married to each other.
Amendment of regulation G1413
In regulation G14(5) (surviving nominated partner’s pension)—
a
after “other” insert “during any period of pensionable employment”; and
b
for “was not effective” substitute “becomes effective after all pensionable employment has ceased”.
Amendment of regulation H414
For regulation H4(5) (child allowance when member dies after pension becomes payable) substitute—
5
If the member dies leaving a dependent child and there is no surviving parent (or spouse, civil partner or nominated partner of a parent) the allowance—
a
for the period of 6 months beginning with the member’s death, will be the greater of—
i
the amount of the member’s pension calculated without regard to any reduction made under regulation S2 (reduction of pension on return to NHS employment); and
ii
the amount of child allowance that would otherwise be payable under these Regulations; and
b
following the period referred to in sub-paragraph (a), will be equal to—
i
one-third of the pension described in paragraph (2) if there is only one dependent child; and
ii
two-thirds of the pension described in paragraph (2) if there are two or more dependent children.
Amendment of regulation K615
In regulation K6(1) (protected rights transferred to this Section of the scheme), after “Where” insert “, before 6th April 2012,”.
Amendment of regulation N116
In regulation N1(3)(b) (member’s right to transfer accrued rights to benefits to this Section of the scheme), for “(rejoining this Section of the scheme)” substitute “(joining or rejoining this Section of the scheme after opting out)”.
Amendment of regulation N517
In the heading to regulation N5, for “rejoin this Section of the scheme” insert “join or rejoin this Section of the scheme after opting out”.
Amendment of regulation Q1318
In regulation Q13 (cancellation and cessation of options under regulation Q8)—
a
in paragraph (4), after “such an option” insert “in accordance with paragraph (3)”; and
b
after paragraph (4) insert—
5
If, after the exercise of the option under regulation Q8, the Scottish Ministers have reasonable grounds to believe that the member’s health will prevent the member from paying contributions for the whole contribution period, the Scottish Ministers may cancel the option by giving the member notice in writing.
6
If the Scottish Ministers cancel such an option in accordance with paragraph (5), the additional periodical contributions cease to be payable for the first pay period beginning after the date specified in the notice and all subsequent pay periods and any periodical payments made before the date of cancellation must be returned to the member.
Amendment of regulation Q1519
In regulation Q15 (effect of death or early payment of pension after option exercised under regulation Q8, Q10 or Q11), in paragraphs (2) and (4), at the beginning insert “Subject to regulation Q13(5) and (6),”.
Amendment of regulation S120
In regulation S1(5) (suspension of pension on return to NHS employment)—
a
at the end of sub-paragraph (b) omit “and”; and
b
after sub-paragraph (c) insert—
Amendment of regulation S221
In regulation S2 (reduction of pension on return to NHS employment)—
a
in paragraph (9), for “Subject to paragraph (10), a” substitute “A”;
b
omit paragraph (10); and
c
in paragraph (12), after “paragraph (4)” insert “or (5)”.
New regulation T1A22
After regulation T1 (claims for benefits) insert—
Provision of information: continuing entitlement to benefitT1A
1
The Scottish Ministers may specify a date by which a person who is in receipt of a benefit under this Section of the scheme is to provide the Scottish Ministers with all or any of the following material—
a
evidence of the person’s identity;
b
the person’s contact details; and
c
evidence of the person’s continuing entitlement to the benefit.
2
Where a person fails to provide the material referred to in paragraph (1) in accordance with that paragraph the Scottish Ministers may withhold all, or any part of, any benefit payable to that person.
Amendment of regulation U323
Omit regulation U3(3) to (6) (accounts and actuarial reports) and, in the heading to that regulation, omit “and actuarial reports”.
Revocation of regulation U424
Omit regulation U4 (cost sharing).
Amendment of Schedule 125
In Schedule 1 (medical and dental practitioners), for paragraph 14(5) substitute—
5
Before determining those pensionable earnings bands or contribution percentage rates, the Scottish Ministers must consider the advice of the scheme actuary.
PART 3AMENDMENT OF THE NATIONAL HEALTH SERVICE PENSION SCHEME (SCOTLAND) REGULATIONS 2008
Amendments to the National Health Service Pension Scheme (Scotland) Regulations 200826
The National Health Service Pension Scheme (Scotland) Regulations 200811 are amended in accordance with this Part.
Amendment of regulation 1.B.127
Omit regulation 1.B.1(4), (5) and (6) (actuarial reports and accounts), and in the heading to that regulation, for “Actuarial report and accounts” substitute “Accounts”.
Revocation of regulation 1.B.228
Omit regulation 1.B.2 (cost sharing).
Amendment of regulation 2.A.129
In regulation 2.A.1(1) (interpretation: general)—
a
after the definition of “the 2006 (Wales) Act” insert—
“the 2008 Act” means the Pensions Act 200812;
b
after the definition of “the 2008 Section Optant” insert—
“the 2010 Regulations” means the Occupational and Personal Pension Schemes (Automatic Enrolment) Regulations 201013;
c
after the definition of “additional services” insert—
“automatic enrolment date” means the date referred to in section 3(7) (automatic enrolment) of the 2008 Act;
“automatic re-enrolment date” means the date determined in accordance with regulation 12 (opting out) of the 2010 Regulations (as modified by regulation 14 (jobholders excluded from automatic re-enrolment) of those Regulations14);
d
for the definition of “pay period” substitute—
“pay period” means, in relation to members who receive either salary, wages or other regular payments under a contract of employment or a contract for services, the period in respect of which each payment is made in accordance with the terms of that contract;
Amendment of regulation 2.A.630
In regulation 2.A.6(6) (qualifying service: disregard of breaks in service)—
a
for “Paragraphs (2), (4) and (5) do not apply if” substitute “Where”;
b
in sub-paragraph (a), after “the earlier period” insert “, paragraphs (4) and (5) do not apply”; and
c
in sub-paragraph (b), after “made” insert “, paragraphs (2), (4) and (5) do not apply”.
Amendment of regulation 2.B.431
In regulation 2.B.4 (joining this Section of the scheme)—
a
for paragraph (1) substitute—
1
Subject to paragraph (3), a person in NHS employment who is eligible to be an active member of this Section of the scheme, becomes such a member, unless absent from work for any reason, on either—
a
the commencement of the person’s employment; or
b
where the person has previously opted out of this Section of the scheme under regulation 2.B.5(1) and is a person to whom section 3 or section 5 of the 2008 Act applies, on that person’s—
i
automatic enrolment date, or
ii
automatic re-enrolment date, except where the notice referred to in regulation 2.B.5(1) was given within the period of 12 months immediately preceding that date.
b
for paragraph (3) substitute—
3
A person who has previously exercised an option to opt out of this Section of the scheme in accordance with regulation 2.B.5(1) in respect of an employment in which that person was an active member, and who remains eligible to be an active member in respect of that employment, may opt to join or re-join this Section of the scheme by giving notice in writing to the employing authority in such form as the Scottish Ministers require.
c
omit paragraph (6).
Amendment of regulation 2.B.532
In regulation 2.B.5 (opting out of this Section of the scheme)—
a
in paragraph (1), after “scheme in any” insert “NHS”; and
b
for paragraphs (4) to (6) substitute—
4
A person to whom paragraph (1)(a) of regulation 2.B.4 applies in respect of an employment who gives notice in writing under paragraph (1) of this regulation within one month of the date of commencing that NHS employment, is to be treated as not having become an active member by virtue of that regulation.
5
A notice under paragraph (1) ceases to have effect on the day immediately preceding, as the case may be, the person’s—
a
automatic enrolment date; or
b
automatic re-enrolment date: this does not apply where the notice was given within the period of 12 months immediately preceding that date.
6
This regulation does not apply to a person to whom section 3, 5 or 8 of the 2008 Act15 and regulation 9 or 15 of the 2010 Regulations16 apply (that is, a person who is subject to automatic enrolment or automatic re-enrolment in this Section of the scheme as a qualifying scheme who does not wish to participate in it): this paragraph does not affect the rights of such a person who subsequently becomes a member of this Section of the scheme in circumstances where those provisions of the 2008 Act and 2010 Regulations do not apply.
Amendment of regulation 2.C.233
For regulation 2.C.2(4) (contribution rate for members other than non-GP providers) substitute—
4
Before determining those pensionable pay bands or contribution percentage rates, the Scottish Ministers must consider the advice of the scheme actuary.
Amendment of regulation 2.C.434
For regulation 2.C.4(4) (contribution rate and determination of pensionable earnings for non-GP providers) substitute—
4
Before determining those pensionable pay bands or contribution percentage rates, the Scottish Ministers must consider the advice of the scheme actuary.
Amendment of regulation 2.C.635
After regulation 2.C.6(4) (contributions by employing authorities: members becoming entitled to pensions under regulation 2.D.11)17 insert—
4A
Paragraph (4)(b) does not apply where the member leaves the employment in which the member was an active member on or after 1st April 2013.
Amendment of regulation 2.C.1336
In regulation 2.C.13 (cancellation of options under regulation 2.C.8)—
a
in paragraph (4), after “such an option” insert “in accordance with paragraph (3)”; and
b
after paragraph (4) insert—
5
If, after the exercise of the option under regulation 2.C.8, the Scottish Ministers have reasonable grounds to believe that the member’s health will prevent the member from paying contributions for the whole contribution period, the Scottish Ministers may cancel the option by giving the member notice in writing.
6
If the Scottish Ministers cancel such an option in accordance with paragraph (5), the additional periodical contributions cease to be payable for the first pay period beginning after the date specified in the notice and all subsequent pay periods and any periodical payments made before the date of cancellation must be returned to the member.
Amendment of regulation 2.C.1537
In regulation 2.C.15(4) (effect of death or early payment of pension after option exercised under regulation 2.C.8, 2.C.10 or 2.C.11), at the beginning, insert “Subject to regulation 2.C.13(5) and (6),”.
Amendment of regulation 2.D.1138
For regulation 2.D.11(1)(c) (early retirement on termination of employment by employing authority) substitute—
c
the member’s employing authority certifies that the member—
i
has at least two years’ continuous employment determined in accordance with any terms and conditions applying to the employment;
ii
is entitled to claim a pension under this regulation if the member’s employment is terminated by reason of redundancy as an alternative to receiving the lump sum payment (in whole or in part) otherwise payable to the member in accordance with those terms and conditions; and
iii
has not unreasonably refused to seek suitable alternative employment or accept an offer of such employment;
Amendment of regulation 2.E.1139
For regulation 2.E.11(6) (amount of children’s pension under regulation 2.E.8: deceased pensioner members) substitute—
6
In a case within paragraph (4)(b) or (c), the rate of the pension in respect of the dependent child or children for the period of 6 months beginning with the deceased’s death is equal to the greater of—
a
the rate of the member’s pension at the date of death disregarding any reduction made under Chapter 2.H (abatement) and any additional pension; and
b
the amount of children’s pension that would otherwise be payable under these Regulations.
Amendment of regulation 2.H.140
Omit regulation 2.H.1(5) (application of Chapter 2.H).
Amendment of regulation 2.H.341
In regulation 2.H.3 (reduction of pension)—
a
in paragraphs (1) and (2), for “scheme year” substitute “financial year”; and
b
for paragraphs (6) and (7) substitute—
6
For the purpose of calculating the reduction to be made under paragraph (1) in respect of any part of a financial year, the amount of the member’s previous pay will be reduced proportionately.
Amendment of regulation 2.H.442
In regulation 2.H.4 (meaning of “relevant income”) for “scheme year”, in both places it occurs, substitute “financial year”.
Amendment of regulation 2.H.543
In regulation 2.H.5 (meaning of “previous pay”: general) for “scheme year”, in each of the three places it occurs, substitute “financial year”.
Amendment of regulation 2.H.644
In regulation 2.H.6 (meaning of “previous pay”: members with concurrent employments) for “scheme year”, in each of the four places it occurs, substitute “financial year”.
Amendment of regulation 2.H.845
In regulation 2.H.8 (employed pensioners with more than one pension) for “scheme year”, in each of the four places it occurs, substitute “financial year”.
Amendment of regulation 2.H.946
In regulation 2.H.9 (provisional reductions and later adjustments) for “scheme year”, in each of the eight places it occurs, substitute “financial year”.
New regulation 2.J.2A47
After regulation 2.J.2 (claims for benefits) insert—
Provision of information: continuing entitlement to benefit2.J.2A
1
The Scottish Ministers may specify a date by which a person who is in receipt of a benefit under this Section of the scheme is to provide the Scottish Ministers with all or any of the following material—
a
evidence of the person’s identity;
b
the person’s contact details; and
c
evidence of the person’s continuing entitlement to the benefit.
2
Where a person fails to provide the material referred to in paragraph (1) in accordance with that paragraph the Scottish Ministers may withhold all, or any part, of any benefit payable to that person.
Amendment of 2.J.1148
In regulation 2.J.11 (general prohibition on unauthorised payments), for “rules” substitute “Regulations”.
Amendment of regulation 3.A.149
In regulation 3.A.1 (interpretation of Part 3: general)—
a
after the definition of “the 2004 Act” insert—
“the 2008 Act” means the Pensions Act 200818;
b
after the definition of “2008 Section Optant” insert—
“the 2010 Regulations” means the Occupational and Personal Pension Schemes (Automatic Enrolment) Regulations 201019;
c
for the definition of “appropriate proportion” substitute—
“appropriate proportion” means 70/187;
d
after the definition of “appropriate proportion” insert—
“automatic enrolment date” means the date referred to in section 3(7) (automatic enrolment) of the 2008 Act;
“automatic re-enrolment date” means the date determined in accordance with regulation 12 (opting out) of the 2010 Regulations (as modified by regulation 14 (jobholders excluded from automatic re-enrolment) of those Regulations20);
e
for the definition of “pay period” substitute—
“pay period” means, in relation to members who receive either salary, wages or other regular payments under a contract of employment or a contract for services, the period in respect of which each payment is made in accordance with the terms of that contract;
Amendment of regulation 3.A.650
In regulation 3.A.6 (qualifying service: disregard of breaks in service)—
a
in paragraph (6)—
i
for “Paragraphs (2), (4) and (5) do not apply if” substitute “Where”;
ii
in sub-paragraph (a), after “the earlier period” insert “, paragraphs (4) and (5) do not apply”; and
iii
in sub-paragraph (b), after “made” insert “, paragraphs (2), (4) and (5) do not apply”; and
b
in paragraph (7), for “(6)(b)” substitute “(6)(a)”.
Amendment of regulation 3.A.851
In regulation 3.A.8 (pensionable earnings: breaks in service), after paragraph (10) insert—
11
Before a calculation of a member’s pensionable earnings can be made in accordance with paragraph (3), written notice of the length of the period of absence to which this regulation applies must be given to the Scottish Ministers by—
a
the member, where the member is a principal practitioner or a non GP provider; or
b
in all other cases, the relevant Health Board or someone appointed to act on their behalf.
12
The notice referred to in paragraph (11) must be provided to the Scottish Ministers in such form and manner as the Scottish Ministers may stipulate from time to time.
Amendment of regulation 3.B.452
In regulation 3.B.4 (joining this Section of the scheme)—
a
for paragraph (1) substitute—
1
Subject to paragraph (3), a person in NHS employment who is eligible to be an active member of this Section of the scheme becomes such a member, unless absent from work for any reason, on either—
a
the commencement of the person’s employment; or
b
in circumstances where the person has previously opted out of this Section of the scheme under regulation 3.B.5(1), on that person’s—
i
automatic enrolment date; or
ii
automatic re-enrolment date, except where the notice referred to in regulation 3.B.5(1) was given within the period of 12 months immediately preceding that date.
b
for paragraph (3) substitute—
3
A person who previously exercised an option to opt out of this Section of the scheme in accordance with regulation 3.B.5(1) in respect of an employment in which that person was an active member, and who remains eligible to be such a member in respect of that employment, may opt to join or rejoin this Section of the scheme by giving notice in writing to the employing authority in such form as the Scottish Ministers require.
c
omit paragraph (6).
Amendment of regulation 3.B.553
In regulation 3.B.5 (opting out of this Section of the scheme)—
a
in paragraph (1), after “scheme in any” insert “NHS”;
b
for paragraph (2) substitute—
2
A person who opts out under paragraph (1) ceases to be an active member of this Section of the scheme on the date the notice takes effect and, if applicable, any contributions made by or on behalf of the person for a period of membership after the date on which the notice was effective must be refunded.
c
for paragraphs (4) and (5) substitute—
4
A person to whom paragraph (1)(a) of regulation 3.B.4 applies in respect of an employment who gives notice in writing under paragraph (1) of this regulation within one month of the date of commencing that NHS employment, is to be treated as not having become an active member by virtue of that regulation.
5
A notice under paragraph (1) ceases to have effect on the day immediately preceding, as the case may be, the person’s—
a
automatic enrolment date; or
b
automatic re-enrolment date: this does not apply where the notice was given within the period of 12 months immediately preceding that date.
d
omit paragraph (6);
e
in paragraph (7), after “Part 2” insert “or as a locum practitioner”; and
f
after paragraph (7), insert—
8
This regulation does not apply to a person to whom section 3, 5 or 8 of the 2008 Act21 and regulation 9 or 15 of the 2010 Regulations22 apply (that is, a person who is subject to automatic enrolment or automatic re-enrolment in this Section of the scheme as a qualifying scheme who does not wish to participate in it): this paragraph does not affect the rights of such a person who subsequently becomes a member of this Section of the scheme in circumstances where those provisions of the 2008 Act and 2010 Regulations do not apply.
Amendment of regulation 3.C.254
For regulation 3.C.2(4) (members’ contribution rate) substitute—
4
Before determining those pensionable earnings bands or contribution percentage rates, the Scottish Ministers must consider the advice of the scheme actuary.
Amendment of regulation 3.C.1155
In regulation 3.C.11 (cancellation of options under regulation 3.C.8)—
a
in paragraph (4), after “such an option” insert “in accordance with paragraph (3)”; and
b
after paragraph (4) insert—
5
If, after the exercise of the option under regulation 3.C.8, the Scottish Ministers have reasonable grounds to believe that the member’s health will prevent the member from paying contributions for the whole contribution period, the Scottish Ministers may cancel the option by giving the member notice in writing.
6
If the Scottish Ministers cancel such an option in accordance with paragraph (5), the additional periodical contributions cease to be payable for the first pay period beginning after the date specified in the notice and all subsequent pay periods and any periodical payments made before the date of cancellation must be returned to the member.
Amendment of regulation 3.C.1356
In regulation 3.C.13(4) (effect of death or early payment of pension after option exercised under regulation 3.C.6, 3.C.8 or 3.C.9), at the beginning, insert “Subject to regulation 3.C.11(5) and (6),”.
Amendment of regulation 3.E.1157
For regulation 3.E.11(6) (amount of children’s pension under regulation 3.E.8: deceased pensioner members) substitute—
6
In a case within paragraph (4)(b) or (c), the rate of the pension in respect of the dependent child or children for the period of 6 months beginning with the deceased’s death is equal to the greater of—
a
the rate of the member’s pension at the date of death disregarding any reduction made under Chapter 2.H (abatement) and any additional pension; and
b
the amount of children’s pension that would otherwise be payable under these Regulations.
Amendment of regulation 3.H.158
Omit regulation 3.H.1(6) (application of Chapter 3.H).
Amendment of regulation 3.H.359
In regulation 3.H.3 (reduction of pension)—
a
in paragraphs (1) and (2), for “scheme year” substitute “financial year”; and
b
for paragraphs (6) and (7) substitute—
6
For the purpose of calculating the reduction to be made under paragraph (1) in respect of any part of a financial year, the amount of the member’s previous pay will be reduced proportionately.
Amendment of regulation 3.H.460
In regulation 3.H.4 (meaning of “relevant income”) for “scheme year”, in both places it occurs, substitute “financial year”.
Amendment of regulation 3.H.561
In regulation 3.H.5 (meaning of “previous earnings”: general) for “scheme year”, in each of the three places it occurs, substitute “financial year”.
Amendment of regulation 3.H.662
In regulation 3.H.6 (employed pensioners with more than one pension) for “scheme year”, in each of the four places it occurs, substitute “financial year”.
Amendment of regulation 3.H.763
In regulation 3.H.7 (provisional reductions and later adjustments), for “scheme year”, in each of the eight places it occurs, substitute “financial year”.
New regulation 3.J.2A64
After regulation 3.J.2 (claims for benefits) insert—
Provision of information: continuing entitlement to benefit3.J.2A
1
The Scottish Ministers may specify a date by which a person who is in receipt of a benefit under this Section of the scheme is to provide the Scottish Ministers with all or any of the following material—
a
evidence of the person’s identity;
b
the person’s contact details; and
c
evidence of the person’s continuing entitlement to the benefit.
2
Where a person fails to provide the material referred to in paragraph (1) in accordance with that paragraph the Scottish Ministers may withhold all, or any part, of any benefit payable to that person.
Amendment of 3.J.1165
In regulation 3.J.11 (general prohibition on unauthorised payments), for “rules” substitute “Regulations”.
PART 4AMENDMENT OF THE NATIONAL HEALTH SERVICE (SCOTLAND) (INJURY BENEFITS) REGULATIONS 1998
Amendments to the National Health Service (Scotland) (Injury Benefits) Regulations 199866
The National Health Service (Scotland) (Injury Benefits) Regulations 199823 are amended in accordance with this Part.
Amendment of regulation 267
In regulation 2(1) (interpretation), in the definition of “average remuneration”24—
a
in paragraph (b)(aa), for “regulation 4(3)” substitute “regulation 4(3A) or (3D)”; and
b
in paragraph (b)(bb), for “regulation 4(4) or (5)”, substitute “regulation 4(4), (4B), (5) or (5B)”.
Amendment of regulation 468
In regulation 4 (scale of benefits)—
a
in paragraph (2), after “earning ability is” insert “permanently”; and
b
omit paragraph (6A)25.
Amendment of regulation 18A69
In regulation 18A (claims for benefits)26, after paragraph (1) insert—
1A
No person shall be entitled to a benefit under these Regulations unless the person seeking the benefit makes a claim in accordance with this regulation and regulation 18B within a period of 6 months (or such longer period as the Scottish Ministers decide is reasonable) commencing with the day on which the person becomes aware (or, if earlier, the day on which the Scottish Ministers consider it is reasonable to expect the person to have become aware) that the person may be a person to whom regulation 3(1) applies.
Amendment of regulation 18B70
In regulation 18B (claims: additional matters)27—
a
in paragraph (1), for “, and within such period,” substitute “and manner”; and
b
in paragraph (3), for “notify that person” substitute “notify the person making the claim”.
PART 5MISCELLANEOUS
Option to persons detrimentally affected by these Regulations71
1
This regulation applies in relation to any benefit which is being paid, or may become payable, under the Regulations amended by these Regulations (“the amended Regulations”) to or in respect of a person who having served in an employment or office which qualified the person to participate in the benefits provided under the amended Regulations, ceased to serve in that office or employment before these Regulations came into force.
2
Where, in a case to which this regulation applies, any provision of these Regulations would operate in relation to any person so as to place that person in a worse position than that person would have been if that provision had not applied, that person may elect that the provision is not to apply by giving notice in accordance with paragraph (3).
3
A notice given pursuant to paragraph (2) must be in writing and must be delivered to the Scottish Ministers within 6 months of the coming into force of these Regulations or such longer period as the Scottish Ministers may allow.
4
An election pursuant to paragraph (2) has effect in relation to the benefit referred to in paragraph (1) only to the extent that such benefit has accrued by virtue of periods of service rendered before the cessation referred to in paragraph (1) (or, if there has been more than one such cessation, the last of them before the coming into force of these Regulations) and in determining entitlement to, and the amount of, the benefit to that extent, such person is to be treated as if that person had never recommenced service at any time after that cessation (or, as the case may be, the last such cessation).
We consent,
(This note is not part of the Regulations)