<akomaNtoso xmlns:uk="https://www.legislation.gov.uk/namespaces/UK-AKN" xmlns:ukl="http://www.legislation.gov.uk/namespaces/legislation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns="http://docs.oasis-open.org/legaldocml/ns/akn/3.0" xsi:schemaLocation="http://docs.oasis-open.org/legaldocml/ns/akn/3.0 http://docs.oasis-open.org/legaldocml/akn-core/v1.0/cos01/part2-specs/schemas/akomantoso30.xsd"><act name="ssi"><meta><identification source="#"><FRBRWork><FRBRthis value="http://www.legislation.gov.uk/id/ssi/2012/36"/><FRBRuri value="http://www.legislation.gov.uk/id/ssi/2012/36"/><FRBRdate date="2012-02-08" name="made"/><FRBRauthor href="http://www.legislation.gov.uk/id/government/scotland"/><FRBRcountry value="GB-SCT"/><FRBRsubtype value="regulation"/><FRBRnumber value="36"/><FRBRname value="S.S.I. 2012/36"/><FRBRprescriptive value="true"/></FRBRWork><FRBRExpression><FRBRthis value="http://www.legislation.gov.uk/ssi/2012/36/2018-04-01"/><FRBRuri 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href="#schedule-paragraph-5" refersTo="#key-7524e5bf2fc98412905eaec218f65e39"/><uk:commentary href="#schedule-paragraph-6" refersTo="#key-40981f1d80231934116f97d7f12a32c1"/></otherAnalysis></analysis><temporalData source="#"><temporalGroup eId="period-from-2012-04-01"><timeInterval start="#date-2012-04-01" refersTo="#"/></temporalGroup><temporalGroup eId="period-from-2018-04-01"><timeInterval start="#date-2018-04-01" refersTo="#"/></temporalGroup></temporalData><references source="#"><TLCOrganization eId="scottish-parliament" href="http://www.legislation.gov.uk/id/" showAs="ScottishParliament"/><TLCEvent eId="made" href="" showAs="Made"/><TLCEvent eId="laid" href="" showAs="Laid"/><TLCEvent eId="cif" href="" showAs="ComingIntoForce"/><TLCLocation eId="extent-s" href="/ontology/jurisdictions/uk.Scotland" showAs="S"/></references><notes source="#"><note ukl:Name="Commentary" ukl:Type="I" class="commentary I" eId="key-87dc8378e28fd54fba73871a999388ba" marker="I1"><p><ref eId="c8r5u8876-00023" class="subref" href="http://www.legislation.gov.uk/id/ssi/2012/36/schedule/paragraph/3">Sch. para. 3</ref> in force at 1.4.2012, see <ref eId="c8r5u8876-00024" class="subref operative" href="http://www.legislation.gov.uk/id/ssi/2012/36/regulation/1/1">reg. 1(1)</ref></p></note><note ukl:Name="Commentary" ukl:Type="I" class="commentary I" eId="key-54e108dbdad69030820e57091ee98e61" marker="I2"><p><ref eId="c8r5u8876-00039" class="subref" href="http://www.legislation.gov.uk/id/ssi/2012/36/schedule/paragraph/4">Sch. para. 4</ref> in force at 1.4.2012, see <ref eId="c8r5u8876-00040" class="subref operative" href="http://www.legislation.gov.uk/id/ssi/2012/36/regulation/1/1">reg. 1(1)</ref></p></note><note ukl:Name="Commentary" ukl:Type="I" class="commentary I" eId="key-7524e5bf2fc98412905eaec218f65e39" marker="I3"><p><ref eId="c8r5u8876-00047" class="subref" href="http://www.legislation.gov.uk/id/ssi/2012/36/schedule/paragraph/5">Sch. para. 5</ref> in force at 1.4.2012, see <ref eId="c8r5u8876-00048" class="subref operative" href="http://www.legislation.gov.uk/id/ssi/2012/36/regulation/1/1">reg. 1(1)</ref></p></note><note ukl:Name="Commentary" ukl:Type="I" class="commentary I" eId="key-40981f1d80231934116f97d7f12a32c1" marker="I4"><p><ref eId="c8r5u8876-00007" class="subref" href="http://www.legislation.gov.uk/id/ssi/2012/36/schedule/paragraph/6">Sch. para. 6</ref> in force at 1.4.2012, see <ref eId="c8r5u8876-00008" class="subref operative" href="http://www.legislation.gov.uk/id/ssi/2012/36/regulation/1/1">reg. 1(1)</ref></p></note><note ukl:Name="Commentary" ukl:Type="F" class="commentary F" eId="key-1342845c81a55e0971c10738651f3957" marker="F1"><p><ref eId="c8vo6vm76-00004" class="subref" href="http://www.legislation.gov.uk/id/ssi/2012/36/schedule/paragraph/1">Sch.  para. 1</ref> revoked (1.4.2018) by virtue of <ref eId="c8vo6vm76-00005" href="http://www.legislation.gov.uk/id/ssi/2018/66">The National Health Service (General Medical Services Contracts) (Scotland) Regulations 2018 (S.S.I. 2018/66)</ref>, <ref eId="c8vo6vm76-00006" class="subref" href="http://www.legislation.gov.uk/id/ssi/2018/66/regulation/1/2">reg. 1(2)</ref>, <ref eId="c8vo6vm76-00007" class="subref operative" href="http://www.legislation.gov.uk/id/ssi/2018/66/schedule/9">sch. 9</ref> (with <ref eId="c8vo6vm76-00008" class="subref" href="http://www.legislation.gov.uk/id/ssi/2018/66/regulation/2">reg. 2</ref>)</p></note><note ukl:Name="Commentary" ukl:Type="F" class="commentary F" eId="key-d608e395be849c6e0083768aba6aa684" marker="F2"><p>Sch. para. 2 revoked (1.4.2018) by virtue of <ref eId="d15e4" href="http://www.legislation.gov.uk/id/ssi/2018/67">The National Health Service (Primary Medical Services Section 17C Agreements) (Scotland) Regulations 2018 (S.S.I. 2018/67)</ref>, <ref eId="ccd11e47202607071123006910100" class="subref" href="http://www.legislation.gov.uk/id/ssi/2018/67/regulation/1/2">reg. 1(2)</ref>, <ref eId="ccd11e50202607071123006910100" class="subref operative" href="http://www.legislation.gov.uk/id/ssi/2018/67/schedule/7">sch. 7</ref> (with <ref eId="ccd11e53202607071123006910100" class="subref" href="http://www.legislation.gov.uk/id/ssi/2018/67/regulation/2">reg. 2</ref>) (as amended by <ref eId="d15e16" href="http://www.legislation.gov.uk/id/ssi/2018/94">S.S.I. 2018/94</ref>, <ref eId="ccd11e60202607071123006910100" class="subref" href="http://www.legislation.gov.uk/id/ssi/2018/94/regulation/12">reg. 12</ref>)</p></note></notes><proprietary xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata" xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" source="#"><dc:identifier>http://www.legislation.gov.uk/ssi/2012/36/schedule</dc:identifier><dc:title>The Patient Rights (Complaints Procedure and Consequential Provisions) (Scotland) Regulations 2012</dc:title><dc:subject>National Health Service (NHS)</dc:subject><dc:subject>Complaints procedure (local government)</dc:subject><dc:subject>Ombudsmen</dc:subject><dc:subject>Health care services and specialisms</dc:subject><dc:subject>Compliments and complaints (council)</dc:subject><dc:language>en</dc:language><dc:subject scheme="SIheading">NATIONAL HEALTH SERVICE</dc:subject><dc:publisher>Statute Law Database</dc:publisher><dc:modified>2026-07-07</dc:modified><dc:contributor>Expert Participation</dc:contributor><dct:valid>2018-04-01</dct:valid><dc:description>These Regulations make provision about the arrangements to be put in place in terms of section15 of the Patient Rights (Scotland) Act 2011 (“the Act”) in relation to the handling of feedback, comments and concerns received in relation to health care, and, in particular for the purposes of dealing with complaints raised in relation to health care.</dc:description><ukm:SecondaryMetadata><ukm:DocumentClassification><ukm:DocumentCategory Value="secondary"/><ukm:DocumentMainType Value="ScottishStatutoryInstrument"/><ukm:DocumentStatus Value="revised"/><ukm:DocumentMinorType Value="regulation"/></ukm:DocumentClassification><ukm:Year Value="2012"/><ukm:Number Value="36"/><ukm:Made Date="2012-02-08"/><ukm:Laid Date="2012-02-10" Class="ScottishParliament"/><ukm:ComingIntoForce><ukm:DateTime Date="2012-04-01"/></ukm:ComingIntoForce><ukm:ISBN Value="9780111016121"/></ukm:SecondaryMetadata><ukm:Notes><ukm:Note IdURI="http://www.legislation.gov.uk/id/ssi/2012/36/notes"/><ukm:Alternatives><ukm:Alternative URI="http://www.legislation.gov.uk/ssi/2012/36/pdfs/ssien_20120036_en.pdf" Date="2012-02-10" Title="Executive Note" Size="15612"/></ukm:Alternatives></ukm:Notes><ukm:Alternatives><ukm:Alternative URI="http://www.legislation.gov.uk/ssi/2012/36/pdfs/ssi_20120036_en.pdf" Date="2012-02-10" Size="66070"/></ukm:Alternatives><ukm:Statistics><ukm:TotalParagraphs Value="22"/><ukm:BodyParagraphs Value="13"/><ukm:ScheduleParagraphs Value="9"/><ukm:AttachmentParagraphs Value="0"/><ukm:TotalImages Value="0"/></ukm:Statistics></proprietary></meta><body><hcontainer name="schedules" eId="schedules"><hcontainer name="schedule" eId="schedule" uk:target="true"><num>SCHEDULE<authorialNote class="referenceNote"><p>Regulation<span ukl:Name="NonBreakingSpace"> </span>9(4)</p></authorialNote></num><heading>CONSEQUENTIAL PROVISIONS</heading><hcontainer name="crossheading" class="schGroup7" eId="d25e100"><heading>Amendment of the National Health Service (General Medical Services Contracts) (Scotland) Regulations 2004.</heading><paragraph eId="schedule-paragraph-1" class="schProv1"><num><noteRef href="#key-1342845c81a55e0971c10738651f3957" uk:name="commentary" ukl:Name="CommentaryRef" class="commentary"/>1.</num><content><p>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</p></content></paragraph></hcontainer><hcontainer name="crossheading" class="schGroup7" eId="d25e110"><heading>Amendment of the National Health Service (Primary Medical Services Section<span ukl:Name="NonBreakingSpace"> </span>17C Agreements) (Scotland) Regulations 2004.</heading><paragraph eId="schedule-paragraph-2" class="schProv1"><num><noteRef href="#key-d608e395be849c6e0083768aba6aa684" uk:name="commentary" ukl:Name="CommentaryRef" class="commentary"/>2.</num><content><p>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</p></content></paragraph></hcontainer><hcontainer name="crossheading" class="schGroup7" eId="d25e122"><heading>Amendment of the National Health Service (General Ophthalmic Services) (Scotland) Regulations 2006.</heading><paragraph eId="schedule-paragraph-3" class="schProv1"><num>3.</num><subparagraph eId="schedule-paragraph-3-1"><num>(1)</num><content><p>The National Health Service (General Ophthalmic Services) (Scotland) Regulations 2006<authorialNote class="footnote" eId="f00011" marker="11"><p><ref eId="c00013" href="http://www.legislation.gov.uk/id/ssi/2006/135"><abbr class="acronym" title="Scottish Statutory Instrument">S.S.I.</abbr><span ukl:Name="NonBreakingSpace"> </span>2006/135</ref>.</p></authorialNote> are amended as follows.</p></content></subparagraph><subparagraph eId="schedule-paragraph-3-2"><num>(2)</num><content><p>In regulation 2 (interpretation), omit the definition of “record of complaints”.</p></content></subparagraph><subparagraph eId="schedule-paragraph-3-3"><num>(3)</num><intro><p>In paragraph 2 (incorporation of provisions) of Schedule 1 (terms of service)—</p></intro><level class="para1" eId="schedule-paragraph-3-3-a"><num>(a)</num><content><p>in sub-paragraph (f), omit “and”;</p></content></level><level class="para1" eId="schedule-paragraph-3-3-b"><num>(b)</num><content><p><mod>after sub-paragraph (g), insert—<quotedStructure startQuote="“" endQuote="”" uk:context="unknown" uk:docName="unknown" ukl:TargetClass="unknown" ukl:TargetSubClass="unknown" ukl:Context="unknown" ukl:Format="double"><p>; and</p><level class="para1"><num>(h)</num><content><p>the Patient Rights (Scotland) Act 2011 and any regulations or directions made under that Act, so far as relevant to contractors and ophthalmic medical practitioners and opticians as providers of services under the health service.</p></content></level></quotedStructure><inline name="appendText">.</inline></mod></p></content></level></subparagraph><subparagraph eId="schedule-paragraph-3-4"><num>(4)</num><content><p><mod>For paragraph 11 (complaints) of Schedule 1 substitute—<quotedStructure startQuote="“" endQuote="”" uk:context="unknown" uk:docName="ssi" ukl:TargetClass="secondary" ukl:TargetSubClass="unknown" ukl:Context="unknown" ukl:Format="double"><article><heading>Complaints, concerns, comments, feedback</heading><num>11.</num><content><p>A contractor must have arrangements in place which operate in accordance with section 15 of the Patient Rights (Scotland) Act 2011, and any regulations or directions made under that Act.</p></content></article></quotedStructure><inline name="appendText">.</inline></mod></p></content></subparagraph><subparagraph eId="schedule-paragraph-3-5"><num>(5)</num><content><p>For paragraph<span ukl:Name="NonBreakingSpace"> </span>12 (co-operation with investigations) for “directions given under section<span ukl:Name="NonBreakingSpace"> </span>2(5) of <abbr title="Patient Rights (Scotland) Act 2011 asp 5">the Act</abbr>” substitute “section<span ukl:Name="NonBreakingSpace"> </span>15 of the Patient Rights (Scotland) Act 2011”.</p></content></subparagraph></paragraph></hcontainer><hcontainer name="crossheading" class="schGroup7" eId="d25e207"><heading>Amendment of the National Health Service (Discipline Committees) (Scotland) Regulations 2006.</heading><paragraph eId="schedule-paragraph-4" class="schProv1"><num>4.</num><subparagraph eId="schedule-paragraph-4-1"><num>(1)</num><content><p>The National Health Service (Discipline Committees) (Scotland) Regulations 2006<authorialNote class="footnote" eId="f00012" marker="12"><p><ref eId="c00014" href="http://www.legislation.gov.uk/id/ssi/2006/330"><abbr class="acronym" title="Scottish Statutory Instrument">S.S.I.</abbr><span ukl:Name="NonBreakingSpace"> </span>2006/330</ref>.</p></authorialNote> are amended as follows.</p></content></subparagraph><subparagraph eId="schedule-paragraph-4-2"><num>(2)</num><intro><p>In regulation 2 (interpretation)—</p></intro><level class="para1" eId="schedule-paragraph-4-2-a"><num>(a)</num><content><p>in paragraph (1), omit the definition of “complaint”;</p></content></level><level class="para1" eId="schedule-paragraph-4-2-b"><num>(b)</num><content><p>omit paragraph<span ukl:Name="NonBreakingSpace"> </span>(2).</p></content></level></subparagraph><subparagraph eId="schedule-paragraph-4-3"><num>(3)</num><content><p>In regulation 4 (provisions relating to the start of disciplinary proceedings) omit paragraphs<span ukl:Name="NonBreakingSpace"> </span>(4) and (5).</p></content></subparagraph><subparagraph eId="schedule-paragraph-4-4"><num>(4)</num><intro><p>In regulation<span ukl:Name="NonBreakingSpace"> </span>6 (time limits)—</p></intro><level class="para1" eId="schedule-paragraph-4-4-a"><num>(a)</num><content><p>omit paragraph<span ukl:Name="NonBreakingSpace"> </span>(1);</p></content></level><level class="para1" eId="schedule-paragraph-4-4-b"><num>(b)</num><content><p>in paragraph (5), for “(1), (2), (3) or (4)”, substitute “(2), (3) or (4)”.</p></content></level></subparagraph><subparagraph eId="schedule-paragraph-4-5"><num>(5)</num><content><p>In paragraph 6(5) (procedure at the hearing) of Schedule 2 (procedure for investigation by discipline committees), for “the investigation of the complaint” in each place it occurs, substitute “consideration as part of the hearing”.</p></content></subparagraph></paragraph></hcontainer><hcontainer name="crossheading" class="schGroup7" eId="d25e279"><heading>Amendment of the National Health Service (Pharmaceutical Services) (Scotland) Regulations 2009</heading><paragraph eId="schedule-paragraph-5" class="schProv1"><num>5.</num><subparagraph eId="schedule-paragraph-5-1"><num>(1)</num><content><p>Schedule<span ukl:Name="NonBreakingSpace"> </span>1 (terms of service for pharmacists and pharmacy contractors) to the National Health Service (Pharmaceutical Services) (Scotland) Regulations 2009<authorialNote class="footnote" eId="f00013" marker="13"><p><ref eId="c00015" href="http://www.legislation.gov.uk/id/ssi/2009/183"><abbr class="acronym" title="Scottish Statutory Instrument">S.S.I.</abbr><span ukl:Name="NonBreakingSpace"> </span>2009/183</ref>.</p></authorialNote> is amended as follows.</p></content></subparagraph><subparagraph eId="schedule-paragraph-5-2"><num>(2)</num><intro><p>In paragraph 3 (incorporation of provisions of regulations, <abbr title="Et cetera" xml:lang="la">etc</abbr>)—</p></intro><level class="para1" eId="schedule-paragraph-5-2-a"><num>(a)</num><content><p>in sub-paragraph (d), omit “and” where it last occurs;</p></content></level><level class="para1" eId="schedule-paragraph-5-2-b"><num>(b)</num><content><p><mod>after sub-paragraph (e), insert—<quotedStructure startQuote="“" endQuote="”" uk:context="unknown" uk:docName="unknown" ukl:TargetClass="unknown" ukl:TargetSubClass="unknown" ukl:Context="unknown" ukl:Format="double"><p>; and</p><level class="para1"><num>(f)</num><content><p>the Patient Rights (Scotland) Act 2011 and any regulations or directions made under that Act, so far as relevant to pharmacists and pharmacy contractors as providers of services under the health service.</p></content></level></quotedStructure><inline name="appendText">.</inline></mod></p></content></level></subparagraph><subparagraph eId="schedule-paragraph-5-3"><num>(3)</num><content><p><mod>For paragraph 12 (complaints) substitute—<quotedStructure startQuote="“" endQuote="”" uk:context="unknown" uk:docName="ssi" ukl:TargetClass="secondary" ukl:TargetSubClass="unknown" ukl:Context="unknown" ukl:Format="double"><article><heading>Complaints, concerns, comments, feedback;</heading><num>12.</num><content><p>A pharmacy contractor must have arrangements in place which operate in accordance with section 15 of the Patient Rights (Scotland) Act 2011, and any regulations or directions made under that Act.</p></content></article></quotedStructure><inline name="appendText">.</inline></mod></p></content></subparagraph><subparagraph eId="schedule-paragraph-5-4"><num>(4)</num><content><p>In paragraph<span ukl:Name="NonBreakingSpace"> </span>13 (complaints) for “directions given under section<span ukl:Name="NonBreakingSpace"> </span>2(5) of <abbr title="Patient Rights (Scotland) Act 2011 asp 5">the Act</abbr>”, substitute “section<span ukl:Name="NonBreakingSpace"> </span>15 of the Patient Rights (Scotland) Act 2011”.</p></content></subparagraph></paragraph></hcontainer><hcontainer name="crossheading" class="schGroup7" eId="d25e363"><heading>Amendment of the National Health Service (General Dental Services) (Scotland) Regulations 2010</heading><paragraph eId="schedule-paragraph-6" class="schProv1"><num>6.</num><subparagraph eId="schedule-paragraph-6-1"><num>(1)</num><content><p>Schedule<span ukl:Name="NonBreakingSpace"> </span>1 (terms of service for dentists) to the National Health Service (General Dental Services) (Scotland) Regulations 2010<authorialNote class="footnote" eId="f00014" marker="14"><p><ref eId="c00016" href="http://www.legislation.gov.uk/id/ssi/2010/208"><abbr class="acronym" title="Scottish Statutory Instrument">S.S.I.</abbr><span ukl:Name="NonBreakingSpace"> </span>2010/208</ref>.</p></authorialNote> is amended as follows.</p></content></subparagraph><subparagraph eId="schedule-paragraph-6-2"><num>(2)</num><intro><p>In paragraph 2 (incorporation of provisions of regulations)—</p></intro><level class="para1" eId="schedule-paragraph-6-2-a"><num>(a)</num><content><p>in sub-paragraph (c), omit “and” where it last occurs;</p></content></level><level class="para1" eId="schedule-paragraph-6-2-b"><num>(b)</num><content><p><mod>after sub-paragraph (d), insert—<quotedStructure startQuote="“" endQuote="”" uk:context="unknown" uk:docName="unknown" ukl:TargetClass="unknown" ukl:TargetSubClass="unknown" ukl:Context="unknown" ukl:Format="double"><p>; and</p><level class="para1"><num>(e)</num><content><p>the Patient Rights (Scotland) Act 2011 and any regulations or directions made under that Act, so far as relevant to contractors and dentists as providers of services under the health service.</p></content></level></quotedStructure><inline name="appendText">.</inline></mod></p></content></level></subparagraph><subparagraph eId="schedule-paragraph-6-3"><num>(3)</num><content><p><mod>For paragraph 36 (complaints) substitute—<quotedStructure startQuote="“" endQuote="”" uk:context="unknown" uk:docName="ssi" ukl:TargetClass="secondary" ukl:TargetSubClass="unknown" ukl:Context="unknown" ukl:Format="double"><article><heading>Complaints, concerns, comments, feedback</heading><num>36.</num><content><p>A contractor must have arrangements in place which operate in accordance with section 15 of the Patient Rights (Scotland) Act 2011, and any regulations or directions made under that Act.</p></content></article></quotedStructure><inline name="appendText">.</inline></mod></p></content></subparagraph><subparagraph eId="schedule-paragraph-6-4"><num>(4)</num><content><p>In paragraph<span ukl:Name="NonBreakingSpace"> </span>37 (co-operation and investigation) for “directions given under section<span ukl:Name="NonBreakingSpace"> </span>2(5) of <abbr title="Patient Rights (Scotland) Act 2011 asp 5">the Act</abbr>” substitute “section<span ukl:Name="NonBreakingSpace"> </span>15 of the Patient Rights (Scotland) Act 2011”.</p></content></subparagraph><subparagraph eId="schedule-paragraph-6-5"><num>(5)</num><content><p>Omit paragraph 38 (returns re complaints).</p></content></subparagraph></paragraph></hcontainer></hcontainer></hcontainer></body></act></akomaNtoso>