Article 2
SCHEDULE
This schedule has no associated Executive Note
| Column 1 (provisions of the Act) | Column 2 (subject matter) |
|---|---|
| Section 10(2) to (6) | Authorisation to act |
| Section 11 | Request for authorisation |
| Section 17 | Licensing appeals |
| Section 31 | Assessment of licensed providers |
| Section 32 | Giving information to SLAB |
| Section 33 | Reporting to Law Society |
| Section 34 | Steps open to Society |
| Section 35 | Financial inspection by Society |
| Section 36 | Review of own performance |
| Section 37 | Monitoring by Ministers |
| Section 38 | Measures open to Ministers |
| Section 39 | Surrender of authorisation |
| Section 40 | Cessation directions |
| Section 41 | Transfer arrangements |
| Section 43 | Change of approved regulator |
| Section 46 | Guidance on functions |
| Section 48 | Eligibility criteria |
| Section 49 | Majority ownership |
| Section 50 | Key duties |
| Section 51 | Head of Legal Services |
| Section 52 | Head of Practice |
| Section 53 | Practice Committee |
| Section 54 | Notice of appointment |
| Section 55 | Challenge to appointment |
| Section 56 | Disqualification from position |
| Section 57 | Effect of disqualification |
| Section 58 | Conditions for disqualification |
| Section 60 | Working context |
| Section 61 | Listing and information |
| Section 62 | Fitness for involvement |
| Section 63 | Exemption from fitness text |
| Section 64 | Factors as to fitness |
| Section 65 | Ban for improper behaviour |
| Section 66 | Behaving properly |
| Section 67 | More about investors |
| Section 68 | Duty to warn |
| Section 69 | Inability to operate |
| Section 70 | Safeguarding clients |
| Section 71 | Distribution of client account |
| Section 72 | Employing disqualified lawyer |
| Section 73 | Concealing disqualification |
| Section 74 | Pretending to be licensed |
| Section 75 | Professional privilege |
| Section 77 | Role of approved regulators |
| Section 79 | Complaints about regulators |
| Section 80 | Levy payable by regulators |
| Section 81 | Complaints about providers |
| Section 82 | Register of approved regulators |
| Section 83 | Registers of licence providers |
| Section 84 | Lists of disqualified persons |
| Section 85 | Privileged material |
| Section 86 | Immunity from damages |
| Section 87 | Appeal procedure |
| Section 88 | Corporate offences |
| Section 89 | Effect of professional or other rules |
| Section 123 | Licensed providers as qualified persons |
| Section 124 | Practice rules for licensed providers |
| Section 128(1)(a)(i) and (iii), (b)(ii), (c) and (d) | Use of Guarantee Fund |
| Section 129(1)(a)(iii) and (b) to (g) and (3) | Contributions to the Fund |
| Schedule 1 | Performance targets |
| Schedule 2 | Directions |
| Schedule 3 | Censure |
| Schedule 4 | Financial penalties |
| Schedule 5 | Amendment of authorisation |
| Schedule 6 | Rescission of authorisation |
| Schedule 7 | Surrender of authorisation |
| Schedule 8 | Investors in licensed providers |