SCHEDULE

Article 2

Column 1 (provisions of the Act)

Column 2 (subject matter)

Section 10(2) to (6)

Authorisation to act

Section 11

Request for authorisation

Section 17

Licensing appeals

Section 31

Assessment of licensed providers

Section 32

Giving information to SLAB

Section 33

Reporting to Law Society

Section 34

Steps open to Society

Section 35

Financial inspection by Society

Section 36

Review of own performance

Section 37

Monitoring by Ministers

Section 38

Measures open to Ministers

Section 39

Surrender of authorisation

Section 40

Cessation directions

Section 41

Transfer arrangements

Section 43

Change of approved regulator

Section 46

Guidance on functions

Section 48

Eligibility criteria

Section 49

Majority ownership

Section 50

Key duties

Section 51

Head of Legal Services

Section 52

Head of Practice

Section 53

Practice Committee

Section 54

Notice of appointment

Section 55

Challenge to appointment

Section 56

Disqualification from position

Section 57

Effect of disqualification

Section 58

Conditions for disqualification

Section 60

Working context

Section 61

Listing and information

Section 62

Fitness for involvement

Section 63

Exemption from fitness text

Section 64

Factors as to fitness

Section 65

Ban for improper behaviour

Section 66

Behaving properly

Section 67

More about investors

Section 68

Duty to warn

Section 69

Inability to operate

Section 70

Safeguarding clients

Section 71

Distribution of client account

Section 72

Employing disqualified lawyer

Section 73

Concealing disqualification

Section 74

Pretending to be licensed

Section 75

Professional privilege

Section 77

Role of approved regulators

Section 79

Complaints about regulators

Section 80

Levy payable by regulators

Section 81

Complaints about providers

Section 82

Register of approved regulators

Section 83

Registers of licence providers

Section 84

Lists of disqualified persons

Section 85

Privileged material

Section 86

Immunity from damages

Section 87

Appeal procedure

Section 88

Corporate offences

Section 89

Effect of professional or other rules

Section 123

Licensed providers as qualified persons

Section 124

Practice rules for licensed providers

Section 128(1)(a)(i) and (iii), (b)(ii), (c) and (d)

Use of Guarantee Fund

Section 129(1)(a)(iii) and (b) to (g) and (3)

Contributions to the Fund

Schedule 1

Performance targets

Schedule 2

Directions

Schedule 3

Censure

Schedule 4

Financial penalties

Schedule 5

Amendment of authorisation

Schedule 6

Rescission of authorisation

Schedule 7

Surrender of authorisation

Schedule 8

Investors in licensed providers