Article 3
SCHEDULE
Column 1 (provisions of the Act) | Column 2 (subject matter) | Column 3 (purpose) |
---|---|---|
Part 1 | The regulatory objectives etc. | |
Section 6 | Approved regulators | |
Section 7 | Approval of regulators | |
Section 8 | Pre-approval consideration | |
Section 9 | Lord President’s agreement | |
Section 10(1) | Approved regulator not to exercise regulatory functions unless authorised | |
Section 10(2) to (6) | Authorisation to act as approved regulator | The purpose of enabling Regulations to be made |
Sections 12 and 13 | Regulatory schemes | |
Section 14 | Licensing rules: general | |
Section 15 | Initial considerations | |
Section 16 | Other licensing rules | |
Sections 18 to 23 | Practice rules | |
Sections 24 to 26 | Compensation arrangements | |
Sections 27 to 29 | Internal governance | |
Section 30 | Regulatory and representative functions | |
Section 31 in so far as it relates to section 21(3) | Assessment of licensed providers | |
Section 31 | Assessment of licensed providers | The purpose of enabling Regulations to be made |
Section 38 | Measures open to Ministers | The purpose of enabling Regulations to be made |
Section 42 | Extra arrangements | |
Section 43 | Change of approved regulator | The purpose of enabling Regulations to be made |
Section 44 | Step-in by Ministers | |
Section 45 | Additional powers and duties | |
Section 47 | Licensed providers | |
Section 48 | Eligibility criteria | The purpose of enabling Regulations to be made |
Section 49 | Majority ownership | The purpose of enabling Regulations to be made |
Section 51 | Head of legal services | The purpose of enabling Regulations to be made |
Section 52 | Head of Practice | The purpose of enabling Regulations to be made |
Section 53 | Practice Committee | The purpose of enabling Regulations to be made |
Section 55, in so far as it relates to sections 14 and 18 | Challenge to appointment | |
Section 56, in so far as it relates to sections 14 and 18 | Disqualification from position | |
Section 57, in so far as it relates to sections 14 and 18 | Effect of disqualification | |
Section 59 | Designated persons | |
Section 62, in so far as it relates to section 14 | Fitness for involvement | |
Section 63, in so far as it relates to section 14 | Exemption from fitness test | |
Section 65, in so far as it relates to section 18 | Ban for improper behaviour | |
Section 67(1) to (5) | More about investors | The purpose of enabling Regulations to be made |
Section 67(6) and (7) | More about investors | |
Section 70 | Safeguarding clients | The purpose of enabling Regulations to be made |
Section 76 | Input by the OFT | |
Section 78 | Policy statement | |
Section 79 | Complaints about regulators | The purpose of enabling Regulations to be made |
Section 81 | Complaints about providers | The purpose of enabling Regulations to be made |
Section 83 | Registers of licensed providers | The purpose of enabling Regulations to be made |
Section 84 | Lists of disqualified persons | The purpose of enabling Regulations to be made |
Section 91 | Approving bodies | The purpose of enabling Regulations to be made |
Section 92 | Certification of bodies | The purpose of enabling Regulations to be made |
Section 93 | Regulatory schemes | The purpose of enabling Regulations to be made |
Section 95 | Review of own performance | The purpose of enabling Regulations to be made |
Section 100 | Ministerial intervention | The purpose of enabling Regulations to be made |
Section 102 | Approving bodies | The purpose of enabling Regulations to be made |
Section 103 | Certification of bodies | The purpose of enabling Regulations to be made |
Section 104 | Regulatory schemes | The purpose of enabling Regulations to be made |
Section 106 | Review of own performance | The purpose of enabling Regulations to be made |
Sections 111 and 112 | Ministerial functions | The purpose of enabling Regulations to be made |
Section 114 | Complaints about services | The purpose of enabling Regulations to be made |
Section 119 | Application by the profession | |
Sections 125 | Citizens advice bodies | |
Section 128(1)(a)(ii), (1)(b)(i), (2) and (3) | Use of guarantee fund | |
Section 129(1)(a)(i) and (ii) and (2) | Contributions to the fund | |
Section 130 | Cap on individual claims | |
Section 131 | Acting as an approved regulator | |
Section 133 | Regulatory committee | The purpose of enabling Regulations to be made |
Section 141 | Availability of legal services | |
Section 142 | Information about legal services | |
Sections 143 to 145 | Scottish Legal Complaints Commission | |
Schedules 1 to 6 | Measures open to Ministers | The purpose of enabling Regulations to be made |
Schedule 8 | Investors in licensed providers | The purpose of enabling Regulations to be made |
Paragraph 4 of schedule 8, in so far as it relates to section 14 | Exemption from notification requirements |