1999 No. 121

NATIONAL HEALTH SERVICE

The National Health Service (Penalty Charge) (Scotland) Regulations 1999

Made

Laid before the Scottish Parliament

Coming into force

The Scottish Ministers, in exercise of powers conferred on them bysections 99ZB(1), (2), (4) and (5), 105(7) and 108(1) of the NationalHealth Service (Scotland) Act 19781, and of all other powersenabling them in that behalf, hereby make the following Regulations:

Citation, commencement and interpretation1

1

These Regulations may be cited as the National Health Service (PenaltyCharge) (Scotland) Regulations 1999 and shall come into force on 16thNovember 1999.

2

In these Regulations, unless the context otherwise requires–

  • the Act” means the National Health Service (Scotland) Act 1978; and

  • “surcharge” has the meaning given in regulation 4 of theseRegulations.

Service of a penalty notice2

1

Where a person fails to pay any amount referred to in section99ZB(1)(a) or (b) of the Act2, the responsible authority mayserve a penalty notice requiring the person, within the period of 28 daysbeginning with the date on which the penalty notice was sent, to pay thatamount to the responsible authority together with a penalty chargedetermined in accordance with regulation 3 of these Regulations.

2

A penalty notice shall be sent by post to the person’s last known address.

3

The penalty notice shall state–

a

the name of the person liable to pay the amount required to be paidunder the penalty notice;

b

the amount recoverable as mentioned in section 99ZB(1)(a) or (b) of theAct;

c

the amount of the penalty charge calculated in accordance withregulation 3 of these Regulations;

d

the sum of the amounts referred to in sub-paragraphs (b) and (c), whichshall represent the total amount required to be paid under the penaltynotice;

e

in relation to the total amount required to be paid under the penaltynotice–

i

the responsible authority to whom that amount shall be paid;

ii

the address to which that amount shall be sent;

iii

the methods by which payment may be made; and

iv

in accordance with paragraph (1), the date by which that amount shallbe paid to the responsible authority;

f

that if the person fails to pay the amount he is required to pay by thedate specified in the penalty notice–

i

the person must also pay to the responsible authority a surcharge; and

ii

the amount of the surcharge he must pay, calculated in accordance withregulation 4(2) of these Regulations; and

g

that a person is not liable by virtue of a penalty notice–

i

to pay at any time so much of any amount referred to in section99ZB(1)(a) or (b) of the Act for which he is jointly and severally liablewith another person as at that time has been paid, or ordered by a court tobe paid, by that other person3, or

ii

to a penalty charge, or a surcharge, if he shows that he did not actwrongfully, or with any lack of care, in respect of the amount recoverableas mentioned in section 99ZB(1)(a) or (b) of the Act4.

Calculation of penalty charge3

The amount of the penalty charge shall be whichever is the smallerof–

a

£100, and

b

the amount referred to in section 99ZB(1)(a) or (b) of the Actmultiplied by 5.

Surcharge4

1

Where a person fails to pay the amount required to be paid under thepenalty notice in accordance with regulation 2(1) of these Regulations, heshall in addition be liable to pay to the responsible authority a furthersum (in these Regulations referred to as “a surcharge”), calculated inaccordance with paragraph (2).

2

The amount of the surcharge shall be 50% of the amount of thepenalty charge (rounded down, where necessary, to the nearest whole penny).

SUSAN C DUNCANA member of the Scottish ExecutiveSt Andrew’s House,Edinburgh

(This note is not part of the Regulations)

These Regulations make provision for a civil penalty to be imposedwhere a person fails to pay a National Health Service (“NHS”) chargein respect of the provision of drugs and medicines, dental treatment andappliances, optical services, or any other appliances, or receives apayment or benefit towards the cost of a NHS charge or service to which heis not entitled, such as NHS spectacle vouchers or free NHS sight tests.

Regulation 2 provides for a penalty notice to be issued to a personrequiring payment of the amount that the person has failed to pay and anadditional penalty charge. It sets out the period within which thoseamounts must be paid, and the information that the penalty notice mustcontain.

Regulation 3 sets out how the amount of the penalty charge payableshall be calculated.

Regulation 4 provides that where the amount required to be paid underthe penalty notice is not paid within the period prescribed, a further sumby way of penalty (“a surcharge”) must be paid.