The Social Security (Miscellaneous Amendments No. 2) Regulations (Northern Ireland) 2011
PART 1GENERAL
Citation, commencement and interpretation1.
(1)
These Regulations may be cited as the Social Security (Miscellaneous Amendments No. 2) Regulations (Northern Ireland) 2011 and, subject to paragraph (2) shall come into operation on 31st October 2011.
(2)
Regulation 6 comes in to operation on 6th April 2012.
(3)
Application2.
Regulations 9(2)(amendments of the Social Security (Incapacity for Work) (General) Regulations) and 21(5) and (6) (amendments to the Employment and Support Allowance Regulations) apply only in relation to information requested in the form of a questionnaire first issued to a person on or after 31st October 2011, in accordance with—
(a)
(b)
PART 2AMENDMENTS TO PRIMARY LEGISLATION
Amendment of the Social Security Administration (Northern Ireland) Act3.
Amendment of the Data Protection Act4.
PART 3AMENDMENTS TO SECONDARY LEGISLATION
Amendment of the Social Security Benefit (Dependency) Regulations5.
(a)
in paragraph 6 (increase of carer’s allowance for adult dependants) for “section 49” substitute “section 90 of the Contributions and Benefits Act”; and
(b)
in paragraph 7 for “the Act” substitute “the Contributions and Benefits Act”.
Amendment of the Statutory Sick Pay (General) Regulations6.
(a)
F1(b)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Amendment of the Income Support (General) Regulations7.
(1)
(2)
In regulation 2(1) (interpretation)—
(a)
““the Caxton Foundation” means the charitable trust of that name established on 28th March 2011 for the benefit of certain persons suffering from hepatitis C and other persons eligible for payment in accordance with its provisions;”; and
(b)
F2(3)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(4)
“(1)
A claimant is to be treated as possessing income of which the claimant has deprived themselves for the purpose of securing entitlement to income support or increasing the amount of that benefit, or for the purpose of securing entitlement to, or increasing the amount of a jobseeker’s allowance or an employment and support allowance.”.—
(5)
In—
(a)
(b)
(c)
(d)
(e)
after “MFET Limited” insert “, the Skipton Fund”, the Caxton Foundation”.
(6)
In—
(a)
(b)
after “the Skipton Fund” insert “, the Caxton Foundation”.
(7)
Amendment of the Social Security (Claims and Payments) Regulations8.
“(b)
contributory employment and support allowance where—
(i)
both income-related employment and support allowance and contributory employment and support allowance are in payment and the income-related employment and support allowance alone is insufficient for the purposes of this Schedule, or
(ii)
if there was no entitlement to a contributory employment and support allowance, there would be entitlement to income-related employment and support allowance at the same rate.”.
Amendment of the Social Security (Incapacity for Work) (General) Regulations9.
(1)
(2)
In regulation 7(2) (failure to provide information)—
(a)
in sub-paragraph (a) for “6 weeks” substitute “4 weeks”; and
(b)
in sub-paragraph (b)—
(i)
for “4 weeks” substitute “3 weeks”; and
(ii)
for “2 weeks have” substitute “1 week has”.
(3)
(a)
for “by reason of his being a carrier, or having been in contact with” substitute “by reason of it being known or reasonably suspected that he is infected or contaminated by, or has been in contact with”; and
(b)
“(ii)
regulations 8 and 9 of the Public Health (Ships) Regulations (Northern Ireland) 200840 (examination etc., of persons on ships and powers in respect of persons leaving ships) apply;(iii)
regulations 7 and 8 of the Public Health (Aircraft) Regulations (Northern Ireland) 200841 (examination etc., of persons on aircraft and powers in respect of persons leaving aircraft) apply;”.
Amendment of the Jobseeker’s Allowance Regulations10.
(1)
(2)
In regulation 1(2) (citation, commencement and interpretation)—
(a)
““the Caxton Foundation” means the charitable trust of that name established on 28th March 2011 for the benefit of certain persons suffering from hepatitis C and other persons eligible for payment in accordance with its provisions;”; and
(b)
(3)
In regulation 51 (remunerative work) omit paragraphs (4) and (5).
(4)
In—
(a)
(b)
for “Department of Economic Development” in each place it occurs substitute “Department for Employment and Learning”.
F3(5)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(6)
“(1)
A claimant is to be treated as possessing income of which the claimant has deprived themselves for the purpose of securing entitlement to a jobseeker’s allowance or increasing the amount of that allowance, or for the purpose of securing entitlement to, or increasing the amount of income support or an employment and support allowance.”.
(7)
In—
(a)
(b)
(c)
(d)
(e)
after “MFET Limited” insert “, the Skipton Fund, the Caxton Foundation”.
(8)
In—
(a)
(b)
(c)
after “the Skipton Fund” insert “, the Caxton Foundation”.
(9)
“6B.
(1)
Subject to sub-paragraph (2), a person who provides—
(a)
a statement which complies with the rules in Part 1 of Schedule 1 to the Social Security (Medical Evidence) Regulations 197658,(b)
a self-certificate for a period of limited capability for work which lasts less than 8 days or in respect of any of the first 7 days of limited capability for work, or
(c)
where it would be unreasonable to require a person to provide a statement in accordance with paragraph (a), such other evidence as the Department considers to be sufficient to show that the person has limited capability for work.
(2)
Sub-paragraph (1) applies to a person for the period covered by evidence falling within that sub-paragraph.
(3)
For the purposes of this paragraph—
(a)
“limited capability for work” has the meaning given by section 1(4) of the Welfare Reform Act (Northern Ireland) 200759; and(b)
“self-certificate” means a declaration made by the person in writing on a form approved for the purpose by the Department that the person has been unfit for work on a date or for a period specified in the declaration and may include a statement that the person expects to continue to be unfit for work on days subsequent to the date on which it is made.”.
(10)
(11)
In Schedule 2—
(a)
(b)
Amendment of the Social Security (Recovery of Benefits) Regulations11.
“(m)
any payment made from the Caxton Foundation, the charitable trust of that name established on 28th March 2011, for the benefit of certain persons suffering from hepatitis C and other persons eligible for payment in accordance with its provisions.”.
Amendment of the Social Security and Child Support (Decisions and Appeals) Regulations12.
(a)
“(5D)
A decision by the Department under Article 9 or 11 awarding an employment and support allowance may be revised at any time if—
(a)
it incorporates a determination that the conditions in regulation 30 of the Employment and Support Allowance Regulations are satisfied;
(b)
the condition referred to in sub-paragraph (a) was not satisfied at the time when the claim was made; and
(c)
there is a period before the award which falls to be decided.”.
(b)
“(5G)
Where—
(a)
a person’s entitlement to an employment and support allowance is terminated because of a decision which embodies a determination that the person does not have limited capability for work;
(b)
the person appeals that decision to the appeal tribunal;
(c)
before or after that decision is appealed by the person, that person claims and there is a decision to award–
(i)
income support, or
(ii)
jobseeker’s allowance; and
(d)
the decision referred to in sub-paragraph (a) is successfully appealed,
the decision to award income support or jobseeker’s allowance may be revised.
(5H)
Where—
(a)
a conversion decision within the meaning of regulation 5(2)(b) of the Employment and Support Allowance (Transitional Provisions and Housing Benefit) (Existing Awards) Regulations 201067 (deciding whether an existing award qualifies for conversion) is made in respect of a person;(b)
the person appeals that decision to the appeal tribunal;
(c)
before or after that decision is appealed by the person, that person claims and there is a decision to award–
(i)
income support, or
(ii)
jobseeker’s allowance; and
(d)
the decision referred to in sub-paragraph (a) is successfully appealed,
the decision to award income support or jobseeker’s allowance may be revised.”.
Amendment of the Social Security (Work-focused Interviews for Lone Parents) Regulations13.
(1)
(2)
(a)
at the end of sub-paragraph (b), omit “and”;
(b)
in sub-paragraph (c)—
F4(i)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(ii)
“, and
(d)
he has attained the age of 18.”.
(3)
In regulation 8 (reduction of income support)—
(a)
in paragraph (1) omit “on the date the deduction commences”; and
(b)
omit paragraph (4).
Amendment of the State Pension Credit Regulations14.
(1)
(2)
In regulation 1(2) (citation, commencement and interpretation)—
(a)
““the Caxton Foundation” means the charitable trust of that name established on 28th March 2011, for the benefit of certain persons suffering from hepatitis C and other persons eligible for payment in accordance with its provisions;”; and
(b)
F5(3)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(4)
In regulation 24 (income paid to third parties)—
(a)
in paragraph (1) for “paragraph (2)” substitute “paragraphs (2) or (3)”; and
(b)
“(3)
Paragraph (1) shall not apply in respect of any payment of income arising out of the claimant’s participation in a service user group.”.
(5)
(6)
In Schedule 5 (income from capital)—
Amendment of the Social Security (Work-focused Interviews) Regulations15.
(1)
(2)
(a)
at the end of sub-paragraph (b) omit “and”;
F6(b)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(c)
“, and
(d)
he has attained the age of 18.”.
(3)
(a)
in paragraph (2)(c) omit “on the date the reduction commences”; and
(b)
omit paragraph (8).
Amendment of the Social Security (Work-focused Interviews for Partners) Regulations16.
(a)
in paragraph (2) omit “on the date the reduction commences”; and
(b)
omit paragraph (8).
Amendment of the Social Security (Habitual Residence Amendment) Regulations17.
(a)
“(ca)
to whom sub-paragraph (c) applied, claims an employment and support allowance and it is subsequently determined that he is entitled to that benefit, and this entitlement is linked to a previous period of entitlement by virtue of regulation 145(1) of the Employment and Support Allowance Regulations (linking rules);”;
(b)
in paragraph (2)—
(i)
after sub-paragraph (c) omit “and”, and
(ii)
“; and
(e)
regulation 70(2) to (4) of the Employment and Support Allowance Regulations (special cases: supplemental – persons from abroad) does not apply.”; and
(c)
“(4)
In this regulation—
(a)
“the Employment and Support Allowance Regulations” means the Employment and Support Allowance Regulations (Northern Ireland) 200885; and(b)
“specified benefit” means income support, housing benefit, jobseeker’s allowance, state pension credit and employment and support allowance.”.
Amendment of the Social Fund Maternity and Funeral Expenses (General) Regulations18.
(a)
in paragraph (2)—
(i)
(ii)
“or
(j)
the Caxton Foundation,”; and
(b)
Amendment of the Housing Benefit Regulations19.
(1)
(2)
In regulation 2(1) (interpretation)—
(a)
““the Caxton Foundation” means the charitable trust of that name established on 28th March 2011, for the benefit of certain persons suffering from hepatitis C and other persons eligible for payment in accordance with its provisions;”; and
(b)
F7(3)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(4)
In regulation 34 (earnings of self-employed earners), in paragraph (1) omit the words beginning “and shall include” to the end of the paragraph.
(5)
In—
(a)
(b)
(c)
(d)
(e)
after “MFET Limited” insert “, the Skipton Fund, the Caxton Foundation”.
(6)
In—
(a)
(b)
(c)
(d)
after the “the Skipton Fund” insert “, the Caxton Foundation”.
(7)
In Schedule 4 (applicable amounts)—
(a)
in paragraph 3 (family premium)—
(i)
in sub-paragraph (1) omit “Subject to sub-paragraph (2),”, and
(ii)
(b)
Amendment of the Housing Benefit (Persons who have attained the qualifying age for state pension credit) Regulations20.
(1)
(2)
In regulation 2(1) (interpretation)—
(a)
““the Caxton Foundation” means the charitable trust of that name established on 28th March 2011, for the benefit of certain persons suffering from hepatitis C and other persons eligible for payment in accordance with its provisions;”; and
(b)
F8(3)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(4)
In regulation 36(1) (earnings of self-employed earners) omit the words beginning “and shall include” to the end of the paragraph.
(5)
In regulation 40 (income paid to third parties)—
(a)
in paragraph (1) for “paragraph (2)” substitute “paragraphs (2) or (3)”; and
(b)
“(3)
Paragraph (1) shall not apply in respect of any amount of income other than earnings, or earnings derived from employment as an employed earner, arising out of the claimant’s participation in a service user group.”.
(6)
(7)
In—
(a)
(b)
after “the Skipton Fund” insert “, the Caxton Foundation”.
(8)
In Schedule 4 (applicable amounts)—
(a)
(b)
(9)
In Schedule 7 (capital to be disregarded)
Amendment of the Employment and Support Allowance Regulations21.
(1)
(2)
In regulation 2(1) (interpretation)—
(a)
““the Caxton Foundation” means the charitable trust of that name established on 28th March 2011, for the benefit of certain persons suffering from hepatitis C and other persons eligible for payment in accordance with its provisions;”;
(b)
F9(c)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(3)
“(b)
the claimant has—
(i)
earnings at the lower earnings limit in that tax year on which primary Class 1 contributions have been paid or treated as paid which in total, and disregarding any earnings which exceed the lower earnings limit for that year, are not less than that limit multiplied by 26; or
(ii)
earnings factors in that tax year derived from Class 2 contributions multiplied by 26.”.
(4)
In regulation 20(c) (certain claimants to be treated as having limited capability for work), for “by reason of the claimant being a carrier, or having been in contact with” substitute “by reason of it being known or reasonably suspected that the claimant is infected or contaminated by, or has been in contact with,”.
F10(5)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(6)
In—
(a)
regulation 22(2)(b); and
(b)
regulation 37(2)(b)—
F11(i)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(ii)
for “2 weeks have” substitute “1 week has”.
F12(7)
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
(8)
In—
(a)
(b)
(c)
(d)
(e)
after “MFET Limited” insert “, the Skipton Fund, the Caxton Foundation”.
(9)
In—
(a)
(b)
(c)
after “the Skipton Fund” insert “, the Caxton Foundation”.
(10)
(a)
(b)
after the words “is to be treated as not having limited capability for work”, for the remainder of paragraph (5) substitute “with effect from the day specified in paragraph (5A).”.
(11)
“(5A)
The day specified for the purposes of paragraph (5) is the first day of the benefit week following the date on which the Department either—
(a)
receives the clerk of the appeal tribunal’s notification that the appeal is dismissed, withdrawn or struck out, or
(b)
discontinues action on an appeal in the circumstances to which regulation 33(9) (Decisions and Appeals) Regulations applies.”.
(12)
““most recent past period of limited capability for work” means the period of limited capability for work which most recently precedes the period in respect of which the current claim is made, including any period of which that previous period is treated as a continuation by virtue of regulation 145(1) or (2) (linking rules);”.
(13)
In regulation 161(1)(a) (suspension of payment of a contributory allowance during imprisonment) for “(2)” substitute “(1)”.
(14)
In Schedule 4 (amounts), in paragraph 6 (severe disability premium) in—
(a)
sub-paragraph (2)(a)(i); and
(b)
sub-paragraph (2)(b)(i),
after “care component” insert “or attendance allowance”.
(15)
In Schedule 6, paragraph 15 (linking rules) in sub-paragraphs (4)(b) and (17) after “income” insert “equal to or”.
Amendment of the Social Security (Recovery of Benefits) (Lump Sum Payments) Regulations22.
“(j)
any payment made from the Caxton Foundation, the charitable trust of that name established on 28th March 2011, for the benefit of certain persons suffering from hepatitis C and other persons eligible for payment in accordance with its provisions.”.
Amendment of the Social Security (Incapacity Benefit Work-focused Interviews) Regulations23.
(a)
in paragraph (2) for “(6)” substitute “(5)”; and
(b)
omit paragraph (6).
Amendment of the Social Security (Housing Costs Special Arrangements) (Amendment and Modification) Regulations24.
(1)
(2)
“(4)
In determining whether the exemption provided for in sub-paragraph (3) applies, where the claimant or his partner or, if the claimant is a member of a joint-claim couple, the other member of the couple was in receipt of a jobseeker’s allowance immediately before becoming entitled to income support by virtue of regulation 6(6) of the Income Support Regulations, no account shall be taken of entitlement arising by virtue of that regulation.”.
(3)
(a)
in sub-paragraph (2) for “(6)” substitute “(7)”; and
(b)
“(7)
In determining whether the exemption provided for in sub-paragraph (6) applies, where the claimant or his partner or, if the claimant is a member of a joint-claim couple, the other member of the couple was in receipt of a jobseeker’s allowance immediately before becoming entitled to income support by virtue of regulation 6(6) of the Income Support Regulations, no account shall be taken of entitlement arising by virtue of that regulation.”.
Amendment of the Employment and Support Allowance (Transitional Provisions and Housing Benefit) (Existing Awards) Regulations25.
(1)
(2)
In regulation 6(1)(b) (application of certain statutory provisions for purpose of making conversion decisions) after “revision” insert “or supersession”.
(3)
(4)
In Schedule 2 (modification of statutory provisions: after the conversion phase)—
(a)
(i)
in paragraph (5) of the modified regulation 147A—
(aa)
(bb)
after the words “is to be treated as not having limited capability for work”, for the remainder of paragraph (5) substitute “with effect from the day specified in paragraph (5A).”,
(ii)
“(5A)
The day specified for the purposes of paragraph (5) is the first day of the benefit week following the date on which the Department either—
(a)
receives the notification from the clerk to the appeal tribunal that the appeal is dismissed, withdrawn or struck out, or
(b)
discontinues action on an appeal in the circumstances to which regulation 33(9) of the Social Security and Child Support (Decisions and Appeals) Regulations 1999 (making of appeals and application) applies.”, and
(iii)
in paragraph (6) of the modified regulation 147A, for “on the first day of the benefit week following the date on which the Department was notified by the appeal tribunal of that decision” substitute “from the first day of the benefit week following the date on which the Department receives the appeal tribunal’s notification of that decision”; and
(b)
“Social Security (Habitual Residence) Amendment Regulation
7.
Regulation 6 of the Social Security (Habitual Residence) Amendment Regulations (Northern Ireland) 2004142 (transitional arrangements and savings) is to be read as if—(a)
in paragraph (1)—
(i)
sub-paragraphs (a), (b) and (d) were omitted; and
(ii)
for sub-paragraph (c) there were substituted—“(c)
is entitled to an employment and support allowance by virtue of—
(i)
the Existing Awards Regulations, or
(ii)
regulation 30 of the Employment and Support Allowance Regulations (conditions for treating a claimant as having limited capability for work until a determination about limited capability for work has been made) in the circumstances where the person has made and is pursuing an appeal against a conversion decision made under the Existing Awards Regulations which embodies a determination that the person does not have limited capability for work,
and immediately before the effective date of the conversion decision made in respect of that person, was entitled to a specified benefit in respect of a period which was continuous with a period of entitlement to the same or another specified benefit which included 30th April 2004;” and
(b)
in paragraph (4), before sub-paragraph (a) there were inserted—“(za)
“conversion decision” and “effective date” have the same meanings as in regulation 2(1) of the Employment and Support Allowance (Transitional Provisions, and Housing Benefit) (Existing Awards) Regulations (Northern Ireland) 2010143;”.
(5)
“The Social Security (Habitual Residence) Amendment Regulations (Northern Ireland) 2004”.
Revocations26.
The provisions specified in column (1) of the Schedule are revoked to the extent specified in column (3).
Sealed with the Official Seal of the Department for Social Development on 10th October 2011
The Department of Finance and Personnel consents to regulations 19 and 20.
Sealed with the Official Seal of the Department of Finance and Personnel on 10th October 2011
SCHEDULERevocations
Column (1) | Column (2) | Column (3) |
|---|---|---|
Citation | Reference | Extent of revocation |
The Jobseeker’s Allowance Regulations (Northern Ireland) 1996 | Regulation 51(4) and (5) | |
The Social Security (Work-focused Interviews for Lone Parents) Regulations (Northern Ireland) 2001 | Regulation 8(4) | |
The Social Security (Work-focused Interviews for Partners) Regulations (Northern Ireland) 2003 | Regulation 10(8) | |
The Social Security (Bulgaria and Romania) (Amendment) Regulations (Northern Ireland) 2006 | Regulation 5(1) | |
The Employment and Support Allowance Regulations (Northern Ireland) 2008 | Regulations 44(2) and 70(4)(f)(i) | |
The Social Security (Incapacity Benefit Work-focused Interviews) Regulations (Northern Ireland) 2008 | Regulation 8(6) | |
The Social Security (Contribution Conditions for Jobseeker’s Allowance and Employment and Support Allowance) Regulations (Northern Ireland) 2010 | Regulation 3(3) | |
The Housing Benefit (Miscellaneous Amendments) Regulations (Northern Ireland) 2011 | Regulations 4(7)(a) and 5(7) |
These Regulations amend a number of different provisions relating to social security.
Part 1 makes general provision about these Regulations. Part 2 amends primary legislation and Part 3 amends secondary legislation.
Part 2 makes amendments to two provisions of primary legislation, consequential on the provisions in Part 1 of the Welfare Reform Act (Northern Ireland) 2007 (“the Welfare. Reform Act”) Regulation 3 amends section 155(5) of the Social Security Administration (Northern Ireland) Act 1992 to make provision for modification of legislation in order to give effect to reciprocal agreements made with countries outside the United Kingdom. Section 155(5) provides that the power in section 155(1) may be used to modify secondary legislation under specified acts in relation to particular benefits. The subsection is currently limited to regulations made under the Social Security Contributions and Benefits (Northern Ireland) Act 1992 and the Social Security Administration (Northern Ireland) Act 1992. Regulation 3 extends the coverage of this provision so that it also applies to regulations made under the Welfare Reform Act.
Regulation 4 amends the Table attached to section 56(6) of the Data Protection Act 1998. Section 56 of this Act makes it a criminal offence to require an individual to supply or produce a relevant record, as defined in subsection (6), for the purposes of recruitment, continued employment, or the provision of services. The Table attached to section 56(6) lists, at item 2(e), the Department as data controller in relation to his functions under the Social Security Contributions and Benefits (Northern Ireland) Act 1992, the Social Security Administration (Northern Ireland) Act 1992 and the Jobseekers Act (Northern Ireland) 1995. Regulation 4 extends this to the Secretary of State’s functions under the Welfare Reform Act.
In Part 3, these Regulations amend;
the Social Security Benefit (Dependency) Regulations (Northern Ireland) 1977
the Statutory Sick Pay (General) Regulations (Northern Ireland) 1982;
the Income Support (General) Regulations (Northern Ireland) 1987 (“the Income Support Regulations”);
the Social Security (Claims and Payments) Regulations (Northern Ireland) 1987 (“the Claims and Payments Regulations”);
the Social Security (Incapacity for Work) (General) Regulations (Northern Ireland) 1995;
the Jobseeker’s Allowance Regulations (Northern Ireland) 1996 (“the Jobseeker’s Allowance Regulations”);
the Social Security (Recovery of Benefits) Regulations (Northern Ireland) 1997
the Social Security and Child Support (Decisions and Appeals) Regulations (Northern Ireland) 1999 (“the Decisions and Appeals Regulations”);
the Social Security (Work-focused Interviews for Lone Parents) Regulations (Northern Ireland) 2001;
the State Pension Credit Regulations (Northern Ireland) 2003;
the Social Security (Work-focused Interviews) Regulations (Northern Ireland) 2003;
the Social Security (Work-focused Interviews for Partners) Regulations (Northern Ireland) 2003;
the Social Security (Habitual Residence Amendment) Regulations (Northern Ireland) 2004
the Social Fund Maternity and Funeral Expenses (General) Regulations (Northern Ireland) 2005
the Housing Benefit Regulations (Northern Ireland) 2006 (“the Housing Benefit Regulations”);
the Housing Benefit (Persons who have attained the qualifying age for state pension credit) Regulations (Northern Ireland) 2006 (“the Housing Benefit SPC Regulations”);
the Employment and Support Allowance Regulations (Northern Ireland) 2008 (“the Employment and Support Allowance Regulations”);
the Social Security (Recovery of Benefits) (Lump Sum Payments) Regulations (Northern Ireland) 2008;
the Social Security (Incapacity Benefit Work-focused Interviews) Regulations (Northern Ireland) 2008;
the Social Security (Housing Costs Special Arrangements) (Amendment and Modification) Regulations (Northern Ireland) 2008;
The Employment and Support Allowance (Transitional Provisions and Housing Benefit) (Existing Awards) Regulations (Northern Ireland) 2010; and
the Social Security (Contribution Conditions for Jobseeker’s Allowance and Employment and Support Allowance) Regulations (Northern Ireland) 2010.
Regulation 5 replaces a reference to repealed legislation in the Social Security Benefit (Dependency) (Northern Ireland) Regulations 1977.
Regulation 6 amends the Statutory Sick Pay (General) Regulations (Northern Ireland) 1982, to update legislation relating to public health provisions. Regulations 9(3) and 21(2)(c) and (4) make similar amendments to the Social Security (Incapacity for Work) (General) Regulations 1995 and the Employment and Support Allowance Regulations.
Regulation 7 makes several amendments to the Income Support Regulations mainly in order to provide for the Caxton Foundation, a new charitable trust established on 28th March 2011 for the benefit of certain persons suffering from hepatitis C and other persons eligible for payment in accordance with its provisions. The amendments will provide that payments from the Caxton Foundation are to be disregarded for certain purposes Similar amendments are made in relation to other income-related benefits in regulation 10 (in respect of jobseeker’s allowance ), regulation 14 (in respect of the state pension credit) regulations 19 and 20 (in respect of housing benefit), and regulation 21 (in respect of employment and support allowance).
Regulation 11 provides for similar amendments to the Social Security (Recovery of Benefits) Regulations (Northern Ireland) 1997, regulation 18 to the Social Fund Maternity and Funeral Expenses (General) Regulations (Northern Ireland) 2005 (in respect of the social fund funeral payments) and regulation 22 to the Social Security (Recovery of Benefits) (Lump Sum Payments) Regulations (Northern Ireland) 2008.
Regulations 7, 10, 14 and 19 to 21 remove the provision whereby persons from abroad who were registered under the Home Office Worker Registration Scheme were not treated as persons from abroad for benefit purposes.
Regulation 7(7) makes amendments to the Income Support Regulations to achieve the policy intention that an enhanced disability premium (“EDP”) be awarded for eight weeks following the death of a child or young person where the claimant’s partner is entitled to child benefit following the death of that child or young person. This extends an earlier provision that allowed for an EDP to be awarded for a period of 8 weeks following the death of a child or young person in respect of whom the premium was awarded, provided the claimant is entitled to child benefit for 8 weeks in respect of that child or young person after his or her death. Similar amendments are made in respect of JSA (regulation 10(10)), housing benefit (regulations 19(7)(b) and 20(8)(b)).
Regulation 8 amends Schedule 8A to the Social Security (Claims and Payments) Regulations to ensure that deductions from benefit to discharge obligations to third parties can be made where a person is being paid both income-based and contribution-based jobseeker’s allowance or both income-related and contributory employment and support allowance.
Regulations 9(2) and 21(5) and (6) amend the Social Security (Incapacity for Work) (General) Regulations (Northern Ireland) 1995 and the Employment and Support Allowance Regulations respectively to reduce the amount of time that passes before a claimant is to be treated as capable of work (in the context of incapacity benefit) or treated as not having limited capability for work or work-related activity (in the context of ESA) where the claimant fails without good cause to comply with a request for information. By virtue of regulation 2 of these Regulations, the amendments in regulations 9(2) and 21(5) and (6) apply in relation to information requested in the form of a questionnaire first issued by the Department on or after 31st October 2011.
Regulation 10 amends the Jobseeker’s Allowance Regulations; paragraph (3) amends the definition of remunerative work by revoking two paragraphs which refer to legislation which has been revoked. Paragraphs (4) to (5) remove outdated references and paragraph (7) updates provisions to include employment and support allowance
Regulation 10(9) amends the Jobseeker’s Allowance Regulations to provide that a joint-claim couple may be entitled to a joint-claim JSA even though one member of the couple does not meet all of the conditions of entitlement. The new exemption applies in circumstances where the claimant provides evidence of limited capability for work.
Regulation 12(a) amends the Decisions and Appeals Regulations to enable the Department to revise a decision at any time where there is a non-medical change of circumstances relating to an ESA decision. Regulation 12(b) provides for two further grounds of revision relating to where a person’s ESA entitlement is terminated (or not established in the first place as a result of a negative decision made where a person has been reassessed for ESA), the decision giving rise to that is appealed to the tribunal, the person then claims and is awarded income support or JSA during the interim period and the appeal against the original decision is eventually successful.
Regulation 13 amends the Social Security (Work-focused Interviews for Lone Parents) Regulations (Northern Ireland) 2001 (“the 2001 Regulations”). Paragraph (2) changes the requirement for certain lone parents to attend a quarterly instead of a six monthly work–focused interview where their youngest child is aged between 4 and 5. It also removes paragraph (4) of regulation 8 of the 2001 Regulations to reflect the approach taken in other regulations making provision for benefit sanctions.
Regulation 14 amends the State Pension Credit Regulations. In particular, paragraph (4) amends regulation 24 of the State Pension Credit Regulations so that any payment made to a third party on behalf of the claimant, as a service user, is not treated as income of the claimant. Similar amendments are made in respect of housing benefit by regulation 20(5). Paragraph (6) amends Part 1 of Schedule 5 to the State Pension Credit Regulations so that any direct payment made to a claimant is to be disregarded as capital. Similar amendments are made in respect of housing benefit by regulations 20(9).
Regulation 15 amends the Social Security (Work-focused Interviews) Regulations (Northern Ireland) 2003 (“the 2003 Regulations”). Paragraph (2) amends regulation 3A to make the same change in relation to lone parents changing the requirement for certain lone parents where their youngest child is aged between 4 and 5 to attend a quarterly instead of a six monthly work–focused interview. Paragraph (3) makes the same change in relation to sanctions under the 2003 Regulations as regulation 13(3) of these Regulations makes to the 2001 Regulations, to enable sanctions rates to be amended when benefit rates change and to otherwise align with the approach taken where the amount of benefit payable to a claimant changes during a sanction period.
Regulation 16 amends the Social Security (Work-focused Interviews for Partners) Regulations (Northern Ireland) 2003 to make the same amendment in relation to sanctions under those Regulations as regulation 13(3) of these Regulations makes in relation to the 2001 Regulations to enable sanction rates to be amended when benefit rates change and to otherwise align with the approach taken where the amount of benefit payable to a claimant changes during a sanction period.
Regulation 17 amends regulation 6 of the Social Security (Habitual Residence) Amendment Regulations (Northern Ireland) 2004. When the right to reside test was first introduced, in May 2004, all those entitled to a specified income-related benefit on 30 April 2004 were transitionally protected and were allowed to move between the specified benefits without being required to satisfy the test for each benefit. Paragraph (b) adds ESA to the list of specified benefits in paragraph (4) of regulation 6. Paragraph (a) inserts paragraph (1)(ca) into paragraph (1) of that regulation, to provide that the right to reside test for income-related benefits does not apply to a person who had already benefited from the (1)(c) condition, who then claims ESA and it is subsequently determined that their ESA entitlement is separated from a previous period of entitlement to that benefit by not more than 12 weeks.
Regulations 19 and 20 make a number of amendments to the regulations relating to housing benefit. In particular, they amend the meaning of earnings in the case of self-employed earners so that they no longer include certain allowances paid to the claimant for the purpose of assisting in carrying out the claimant’s business. They also remove provisions providing an amount in the claimant’s applicable amount in respect of a child under one for whom the claimant receives an additional amount of child tax credit. The additional amount of child tax credit was abolished in April 2011.
Regulation 21 amends the Employment and Support Allowance Regulations. In addition to making changes in respect of ESA replicated elsewhere in these Regulations in relation to other income-related benefits, regulation 23 also makes other changes unique to ESA. Paragraph (3) substitutes a new, but identical, paragraph (b) for existing regulation 8(1)(b) of the Employment and Support Allowance Regulations This amendment is necessary because of a technical omission in the making of regulation 3(3) of the Social Security (Contribution Conditions for Jobseeker’s Allowance and Employment and Support Allowance) Regulations (Northern Ireland) 2010, which substituted the existing regulation 8(1)(b) into the Employment and Support Allowance Regulations. Paragraphs (11) and (12) amend regulation 147A(5) of the Employment and Support Allowance Regulations to make it clear that a claimant is treated as not having limited capability for work from the first day of the benefit week following the date on which the Department receives the appeal tribunal’s notification that the claimant’s appeal has been dismissed, withdrawn or struck out. In addition, regulation 147A(5) is amended to ensure it also applies in circumstances where regulation 33(9) of the Decisions and Appeals Regulations applies. Paragraph (13) defines “most recent past period of limited capability for work” for the purposes of defining whether a claimant is a work or training beneficiary under regulation 148 of the Employment and Support Allowance Regulations. Paragraph (14) corrects an incorrect legislative reference. Paragraph (15) adds attendance allowance to the care component of disability living allowance as the benefits which have to be received as a condition of entitlement to the severe disability premium for ESA. This is because the definition of “attendance allowance” in regulation 2(1) of the Employment and Support Allowance Regulations is wider than attendance allowance definition elsewhere which is payable only to pension age claimants. Paragraph (16) makes a small amendment to the housing costs linking rules in relation to ESA which replicate similar changes made in relation to other income-related benefits. Similar amendments are made in these Regulations in relation to JSA in regulation 10(11).
Regulation 23 amends the Social Security (Incapacity Benefit Work-focused Interviews) Regulations (Northern Ireland) 2008 and makes the same change in relation to sanctions under those regulations as regulation 13(3) of these Regulations makes to the 2001 Regulations, to enable sanctions rates to be amended when benefit rates change and to otherwise align with the approach taken where the amount of benefit payable to a claimant changes during a sanction period.
Regulation 24 amends the Social Security (Housing Costs Special Arrangements) (Amendment and Modification) Regulations (Northern Ireland) 2008 to modify the Jobseeker’s Allowance Regulations with the effect that, in some cases, no amount may be met in respect of interest on a qualifying loan where a jobseeker’s allowance claimant has been in receipt of interest on a qualifying loan for a total of 104 weeks. The limitation does not apply where the person was previously entitled to income support or ESA within a period of 12 weeks or less. Regulation 24 provides that where entitlement to income support only arises as the result of mortgage interest run on (MIRO) being paid after an award of jobseeker’s allowance ends, MIRO is to be disregarded for the purpose of deciding whether the exception applies.
Regulation 25 amends the Employment and Support Allowance (Transitional Provisions, Housing Benefit (Existing Awards) Regulations (Northern Ireland) 2010. Paragraph (2) amends regulation 6(1)(b) of those regulations to provide that the listed statutory provisions can be applied for the purposes of supersession before the effective date of the conversion decision, as well as revision. Paragraph (3) amends regulation 17 of those regulations to provide that the Department is able to supersede a conversion decision in certain circumstances; regulation 17(d) and (e) as made only provided for it to be revised. Paragraph (4)(a) mirrors the changes made by regulations 21(11) and (12) of these Regulations. It also provides that where an appeal against an adverse decision is upheld, entitlement to a pending-appeal award terminates from the first day of the benefit week following the date on which the Department receives the appeal tribunal’s notification of the outcome of the appeal. Paragraph (4)(b) modifies the application of regulation 6 of the Social Security (Habitual Residence) Amendment Regulations (Northern Ireland) 2004 to continue to transitionally protect the claimant who, before reassessment, was already benefiting from transitional protection from the right to reside test, and who, as a consequence of reassessment, becomes entitled to ESA.
Regulation 26 makes further consequential revocations.
In so far as these Regulations are required, for the purposes of regulations 19 and 20, to be referred to the Social Security Advisory Committee under section 149(2) of the Social Security Administration (Northern Ireland) Act 1992, after agreement by the Social Security Advisory Committee, they have not been so referred by virtue of section 150(1)(b) of that Act. Otherwise they make in relation to Northern Ireland only provision corresponding to provision contained in Regulations made by the Secretary of State for Work and Pensions in relation to Great Britain and accordingly, by virtue of section 149(3) of, and paragraph 10 of Schedule 5 to, that Act, are not subject to the requirement of section 149(2) or, as the case may be, (2A) of that section for prior reference to the Social Security Advisory Committee or the Industrial Injuries Advisory Council.