SCHEDULE

PART 4provisions of the order coming into operation on 25th february 2005 for the purpose only of authorising the making of regulations, orders or rules, as the case may be, and on 6th april 2005 for all other purposes

Provisions of the Order

Subject matter

Article 2(5)(a)

General interpretation – meaning of “employer”

Article 7(5)(a)

Functions exercisable by the determinations panel

Article 15(7)

Pension liberation: Court’s power to order restitution

Article 17(4)

Pension liberation: repatriation orders

Article 19(10), paragraph (b)(i) of the definition of “the actuary”

Freezing orders

Article 20(7)(a)

Consequences of freezing order

Article 26(7)(c)

Power to give a direction where freezing order ceases to have effect

Article 32(2) and (3)

Independent trustees

Article 34(1)(b)

Contribution notices where avoidance of employer debt

Article 39(1)(b), (3)(c) and (9)

Financial support directions

Article 40(3)(a) and (4)

Meaning of “service company” and “insufficiently resourced”

Article 41(2)(b)

Meaning of “financial support”

Article 48(1)(b) and (7)(a)

Restoration orders where transactions at an undervalue

Article 53(1) to (4)

Articles 34 to 52: partnerships and limited liability partnerships

Article 55(2)(h) and (3)

Registrable information

Article 56(1) to (3)

The register: inspection, provision of information and reports etc.

Article 64(2), (3)(a)(ii) and (b)(ii) and (5)

Duty to notify the Regulator of certain events

Article 88(2)(q)

The Regulator’s procedure in relation to its regulatory functions

Article 92(5)(u)

Special procedure: applicable cases

Article 97(1)(c)

References to the Tribunal

Article 98(5)

Appeal on a point of law

Article 104(3) and (4)

Duty to notify insolvency events in respect of employers

Article 105(5)

Insolvency event, insolvency date and insolvency practitioner

Article 106(3), (5) and (8)

Insolvency practitioner’s duty to issue notices confirming status of scheme

Article 107(5)

Approval of notices issued under Article 106

Article 109(4)(a)

Binding notices confirming status of scheme

Article 110(3)

Eligible schemes

Article 113(1)(b), (3) and (8)

Applications and notifications for the purposes of Article 112

Article 114(5) and (8)

Board’s duty where application or notification received under Article 113

Article 117(3)

Admission of new members, payment of contributions, etc.

Article 118(3) in so far as it relates to paragraph (iii) of the definition of “relevant person” in sub-paragraph (a)

Directions

Article 119(4)

Restrictions on winding up, discharge of liabilities, etc.

Article 122(10)(b) and (12)

Payment of scheme benefits

Article 123(6)

Loans to pay scheme benefits

Article 124(3)(b) and (6)

Reviewable ill health pensions

Article 125(2) and (6)

Effect of a review

Article 127(3) to (5) and (11) in so far as it relates to paragraphs (i) and (ii)(a) of the definition of “actuarial valuation” in sub-paragraph (a)

Board’s obligation to obtain valuation of assets and protected liabilities

Article 129(4)

Binding valuations

Article 130(1) and (5)

Schemes which become eligible schemes

Article 131(1)(a) and (5)

New schemes created to replace existing schemes

Article 132(8)

Withdrawal following issue of Article 106(4) notice

Article 134(5) and (6)(a) to (c)

Consequences of the Board ceasing to be involved with a scheme

Article 135(4), (6), (8) in so far as it relates to paragraph (b) of the definition of “audited scheme accounts” and (9)(b)

Application for reconsideration

Article 136(4) and (8)

Duty to assume responsibility following reconsideration

Article 151(1)

Modification of Chapter where liabilities discharged during assessment period

Article 162(1)(a), (2) in so far as it relates to paragraph (b)(i) of the definition of “the actuary” and (3)

Valuations to determine scheme underfunding

Article 172

Information to be provided to the Board etc.

Article 185(1)

Provision of information to members of schemes etc.

Article 188(2) to (4)

Meaning of “reviewable matters”

Article 189

Review and reconsideration by the Board of reviewable matters

Article 190(1) and (3) to (6)

Investigation by the Board of complaints of maladministration

Article 191(1)(b) to (e)

The PPF Ombudsman

Article 235(2)(c)(ii) and (7) in so far as it relates to the definition of “relevant contributions”

Form of pension protection on transfer of employment

Article 247

Winding up

Article 248

Debt due from the employer when assets are insufficient

Article 280(1)(a) and (c)

Modification of the Order in relation to certain categories of schemes

Schedule 6, paragraphs 4(4), 6(4), 9(4), 12(4)(a), 13(4), 16(3)(b), 17(4)(a), 18(4), 20(4), (7) and (8), 23, 24(1), (2) and (6), 25(1), 26(7) in so far as it relates to paragraph (a) of the definition of “the compensation cap”, (9) and (10), 28(6) and (7), 31(2) and (3), 33, and 37(4) and Article 146 in so far as it relates to those paragraphs

Pension compensation provisions