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SCHEDULES

SCHEDULE 2N.I.THE RESERVED REGULATORY FUNCTIONS

PART 4N.I.FUNCTIONS UNDER THIS ORDER

21.  The power to make or extend a restraining order under Article 16.N.I.

22.  The power to make an order under Article 16(10) permitting payments out of an account that is subject to a restraining order.N.I.

23.  The power to make a repatriation order under Article 17.N.I.

24.  The power to make a freezing order under Article 19.N.I.

25.  The power to make an order under Article 21(3) extending the period for which a freezing order has effect.N.I.

26.  The power to make an order under Article 22 validating action taken in contravention of a freezing order.N.I.

27.  The power to make an order under Article 24 directing that specified steps are taken.N.I.

28.  The power to make an order under Article 26 giving a direction where a freezing order ceases to have effect.N.I.

29.  The power to make an order under Article 27(3) directing the notification of members.N.I.

30.  The power to issue a contribution notice under Article 34.N.I.

[F130A  The power to issue a direction under Article 35A(6) to any person.]N.I.

31.  The power to issue a direction under Article 37(4) to the trustees or managers of an occupational pension scheme.N.I.

32.  The power to issue a revised contribution notice under Article 37(9).N.I.

33.  The power to issue a financial support direction under Article 39.N.I.

[F233A  The power to issue a direction under Article 39A(3) to any person.]N.I.

34.  The power to issue a contribution notice under Article 43.N.I.

35.  The power to issue a direction under Article 46(4) to the trustees or managers of an occupational pension scheme.N.I.

36.  The power to issue a revised contribution notice under Article 46(9).N.I.

37.  The power to make a restoration order under Article 48.N.I.

38.  The power to issue a contribution notice under Article 51.N.I.

39.  The power to issue a notice under Article 66 requiring a report to be provided to the Regulator.N.I.

40.  The power to make a direction under Article 71(8) extending the retention period for documents taken into possession under Article 70.N.I.

41.  The power to make a direction under Article 73(10) extending the retention period for documents taken into possession under that Article.N.I.

[F341A  The power to require a person to pay a penalty under Article 83A.]N.I.

42.  The power to make an order under Article 210 modifying a scheme, giving directions or imposing a schedule of contributions.N.I.

43.  The power to issue a ring-fencing notice under Article 268.N.I.

44.  The power to vary or revoke under Article 96—N.I.

(a)a determination made by the Determinations Panel whether to exercise one of the other functions listed in this Schedule, or

(b)an order, notice or direction made, issued or given in the exercise of one of those functions—

(i)by the Panel, or

(ii)by the Regulator in compliance with a direction of [F4a tribunal] under Article 97.