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Commission Implementing Regulation (EU) 2016/99Show full title

Commission Implementing Regulation (EU) 2016/99 of 16 October 2015 laying down implementing technical standards with regard to determining the operational functioning of the colleges of supervisors according to Directive 2013/36/EU of the European Parliament and of the Council (Text with EEA relevance)

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Commission Implementing Regulation (EU) 2016/99 is up to date with all changes known to be in force on or before 12 August 2026. There are changes that may be brought into force at a future date. Help about Changes to Legislation

EUR 2016 No. 99 may be subject to amendment by EU Exit Instruments made by both the Prudential Regulation Authority and the Financial Conduct Authority under powers set out in The Financial Regulators' Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018 (S.I. 2018/1115), regs. 2, 3, Sch. Pt. 4. These amendments are not currently available on legislation.gov.uk. Details of relevant amending instruments can be found on their website/s.

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Changes and effects yet to be applied to :

  1. Introductory Text

  2. CHAPTER 1 GENERAL PROVISIONS

    1. Article 1.Subject matter

  3. CHAPTER 2 OPERATIONAL FUNCTIONING OF COLLEGES FORMED IN ACCORDANCE WITH ARTICLE 116 OF DIRECTIVE 2013/36/EU

    1. SECTION 1 Establishment and functioning of colleges

      1. Article 2.Establishment and update of the mapping of a group of institutions

      2. Article 3.Establishment of a college

      3. Article 4.Establishment and update of contact lists

      4. Article 5.Conclusion and amendment of the written coordination and cooperation arrangements

      5. Article 6.Operational aspects of college meetings and activities

    2. SECTION 2 Planning and coordination of supervisory activities in going concern situations

      1. Article 7.General framework for the exchange of information between the consolidating supervisor, college members and observers

      2. Article 8.Ongoing review of the permission to use internal approaches

      3. Article 9.Notification of non-material extensions or changes in internal models

      4. Article 10.Exchange of information on early warnings signs, potential risks and vulnerabilities

      5. Article 11.Establishment and update of the college supervisory examination programme

    3. SECTION 3 Planning and coordination of supervisory activities in preparation for and during emergency situations

      1. Article 12.Establishment and update of the college framework for emergency situations

      2. Article 13.Exchange of information during an emergency situation

      3. Article 14.Coordination of the supervisory assessment of an emergency situation

      4. Article 15.Coordination of the supervisory response to an emergency situation

      5. Article 16.Monitoring and update of the coordinated supervisory response to an emergency situation

  4. CHAPTER 3 OPERATIONAL FUNCTIONING OF COLLEGES FORMED IN ACCORDANCE WITH ARTICLE 51(3) OF DIRECTIVE 2013/36/EU

    1. SECTION 1 Establishment and functioning of colleges

      1. Article 17.Establishment and update of the mapping of an institution, establishment of a college, establishment and update of contact lists, and conclusion and amendment of the written coordination and cooperation arrangements

      2. Article 18.Operational aspects of college meetings and activities

    2. SECTION 2 Planning and coordination of supervisory activities in going concern situations

      1. Article 19.General framework for the exchange of information between the competent authorities of the home Member State, college members and observers

      2. Article 20.Establishment and update of the college supervisory examination programme

    3. SECTION 3 Planning and coordination of supervisory activities in preparation for and during emergency situations and final provisions

      1. Article 21.Establishment and update of the college framework for emergency situations

      2. Article 22.Exchange of information during an emergency situation

      3. Article 23.Coordination of the supervisory assessment of an emergency situation

      4. Article 24.Coordination and monitoring of the supervisory response to an emergency situation

      5. Article 25.Entry into force

  5. Signature

    1. ANNEX I

      Mapping template

    2. ANNEX II

      1. Template on written coordination and cooperation arrangements of the supervisory college established for the <XY> Group/<A> Institution

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