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ANNEXU.K.

Appendix D Route compatibility and Route Book

D1 Parameters for the vehicle and train compatibility over the route intended for operation U.K.

Note: U.K.
1.Following the requirements of 4.2.2.5.1, the railway undertaking may cover route compatibility checks of certain parameters during earlier stages.U.K.
2.All parameters must be checked at vehicle level: this is indicated by a ‘X’ in the column ‘Vehicle level’. Some parameters needs to be checked when the train composition changes, as defined in the section 4.2.2.5; those parameters are indicated with a ‘X’ under the column ‘Train level’.U.K.
3.With a view to avoid duplication of testing, in relation to parameters ‘Traffic loads and load carrying capacity of infrastructure’ and ‘Train detection systems’, the infrastructure managers shall provide through RINF the list of vehicle types or vehicles compatible with the route for which they have already verified route compatibility, where such information is available.U.K.
a

General operation: A unit is designed for general operation when the unit is intended to be coupled with other unit(s) in a train formation which is not defined at design stage

b

Commission Regulation (EU) No 1299/2014 of 18 November 2014 on the technical specifications for interoperability relating to the ‘infrastructure’ subsystem of the rail system in the European Union (OJ L 356, 12.12.2014, p. 1).

c

Commission Regulation (EU) No 1301/2014 of 18 November 2014 on the technical specifications for interoperability relating to the ‘energy’ subsystem of the rail system in the Union (OJ L 356, 12.12.2014, p. 179).

Route compatibility check interfaceVehicle information (either from ERATV, the technical file, or any other appropriate means of information)Route information available in Register of Infrastructure (RINF) or provided by Infrastructure manager until RINF is completeVehicle levelTrain levelProcedure to check the vehicle and train compatibility over the route intended for operation
Traffic loads and load carrying capacity of infrastructure

Static axle loads and design and operational masses in the following load cases:

  • design mass as defined in Regulation (EU) No 1302/2014

    • in working order;

    • under normal payload;

    • under exceptional payload;

  • Where relevant operational mass in accordance with EN 15663: 2017- A1 2018:

    • in working order;

    • under normal payload.

Maximum design speed;

Vehicle length;

The position of the axles along the unit (axle spacing).

Static compatibility check for Wagons:

Permissible payload for different line categories according to WAG TSI.

1.1.1.1.2.4 Load capability
1.1.1.1.2.4.1 National classification for load capability
1.1.1.1.2.4.2 Compliance of structures with the High Speed Load Model (HSLM)
1.1.1.1.2.4.3 Railway location of structures requiring specific checks
1.1.1.1.2.4.4 Document(s) with the procedure(s) for static and dynamic route compatibility checks
xx

The static compatibility checks for vehicles and, when necessary in accordance with the information provided by the infrastructure manager, the dynamic compatibility checks for trains shall be performed according to the procedure(s) or relevant information provided by the infrastructure manager through RINF under the parameter 1.1.1.1.2.4.4.

For freight wagons:

The static compatibility check is performed according to the following sections of EN 15528:2015: 4 to 7, Annex A, Annex D or, for the United Kingdom of Great Britain and Northern Ireland networks, relevant national rules in accordance with 4.2.7.4 (4) of Commission Regulation (EU) No 1299/2014b.

Gauging

Vehicle gauge:

  • Reference profiles for which the vehicle was authorised;

  • other gauges assessed.

1.1.1.1.3.1.1 gauging
1.2.1.0.3.4 gauging
1.1.1.1.3.1.2 Railway location of particular points requiring specific checks
1.1.1.1.3.1.3 Document with the transversal section of the particular points requiring specific checks
1.2.1.0.3.5 Railway location of particular points requiring specific checks
1.2.1.0.3.6 Document with the transversal section of the particular points requiring specific checks
XX

Comparison of the declared reference profiles between Vehicle/Train and the intended route.

For the specific cases referred to in TSI 1302/2014 section 7.3.2.2 and TSI 1299/2014 sections 7.7.17.2 and 7.7.17.9 a specific procedure for route compatibility check can be applied. For such purpose, the Infrastructure Manager shall make available the relevant information.

The infrastructure manager shall identify particular points which deviate from the declared reference profile in RINF parameters: 1.1.1.1.3.1.1 and 1.2.1.0.3.4. For these cases, RINF shall be updated accordingly (parameters: 1.1.1.1.3.1.2, 1.1.1.1.3.1.3).

Note:

Additional discussion between Infrastructure Manager and Railway Undertaking might be needed for checking these specific points.

Vertical radius

Minimum vertical:

  • convex curve radius capability

  • concave curve radius capability

1.2.2.0.3.3 Minimum radius of vertical curve (Concern siding)
XComparison of the declared minimum radius of vertical curve between vehicle and the intended route.
Train detection systemsType of train detection systems for which the vehicle has been designed and assessed
1.1.1.3.7.1.1 Type of train detection system
1.1.1.3.7.1.2 Type of track circuits or axle counters to which specific checks are needed.
1.1.1.3.7.1.3 Document with the procedure(s) related to the type of train detection systems declared in 1.1.1.3.7.1.2

Specific to the French network:

1.1.1.3.7.1.4 Section with train detection limitation
X

Comparison of the declared type of train detection system(s) between Vehicle and the intended route.

Note:

At vehicle authorisation, based on TSIs and national rules, the technical compatibility between the Vehicle and all train detection system(s) of the network(s) in the area of use is verified.

In duly-justified cases (e.g. problems of non-detection of the vehicle occurring during operation), tests and/or checks could be done after vehicle authorisation, involving Railway Undertaking and Infrastructure Manager.

Hot axle box detectionAxle bearing condition monitoring (hot axles box detection)
1.1.1.1.7.4 Existence of trackside Hot axle box detection

Specific to the French, Italian and Swedish networks:

1.1.1.1.7.5 Trackside Hot axle box detection TSI compliant: (Y/N), If No:
  • 1.1.1.1.7.6 Identification of trackside hot axle box detection;
  • 1.1.1.1.7.7 Generation of trackside hot axle box detection;
  • 1.1.1.1.7.8 Railway location of trackside hot axle box detection;
  • 1.1.1.1.7.9 Direction of measurement of trackside hot axle box detection
X

For existing non-TSI compliant vehicle:

Comparison of the declared compliance to track side HABD between vehicle and the intended route, when the network(s) of the area of use is composed of more than one ‘type’ of track side HABD. If the network(s) of the area of use is composed by only one type of trackside hot axle box detector, no route compatibility check is needed.

Note:

For TSI compliant vehicle: Compatibility with tracksides for network(s) of an area of use is verified at authorisation phase. Any specificity of the network has to be covered by a specific case.

Running characteristics

Combination(s) of maximum speed and maximum cant deficiency to which the vehicle was authorised (operational envelope that the vehicle has been assessed for);

Rail inclination.

1.1.1.1.4.2 Cant deficiency
1.1.1.1.2.5 Maximum permitted speed
1.1.1.1.4.3 Rail inclination
X

Comparison of the combination of maximum speed, maximum cant deficiency and rail inclination(s), to which the Vehicle is assessed, with the cant deficiency, speed and rail inclination(s) declared in RINF or information provided by Infrastructure Manager.

In case vehicle characteristics don't match infrastructure characteristics and the compatibility between the vehicle and the route might be compromised, the Infrastructure Manager shall provide the exact combination of speed and cant deficiency for the specific points in which the compatibility might be compromised within one month, free of charge and in an electronic format.

Note:

The output of the check should be taken into account by the Railway Undertaking for the route book preparation. Operational conditions might be imposed as a result of this check (e.g. speed restriction for a section of line).

WheelsetWheel set gauge
1.1.1.1.4.1 Nominal track gauge
1.2.1.0.4.1 Nominal track gauge
XComparison of the wheelset gauge with track gauge of the intended route.
WheelsetMinimum in-service wheel diameter
1.1.1.1.5.2 Minimum wheel diameter for fixed obtuse crossings
XComparison of the minimum wheel diameter between Vehicle and the intended route.
WheelsetType of changeover facilities to which the vehicle is designed for
1.2.0.0.0.5 Geographical location of Operational Point
1.2.0.0.0.4.1 Type(s) of track gauge changeover facility (ies)
XComparison of the type(s) of changeover facilities to which the vehicle is designed for with the type(s) of track gauge changeover facilities of the intended route.
Minimum curveMinimum horizontal curve radius capability
1.1.1.1.3.7 Minimum radius of horizontal curve
1.2.2.0.3.2 Minimum radius of horizontal curve
XXComparison of the minimum horizontal curve radius between vehicle and the intended route.
Braking

Emergency braking and maximum service brake: Stopping distance, Maximum deceleration, for the load condition ‘design mass under normal payload’ at the design maximum speed.

For general operationa, in addition to the above data: brake weight percentage (lambda)

1.1.1.3.11.1 Maximum braking distance requested
1.1.1.1.3.6 Gradient profile
1.1.1.1.2.5 Maximum permitted speed
1.1.1.1.6.1 Maximum train deceleration
1.1.1.3.11.2 Availability by the infrastructure manager of additional information mentioned in the section 4.2.2.6.2.(2) is available or not (Y/N)

If yes:

1.1.1.3.11.3 Reference to the document(s) to be indicated in RINF.
XX

For pre-defined formation (as referred in section 2.2.1 of TSI 1302/2014):

Comparison of the declared stopping distance and maximum train deceleration between Rolling Stock and the intended route for each load condition per design maximum speed.

For general operation a :

No specific suggested procedure, to be covered by Railway Undertaking safety management system.

Braking

Thermal capacity:

  • Reference case of TSI;

  • if no reference case is indicated, thermal capacity expressed in terms of:

    • Speed;

    • Gradient;

    • Distance;

    • Time (if distance is not indicated)

1.1.1.1.3.6 Gradient profile
1.1.1.1.2.5 Maximum permitted speed
X

Comparison of the vehicle reference case with the intended route characteristics.

Note:

RINF or information provided by Infrastructure Manager, indicates location of change in km, gradient length can be calculated by extracting data.

BrakingMaximum gradient on which the unit is kept stationary by the parking brake alone (if the vehicle is fitted with it)
1.1.1.1.3.6 Gradient profile
1.2.2.0.3.1 Gradient for stabling tracks
XX

Comparison of the declared maximum gradient profile between vehicle and the intended route.

Note:

The output of the comparison should be taken into account by the Safety Management System of the Railway Undertaking (e.g. use of additional means)

Magnetic track brakePossibility of preventing the use of the magnetic brake (only if fitted with magnetic brake)
1.1.1.1.6.3 Use of magnetic brakes
1.1.1.1.6.5 Document with the conditions of use of magnetic track brake.
X

Verification if the use of magnetic track brake is allowed in the intended route.

Notes:

Where magnetic brake is allowed, the infrastructure manager shall provide the conditions of its use.

The output of the check should be taken into account by the Safety Management System of the Railway Undertaking (e.g. preventing the use of magnetic track brake in the section of line).

Eddy current track brakePossibility of preventing the use of the eddy current brake (only if fitted with eddy current brake)
1.1.1.1.6.2 Use of eddy current brakes
1.1.1.1.6.4 Document with the conditions of use of eddy current brake.
X

Verification if the use of Eddy current track brake is allowed in the intended route.

Notes:

Where Eddy current track brake is allowed, the infrastructure manager shall provide the conditions of its use.

The output of the check should be taken into account by the Safety Management System of the Railway Undertaking (e.g. preventing the use of eddy current track brake in the section of line).

Weather conditionsTemperature range
1.1.1.1.2.6 Temperature range
X

Comparison of the declared temperature range between vehicle and the intended route.

Note:

The Safety Management System of the Railway Undertaking shall consider any possible restrictions when the compared temperature range diverge.

Weather conditionsSnow, ice and hail condition
1.1.1.1.2.8 Existence of severe climatic conditions
X

Comparison of the declared vehicle ‘Snow, ice and hail condition’ (e.g. S1) with and the ‘Existence of severe climatic conditions’ in the intended route.

Note:

The Safety Management System of the Railway Undertaking shall consider any possible restrictions. Discussion between Railway Undertaking and Infrastructure Manager to identify the possible restrictions.

Voltages and frequencies

Energy supply system:

  • Nominal voltage and frequency;

  • Type of contact line system

  • For existing not TSI compliant vehicle and intended to operate in the specific lines mentioned in TSI ENE 1301/2014 section 7.4.2.2.1: Umax2.

1.1.1.2.2.1.1 Type of contact line system
1.1.1.2.2.1.2 Energy supply system (Voltage and frequency)
1.1.1.2.2.1.2.1 Energy supply system TSI compliant

Specific cases defined in TSI ENE 1301/2014 section 7.4.2.2.1:

1.1.1.2.2.1.3 Umax2 for lines referred to in sections 7.4.2.2.1 and 7.4.2.11.1 of Commission Regulation (EU) No 1301/2014c.
XComparison of the declared voltage between vehicle and the intended route of the traction supply system (nominal voltage and frequency) and type of contact line system.
Regenerative brakePossibility of preventing the use of the regenerative brake (only if fitted with regenerative brake)
1.1.1.2.2.4 Permission for regenerative braking
X

Verification if the use of the regenerative brake is allowed in the intended route or under specific conditions.

Note:

The output of the check should be taken into account by the Safety Management System of the Railway Undertaking (e.g. preventing the use of the regenerative brake in the section of line).

Current limitationElectric units equipped with power or current limitation function.
1.1.1.2.5.1 Current or power limitation on board
X

Verification if the intended route require that the vehicle is equipped with a current or power limitation.

Note:

TSI-compliant Rolling Stock with a maximum power higher than 2MW are equipped with current or power limitation.

PantographMaximum current at standstill per pantograph for each DC systems the vehicle is equipped for
1.1.1.2.2.3 Maximum current at standstill per pantograph
1.2.2.0.6.1 Maximum current at standstill per pantograph
XComparison of the declared maximum current at standstill per pantograph for each DC systems, between vehicle and the intended route.
PantographHeight of interaction of pantograph with contact wires (over top of rail) for each energy supply system the vehicle is equipped for
1.1.1.2.2.5 Maximum contact wire height
1.1.1.2.2.6 Minimum contact wire height
XComparison of the height of interaction of pantograph with contact wires, for each energy supply system, between the vehicle and the intended route.
PantographPantograph head for each energy supply system the vehicle is equipped for
1.1.1.2.3.1 Accepted TSI compliant pantograph heads
1.1.1.2.3.2 Accepted other pantograph heads
XComparison of the pantograph head geometry (including insulated or nor not insulated horns for 1 950 mm), for each energy supply system, between the vehicle and the intended route.
PantographMaterial of pantograph contact strip the vehicle may be equipped with for each energy supply system the vehicle is equipped for
1.1.1.2.3.4 Permitted contact strip material
XComparison of material of pantograph contact strip, for each energy supply system, between the vehicle and the intended route.
PantographMean contact force curve
1.1.1.2.5.2 Contact force permitted
X

Comparison of mean contact force between the vehicle and the intended route:

  • For TSI-Compliant vehicle intended to operate in Non-TSI conform line(s): comparison of mean contact force between the vehicle and the intended route, for each voltage.

  • For existing non TSI-compliant vehicle: comparison of the mean contact between vehicle and the intended route, for each voltage.

Note:

A TSI-compliant vehicle is authorised with a mean contact force within limits values defined in EN 50367:2012 Table 6.

Pantograph

Number of pantographs in contact with the overhead contact line (OCL) (for each energy supply system the vehicle is equipped for);

Shortest distance between two pantographs in contact with the OCL (for each energy supply system the vehicle is equipped for; for single and, if applicable, multiple operation) (only if number of raised pantographs is more than 1);

Type of OCL used for the test of current collection performance (for each energy supply system the vehicle is equipped for) (only if number of raised pantographs is more than 1).

1.1.1.2.3.3 Requirements for number of raised pantographs and spacing between them, at the given speed
XX

For pre-defined formation (as referred in section 2.2.1 of TSI 1302/2014):

For each energy supply system:

  • Comparison of number of vehicle pantographs in contact with the OCL and the intended route;

  • Comparison of the vehicle shortest distance between two pantographs in contact with the OCL and the intended route.

For general operation a :

Covered by Railway Undertaking safety management system, considering the conditions imposed by the Infrastructure Manager, as in RINF or information provided by Infrastructure Manager.

Note:

The output of the comparison, concerning a minimum distance between two raised pantographs, might result in operational constraint on the vehicle to be considered by the safety management system of the Railway Undertaking (e.g. a two pantographs raised Electrical Multiple Units is forced to lower one pantograph).

PantographAutomatic dropping device (ADD) fitted (for each energy supply system the vehicle is equipped for)
1.1.1.2.5.3 Automatic dropping device required
XVerification if the intended route(s) require that the vehicle is equipped with an automatic dropping device.
Specific to the French network: Phase separationDistance between cab and pantograph for reverse or multiple unit
1.1.1.2.4.3 Distance between signboard and phase separation ending
x

Verification if the positioning of signboards identifying the place where driver is allowed to raise pantographs or close circuit breakers again on the intended route(s) is compatible with the distance between cab and pantograph for reverse or multiple unit.

Where there is incompatibility, the signboard is to be moved and be settled far enough to ensure drivers do not raise pantographs too early.

TunnelFire safety category
1.1.1.1.8.10 Fire category of rolling stock required
1.1.1.1.8.11 National fire category of rolling stock required
1.2.1.0.5.7 Fire category of rolling stock required
1.2.1.0.5.8 National fire category of rolling stock required
1.2.2.0.5.7 Fire category of rolling stock required
1.2.2.0.5.8 National fire category of rolling stock required
XComparison between fire safety category of vehicle and intended route.
train lengthTrain length
1.2.2.0.2.1 Usable length of siding
1.2.1.0.6.4 Usable length of platform
XX

For fixed and pre-defined formation (as referred in section 2.2.1 of TSI 1302/2014):

Comparison of unit(s) length (single or multiple operation) with the ‘siding and platform’ length(s) of the intended route.

For general operation a :

Verification of the composed train length with the ‘siding and platform’ length(s) of the intended route.

Note:

The output of the check should be taken into account by the Railway Undertaking in its Safety Management System. Operational conditions might be imposed as a result of this check.

Platform height and access and egressPlatform heights for which the vehicle is designed
1.2.1.0.6.5 Height of platform
X

Comparison of platform heights between the vehicle and the intended route.

Note:

The output of the check should be taken into account by the Railway Undertaking in its Safety Management System. Operational conditions might be imposed as a result of this check.

ETCSETCS System Compatibility
1.1.1.3.2.9 ETCS System Compatibility
XComparison ETCS System Compatibility value in RINF is included in the vehicle authorisation.
ETCSTrain Integrity
1.1.1.3.2.8 Train integrity confirmation from on-board necessary for line access
XXComparison that vehicle/train is able to confirm the train integrity if required by trackside.
GSM-RRadio System Compatibility Voice
1.1.1.3.3.9 Radio System Compatibility Voice
XComparison Radio System Compatibility voice value in RINF is included in the vehicle authorisation.
GSM-RRadio System Compatibility Data
1.1.1.3.3.10 Radio System Compatibility data
XComparison Radio System Compatibility data value in RINF is included in the vehicle authorisation.
GSM-RSIM Card GSM-R Home Network
1.1.1.3.3.5 GSM-R networks covered by a roaming agreement
XComparison that the SIM Card GSM-R Home Network is in the list of GSM-R networks with roaming agreement for all sections in the route. This has to be performed for all SIM Cards in the vehicle (Voice and Data).
GSM-RSim card support of group ID 555
1.1.1.3.3.4 Use of Group 555
XCheck that the Group ID 555 is used trackside. If this is not configured on-board, alternative operational procedures should be prior established with the Infrastructure Manager.
Class BClass B train protection legacy system
1.1.1.3.5.3 Train protection legacy systems
XComparison of name and version of the Class B train protection legacy system.
Class BClass B radio legacy system
1.1.1.3.6.1 Radio legacy system
XComparison of name and version of the Class B radio legacy system.