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Commission Delegated Regulation (EU) 2017/584Show full title

Commission Delegated Regulation (EU) 2017/584 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying organisational requirements of trading venues (Text with EEA relevance)

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Commission Delegated Regulation (EU) 2017/584 is up to date with all changes known to be in force on or before 15 September 2026. There are changes that may be brought into force at a future date. Help about Changes to Legislation

EUR 2017 No. 584 may be subject to amendment by EU Exit Instruments made by the Financial Conduct Authority under powers set out in The Financial Regulators' Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018 (S.I. 2018/1115), regs. 2, 3, Sch. Pt. 1. These amendments are not currently available on legislation.gov.uk. Details of relevant amending instruments can be found on their website/s.

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  1. Introductory Text

  2. CHAPTER I GENERAL ORGANISATIONAL REQUIREMENTS FOR TRADING VENUES ENABLING OR ALLOWING ALGORITHMIC TRADING THROUGH THEIR SYSTEMS

    1. Article 1.Subject matter and scope(Article 48 of Directive 2014/65/EU)

    2. Article 2.Self-assessments of compliance with Article 48 of Directive 2014/65/EU(Article 48 of Directive 2014/65/EU)

    3. Article 3.Governance of trading venues(Article 48(1) of Directive 2014/65/EU)

    4. Article 4.Compliance function within the governance arrangements(Article 48(1) of Directive 2014/65/EU)

    5. Article 5.Staffing(Article 48(1) of Directive 2014/65/EU)

    6. Article 6.Outsourcing and procurement(Article 48(1) of Directive 2014/65/EU)

  3. CHAPTER II CAPACITY AND RESILIENCE OF TRADING VENUES

    1. Article 7.Due diligence for members of trading venues(Article 48(1) of Directive 2014/65/EU)

    2. Article 8.Testing of the trading systems(Article 48(1) of Directive 2014/65/EU)

    3. Article 9.Conformance testing(Article 48(6) of Directive 2014/65/EU)

    4. Article 10.Testing the members' algorithms to avoid disorderly trading conditions(Article 48(6) of Directive 2014/65/EU)

    5. Article 11.Trading venues' capacity(Article 48(1) of Directive 2014/65/EU)

    6. Article 12.General monitoring obligations(Article 48(1) of Directive 2014/65/EU)

    7. Article 13.Ongoing monitoring(Article 48(1) of Directive 2014/65/EU)

    8. Article 14.Periodic review of the performance and capacity of the algorithmic trading systems(Article 48(1) of Directive 2014/65/EU)

    9. Article 15.Business continuity arrangements(Article 48(1) of Directive 2014/65/EU)

    10. Article 16.Business continuity plan(Article 48(1) of Directive 2014/65/EU)

    11. Article 17.Periodic review of business continuity arrangements(Article 48(1) of Directive 2014/65/EU)

    12. Article 18.Prevention of disorderly trading conditions(Article 48(4), (5) and (6) of Directive 2014/65/EU)

    13. Article 19.Mechanisms to manage volatility(Article 48(5) of Directive 2014/65/EU)

    14. Article 20.Pre-trade and post-trade controls(Article 48(4) and (6) of Directive 2014/65/EU)

    15. Article 21.Pre-determination of the conditions to provide direct electronic access(Article 48(7) of Directive 2014/65/EU)

    16. Article 22.Specific requirements for trading venues permitting sponsored access(Article 48(7) of Directive 2014/65/EU)

    17. Article 23.Security and limits to access(Article 48(1) of Directive 2014/65/EU)

    18. Article 24.Entry into force

  4. Signature

    1. ANNEX

      Parameters to be considered in the self-assessments of the trading venues, as referred to in Article 2(1)

      1. Nature of the trading venue, in terms of: types and...

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