<Legislation xmlns="http://www.legislation.gov.uk/namespaces/legislation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" DocumentURI="http://www.legislation.gov.uk/eur/2017/571" IdURI="http://www.legislation.gov.uk/id/eur/2017/571" NumberOfProvisions="22" xsi:schemaLocation="http://www.legislation.gov.uk/namespaces/legislation http://www.legislation.gov.uk/schema/legislation.xsd" SchemaVersion="2.0" RestrictExtent="E+W+S+N.I." RestrictStartDate="2023-07-11"><ukm:Metadata xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" xmlns:atom="http://www.w3.org/2005/Atom" xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata">
					<dc:identifier>http://www.legislation.gov.uk/eur/2017/571/article/12</dc:identifier><dc:title>Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers (Text with EEA relevance)</dc:title><dct:alternative>Commission Delegated Regulation (EU) 2017/571</dct:alternative><dc:description>Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers (Text with EEA relevance)</dc:description><dc:publisher>King's Printer of Acts of Parliament</dc:publisher><dc:source>https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02017R0571-20180206</dc:source><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:modified>2024-07-09</dc:modified><dc:contributor>Expert Participation</dc:contributor><dct:valid>2023-07-11</dct:valid>
					
					<atom:link rel="self" href="http://www.legislation.gov.uk/eur/2017/571/article/12/data.xml" type="application/xml"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/resources" href="http://www.legislation.gov.uk/eur/2017/571/resources" title="More Resources"/>
					
					
					
					<atom:link rel="http://www.legislation.gov.uk/def/navigation/act" href="http://www.legislation.gov.uk/eur/2017/571" title="whole act"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/introduction" href="http://www.legislation.gov.uk/eur/2017/571/introduction" title="introduction"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/signature" href="http://www.legislation.gov.uk/eur/2017/571/signature" title="signature"/>
					<atom:link rel="http://www.legislation.gov.uk/def/navigation/body" href="http://www.legislation.gov.uk/eur/2017/571/body" title="body"/>
					
					
					<atom:link rel="http://www.legislation.gov.uk/def/date/euexitday" href="http://www.legislation.gov.uk/eur/2017/571/article/12/2020-01-31" title="2020-01-31"/><atom:link rel="http://www.legislation.gov.uk/def/date/euexitTransitionEnd" href="http://www.legislation.gov.uk/eur/2017/571/article/12/2020-12-31" title="2020-12-31"/>					
					<atom:link rel="http://www.legislation.gov.uk/def/powerToAmend" href="http://www.legislation.gov.uk/id/uksi/2018/1115" title="XXXX may be subject to amendment by EU Exit Instruments made by the Financial Conduct Authority under powers set out in The Financial Regulators' Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018 (S.I. 2018/1115), regs. 2, 3, Sch. Pt. 1. These amendments are not currently available on legislation.gov.uk. Details of relevant amending instruments can be found on their website/s."/>
					<atom:link rel="http://www.legislation.gov.uk/def/legislation/EffectsApplied" href="https://www.legislation.gov.uk/changes/applied/affected/eur/2017/571" title="Amended by UK"/>
					
					<atom:link rel="alternate" type="application/rdf+xml" href="http://www.legislation.gov.uk/eur/2017/571/article/12/data.rdf" title="RDF/XML"/><atom:link rel="alternate" type="application/akn+xml" href="http://www.legislation.gov.uk/eur/2017/571/article/12/data.akn" title="AKN"/><atom:link rel="alternate" type="application/xhtml+xml" href="http://www.legislation.gov.uk/eur/2017/571/article/12/data.xht" title="HTML snippet"/><atom:link rel="alternate" type="text/html" href="http://www.legislation.gov.uk/eur/2017/571/article/12/data.htm" title="Website (XHTML) Default View"/><atom:link rel="alternate" type="text/csv" href="http://www.legislation.gov.uk/eur/2017/571/article/12/data.csv" title="CSV"/><atom:link rel="alternate" type="application/pdf" href="http://www.legislation.gov.uk/eur/2017/571/article/12/data.pdf" title="PDF"/>
					<atom:link rel="alternate" type="application/akn+xhtml" href="http://www.legislation.gov.uk/eur/2017/571/article/12/data.html" title="HTML5 snippet"/>

					
					<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/eur/2017/571/contents" title="Table of Contents"/>
					
					<atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/eur/2017/571/article/12/adopted" title="adopted"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/eur/2017/571/article/12/2016-06-02" title="2016-06-02"/>
					
					<atom:link rel="up" href="http://www.legislation.gov.uk/eur/2017/571" title="Entire legislation"/><atom:link rel="prev" href="http://www.legislation.gov.uk/eur/2017/571/article/11" title="Provision; Article 11"/><atom:link rel="prevInForce" href="http://www.legislation.gov.uk/eur/2017/571/article/11" title="Provision; Article 11"/><atom:link rel="next" href="http://www.legislation.gov.uk/eur/2017/571/article/13" title="Provision; Article 13"/><atom:link rel="nextInForce" href="http://www.legislation.gov.uk/eur/2017/571/article/13" title="Provision; Article 13"/>
					<ukm:EUMetadata><ukm:DocumentClassification>
            <ukm:DocumentCategory Value="euretained"/>
            <ukm:DocumentMainType Value="EuropeanUnionRegulation"/>
            <ukm:DocumentStatus Value="revised"/>
         </ukm:DocumentClassification><ukm:Year Value="2017"/><ukm:Number Value="571"/><ukm:EURLexIdentifiers>
            <ukm:Cellar Value="cfa80a03-dfdd-428f-b712-4c17ca25b090"/>
            <ukm:CELEX Value="02017R0571-20180206"/>
            <ukm:ELI Value="reg_del:2017:571:2018-02-06"/>
         </ukm:EURLexIdentifiers><ukm:EnactmentDate Date="2016-06-02"/><ukm:EURLexModified Date="2019-04-14T11:27:27Z"/><ukm:EURLexExtracted Date="2019-04-14T12:26:57Z"/><ukm:XMLGenerated Date="2020-12-11T21:56:58Z"/><ukm:XMLImported Date="2020-12-12T06:43:07Z"/><ukm:EURLexMetadata>
            <WORK xmlns="">
               <URI>
                  <VALUE>http://publications.europa.eu/resource/cellar/cfa80a03-dfdd-428f-b712-4c17ca25b090</VALUE>
                  <IDENTIFIER>cfa80a03-dfdd-428f-b712-4c17ca25b090</IDENTIFIER>
                  <TYPE>cellar</TYPE>
               </URI>
               <SAMEAS>
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/celex/02017R0571-20180206</VALUE>
                     <IDENTIFIER>02017R0571-20180206</IDENTIFIER>
                     <TYPE>celex</TYPE>
                  </URI>
               </SAMEAS>
               <SAMEAS>
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/eli/reg_del/2017/571/2018-02-06</VALUE>
                     <IDENTIFIER>reg_del:2017:571:2018-02-06</IDENTIFIER>
                     <TYPE>eli</TYPE>
                  </URI>
               </SAMEAS>
               <SAMEAS>
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/consolidation/2017R0571%2F20180206</VALUE>
                     <IDENTIFIER>2017R0571/20180206</IDENTIFIER>
                     <TYPE>consolidation</TYPE>
                  </URI>
               </SAMEAS>
               <RESOURCE_LEGAL_NUMBER_NATURAL_CELEX type="data">
                  <VALUE>0571</VALUE>
               </RESOURCE_LEGAL_NUMBER_NATURAL_CELEX>
               <ID_SECTOR type="data">
                  <VALUE>0</VALUE>
               </ID_SECTOR>
               <DATE_DOCUMENT type="date">
                  <VALUE>2018-02-06</VALUE>
                  <YEAR>2018</YEAR>
                  <MONTH>02</MONTH>
                  <DAY>06</DAY>
               </DATE_DOCUMENT>
               <WORK_ID_DOCUMENT type="data">
                  <VALUE>celex:02017R0571-20180206</VALUE>
               </WORK_ID_DOCUMENT>
               <ID_CELEX type="data">
                  <VALUE>02017R0571-20180206</VALUE>
               </ID_CELEX>
               <IDENTIFIER type="data">
                  <VALUE>02017R0571-20180206</VALUE>
               </IDENTIFIER>
               <WORK_HAS_RESOURCE-TYPE type="concept">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/authority/resource-type/CONS_TEXT</VALUE>
                     <IDENTIFIER>CONS_TEXT</IDENTIFIER>
                     <TYPE>resource-type</TYPE>
                  </URI>
                  <OP-CODE>CONS_TEXT</OP-CODE>
                  <IDENTIFIER>CONS_TEXT</IDENTIFIER>
                  <PREFLABEL>Consolidated text</PREFLABEL>
               </WORK_HAS_RESOURCE-TYPE>
               <IDENTIFIER type="data">
                  <VALUE>consolidation:2017R0571/20180206</VALUE>
               </IDENTIFIER>
               <RESOURCE_LEGAL_TYPE type="data">
                  <VALUE>R</VALUE>
               </RESOURCE_LEGAL_TYPE>
               <LASTMODIFICATIONDATE type="date">
                  <VALUE>2019-04-14T13:27:27.169+02:00</VALUE>
                  <YEAR>2019</YEAR>
                  <MONTH>04</MONTH>
                  <DAY>14</DAY>
               </LASTMODIFICATIONDATE>
               <RESOURCE_LEGAL_NUMBER_NATURAL type="data">
                  <VALUE>571</VALUE>
               </RESOURCE_LEGAL_NUMBER_NATURAL>
               <CREATED_BY type="concept">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/authority/corporate-body/OP_DATPRO</VALUE>
                     <IDENTIFIER>OP_DATPRO</IDENTIFIER>
                     <TYPE>corporate-body</TYPE>
                  </URI>
                  <OP-CODE>OP_DATPRO</OP-CODE>
                  <IDENTIFIER>OP_DATPRO</IDENTIFIER>
                  <PREFLABEL>Provisional data</PREFLABEL>
               </CREATED_BY>
               <CREATIONDATE type="date">
                  <VALUE>2018-02-06T19:41:03.404+01:00</VALUE>
                  <YEAR>2018</YEAR>
                  <MONTH>02</MONTH>
                  <DAY>06</DAY>
               </CREATIONDATE>
               <RESOURCE_LEGAL_YEAR type="data">
                  <VALUE>2017</VALUE>
               </RESOURCE_LEGAL_YEAR>
               <RESOURCE_LEGAL_ELI type="data">
                  <VALUE>http://data.europa.eu/eli/reg_del/2017/571/2018-02-06</VALUE>
               </RESOURCE_LEGAL_ELI>
               <YEAR type="data">
                  <VALUE>2017</VALUE>
               </YEAR>
               <WORK_CREATED_BY_AGENT type="concept_level">
                  <WORK_CREATED_BY_AGENT_1 type="concept">
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/authority/corporate-body/OP_DATPRO</VALUE>
                        <IDENTIFIER>OP_DATPRO</IDENTIFIER>
                        <TYPE>corporate-body</TYPE>
                     </URI>
                     <OP-CODE>OP_DATPRO</OP-CODE>
                     <IDENTIFIER>OP_DATPRO</IDENTIFIER>
                     <PREFLABEL>Provisional data</PREFLABEL>
                     <ANNOTATION>
                        <ERROR_MESSAGE>Data missing</ERROR_MESSAGE>
                        <QUALITY_ISSUE>DATMIS</QUALITY_ISSUE>
                        <BUILD_INFO>cdm:CDM_3.2.3  tdm:1523  xslt:3945 saxon:9.0.0.1J JVM:1.6.0_29 metaconvJar:5.16.1 builddate:08/03/2018 23:22:14</BUILD_INFO>
                     </ANNOTATION>
                  </WORK_CREATED_BY_AGENT_1>
               </WORK_CREATED_BY_AGENT>
               <ELI type="data">
                  <VALUE>http://data.europa.eu/eli/reg_del/2017/571/2018-02-06</VALUE>
               </ELI>
               <ACT_CONSOLIDATED_CONSOLIDATES_RESOURCE_LEGAL type="link">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/cellar/b1b00e92-fb50-11e7-b8f5-01aa75ed71a1</VALUE>
                     <IDENTIFIER>b1b00e92-fb50-11e7-b8f5-01aa75ed71a1</IDENTIFIER>
                     <TYPE>cellar</TYPE>
                  </URI>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/oj/JOL_2018_012_R_0003</VALUE>
                        <IDENTIFIER>JOL_2018_012_R_0003</IDENTIFIER>
                        <TYPE>oj</TYPE>
                     </URI>
                  </SAMEAS>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/eli/reg_del/2018/63/oj</VALUE>
                        <IDENTIFIER>reg_del:2018:63:oj</IDENTIFIER>
                        <TYPE>eli</TYPE>
                     </URI>
                  </SAMEAS>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/celex/32018R0063</VALUE>
                        <IDENTIFIER>32018R0063</IDENTIFIER>
                        <TYPE>celex</TYPE>
                     </URI>
                  </SAMEAS>
               </ACT_CONSOLIDATED_CONSOLIDATES_RESOURCE_LEGAL>
               <ACT_CONSOLIDATED_DATE type="date">
                  <VALUE>2018-02-06</VALUE>
                  <YEAR>2018</YEAR>
                  <MONTH>02</MONTH>
                  <DAY>06</DAY>
               </ACT_CONSOLIDATED_DATE>
               <IDENTIFIER type="data">
                  <VALUE>http://data.europa.eu/eli/reg_del/2017/571/2018-02-06</VALUE>
               </IDENTIFIER>
               <RESOURCE_LEGAL_DATE_ENTRY-INTO-FORCE type="date">
                  <VALUE>2018-02-06</VALUE>
                  <YEAR>2018</YEAR>
                  <MONTH>02</MONTH>
                  <DAY>06</DAY>
               </RESOURCE_LEGAL_DATE_ENTRY-INTO-FORCE>
               <ACT_CONSOLIDATED_BASED_ON_RESOURCE_LEGAL type="link">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/cellar/c9446f21-15d2-11e7-808e-01aa75ed71a1</VALUE>
                     <IDENTIFIER>c9446f21-15d2-11e7-808e-01aa75ed71a1</IDENTIFIER>
                     <TYPE>cellar</TYPE>
                  </URI>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/celex/32017R0571</VALUE>
                        <IDENTIFIER>32017R0571</IDENTIFIER>
                        <TYPE>celex</TYPE>
                     </URI>
                  </SAMEAS>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/eli/reg_del/2017/571/oj</VALUE>
                        <IDENTIFIER>reg_del:2017:571:oj</IDENTIFIER>
                        <TYPE>eli</TYPE>
                     </URI>
                  </SAMEAS>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/oj/JOL_2017_087_R_0007</VALUE>
                        <IDENTIFIER>JOL_2017_087_R_0007</IDENTIFIER>
                        <TYPE>oj</TYPE>
                     </URI>
                  </SAMEAS>
               </ACT_CONSOLIDATED_BASED_ON_RESOURCE_LEGAL>
               <RESOURCE_LEGAL_INFORMATION_MISCELLANEOUS type="data">
                  <VALUE>LASTMODIN {32018R0063|http://publications.europa.eu/resource/celex/32018R0063}</VALUE>
               </RESOURCE_LEGAL_INFORMATION_MISCELLANEOUS>
               <ACT_CONSOLIDATED_CONSOLIDATES_RESOURCE_LEGAL type="link">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/cellar/c9446f21-15d2-11e7-808e-01aa75ed71a1</VALUE>
                     <IDENTIFIER>c9446f21-15d2-11e7-808e-01aa75ed71a1</IDENTIFIER>
                     <TYPE>cellar</TYPE>
                  </URI>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/celex/32017R0571</VALUE>
                        <IDENTIFIER>32017R0571</IDENTIFIER>
                        <TYPE>celex</TYPE>
                     </URI>
                  </SAMEAS>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/eli/reg_del/2017/571/oj</VALUE>
                        <IDENTIFIER>reg_del:2017:571:oj</IDENTIFIER>
                        <TYPE>eli</TYPE>
                     </URI>
                  </SAMEAS>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/oj/JOL_2017_087_R_0007</VALUE>
                        <IDENTIFIER>JOL_2017_087_R_0007</IDENTIFIER>
                        <TYPE>oj</TYPE>
                     </URI>
                  </SAMEAS>
               </ACT_CONSOLIDATED_CONSOLIDATES_RESOURCE_LEGAL>
               <RESOURCE_LEGAL_HAS_TYPE_ACT_CONCEPT_TYPE_ACT type="concept">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/authority/fd_030/VC</VALUE>
                     <IDENTIFIER>VC</IDENTIFIER>
                     <TYPE>fd_030</TYPE>
                  </URI>
                  <OP-CODE>VC</OP-CODE>
                  <IDENTIFIER>VC</IDENTIFIER>
                  <PREFLABEL>Consolidated text</PREFLABEL>
               </RESOURCE_LEGAL_HAS_TYPE_ACT_CONCEPT_TYPE_ACT>
               <BASED_ON type="link">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/cellar/c9446f21-15d2-11e7-808e-01aa75ed71a1</VALUE>
                     <IDENTIFIER>c9446f21-15d2-11e7-808e-01aa75ed71a1</IDENTIFIER>
                     <TYPE>cellar</TYPE>
                  </URI>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/celex/32017R0571</VALUE>
                        <IDENTIFIER>32017R0571</IDENTIFIER>
                        <TYPE>celex</TYPE>
                     </URI>
                  </SAMEAS>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/eli/reg_del/2017/571/oj</VALUE>
                        <IDENTIFIER>reg_del:2017:571:oj</IDENTIFIER>
                        <TYPE>eli</TYPE>
                     </URI>
                  </SAMEAS>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/oj/JOL_2017_087_R_0007</VALUE>
                        <IDENTIFIER>JOL_2017_087_R_0007</IDENTIFIER>
                        <TYPE>oj</TYPE>
                     </URI>
                  </SAMEAS>
               </BASED_ON>
               <WORK_ID_DOCUMENT type="data">
                  <VALUE>consolidation:2017R0571/20180206</VALUE>
               </WORK_ID_DOCUMENT>
               <RESOURCE_LEGAL_ID_CELEX type="data">
                  <VALUE>02017R0571-20180206</VALUE>
               </RESOURCE_LEGAL_ID_CELEX>
               <DATE type="date">
                  <VALUE>2018-02-06</VALUE>
                  <YEAR>2018</YEAR>
                  <MONTH>02</MONTH>
                  <DAY>06</DAY>
               </DATE>
               <WORK_DATE_DOCUMENT type="date">
                  <VALUE>2018-02-06</VALUE>
                  <YEAR>2018</YEAR>
                  <MONTH>02</MONTH>
                  <DAY>06</DAY>
               </WORK_DATE_DOCUMENT>
               <DATE_CREATION_LEGACY type="date">
                  <VALUE>2018-02-06</VALUE>
                  <YEAR>2018</YEAR>
                  <MONTH>02</MONTH>
                  <DAY>06</DAY>
               </DATE_CREATION_LEGACY>
               <IDENTIFIER type="data">
                  <VALUE>celex:02017R0571-20180206</VALUE>
               </IDENTIFIER>
               <TYPE>R</TYPE>
               <TYPE>cdm:resource_legal</TYPE>
               <TYPE>cdm:work</TYPE>
               <TYPE>cdm:act_consolidated</TYPE>
            </WORK>
            <EXPRESSION xmlns="">
               <URI>
                  <VALUE>http://publications.europa.eu/resource/cellar/cfa80a03-dfdd-428f-b712-4c17ca25b090.0020</VALUE>
                  <IDENTIFIER>cfa80a03-dfdd-428f-b712-4c17ca25b090.0020</IDENTIFIER>
                  <TYPE>cellar</TYPE>
               </URI>
               <SAMEAS>
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/consolidation/2017R0571%2F20180206.ENG</VALUE>
                     <IDENTIFIER>2017R0571/20180206.ENG</IDENTIFIER>
                     <TYPE>consolidation</TYPE>
                  </URI>
               </SAMEAS>
               <SAMEAS>
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/celex/02017R0571-20180206.ENG</VALUE>
                     <IDENTIFIER>02017R0571-20180206.ENG</IDENTIFIER>
                     <TYPE>celex</TYPE>
                  </URI>
               </SAMEAS>
               <TITLE type="data">
                  <VALUE>CELEX1</VALUE>
               </TITLE>
               <EXPRESSION_TITLE type="data">
                  <VALUE>Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers (Text with EEA relevance) </VALUE>
               </EXPRESSION_TITLE>
               <LANG type="data">
                  <VALUE>en</VALUE>
               </LANG>
               <LASTMODIFICATIONDATE type="date">
                  <VALUE>2019-04-14T13:27:27.170+02:00</VALUE>
                  <YEAR>2019</YEAR>
                  <MONTH>04</MONTH>
                  <DAY>14</DAY>
               </LASTMODIFICATIONDATE>
               <TITLE type="data">
                  <VALUE>Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers (Text with EEA relevance) </VALUE>
               </TITLE>
               <EXPRESSION_USES_LANGUAGE type="concept">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/authority/language/ENG</VALUE>
                     <IDENTIFIER>ENG</IDENTIFIER>
                     <TYPE>language</TYPE>
                  </URI>
                  <OP-CODE>ENG</OP-CODE>
                  <IDENTIFIER>ENG</IDENTIFIER>
                  <PREFLABEL>English</PREFLABEL>
                  <ALTLABEL>English</ALTLABEL>
               </EXPRESSION_USES_LANGUAGE>
               <LANG type="data">
                  <VALUE>eng</VALUE>
               </LANG>
               <CREATIONDATE type="date">
                  <VALUE>2018-02-06T19:41:03.405+01:00</VALUE>
                  <YEAR>2018</YEAR>
                  <MONTH>02</MONTH>
                  <DAY>06</DAY>
               </CREATIONDATE>
            </EXPRESSION>
         </ukm:EURLexMetadata><ukm:DocumentCurrentStatus><ukm:UKAmended Value="true"/></ukm:DocumentCurrentStatus><ukm:UnappliedEffects><ukm:UnappliedEffect Modified="2026-06-04T11:17:34Z" AffectedNumber="571" AffectedProvisions="Regulation" Type="revoked" AffectingYear="2023" RequiresApplied="true" AffectingProvisions="Sch. 1 Pt. 3" AffectedYear="2017" AffectedURI="http://www.legislation.gov.uk/id/eur/2017/571" URI="http://www.legislation.gov.uk/id/effect/key-21819e26936676b4e86f11fe082d022a" AffectingClass="UnitedKingdomPublicGeneralAct" EffectId="key-21819e26936676b4e86f11fe082d022a" AffectingNumber="29" Comments="made under Directive 2014/65/EC Sch. 1 para. (t) Researched using EU Publications Office data" Row="1108" AffectedClass="EuropeanUnionRegulation" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2023/29"><ukm:AffectedTitle>Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedProvisions>Regulation</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services and Markets Act 2023</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-1" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/1">Sch. 1 </ukm:Section><ukm:Section Ref="schedule-1-part-3" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/1/part/3">Pt. 3</ukm:Section></ukm:AffectingProvisions><ukm:Savings><ukm:Section Ref="section-1-4" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/1/4">s. 1(4)</ukm:Section></ukm:Savings><ukm:CommencementAuthority><ukm:Section Ref="section-86-3" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/86/3">s. 86(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect></ukm:UnappliedEffects></ukm:EUMetadata>
					

                    
									 
					<ukm:Alternatives><ukm:Alternative URI="http://www.legislation.gov.uk/eur/2017/571/pdfs/eur_20170571_adopted_en.pdf" Date="2016-06-02" Size="406399"/><ukm:Alternative URI="http://www.legislation.gov.uk/eur/2017/571/pdfs/eur_20170571_2018-02-06_en.pdf" Date="2018-02-06" Size="237855" Revised="2018-02-06"/> </ukm:Alternatives>
					
					<ukm:Statistics>
									<ukm:TotalParagraphs Value="22"/>
									<ukm:BodyParagraphs Value="22"/>
									<ukm:ScheduleParagraphs Value="0"/>
									<ukm:AttachmentParagraphs Value="0"/>
									<ukm:TotalImages Value="0"/>
								</ukm:Statistics>
				</ukm:Metadata><EURetained><EUBody DocumentURI="http://www.legislation.gov.uk/eur/2017/571/body" IdURI="http://www.legislation.gov.uk/id/eur/2017/571/body" NumberOfProvisions="22" RestrictExtent="E+W+S+N.I." RestrictStartDate="2018-02-06"><EUChapter DocumentURI="http://www.legislation.gov.uk/eur/2017/571/chapter/II" IdURI="http://www.legislation.gov.uk/id/eur/2017/571/chapter/II" NumberOfProvisions="9" id="chapter-II" RestrictExtent="E+W+S+N.I." RestrictStartDate="2016-06-02"><Number>CHAPTER II</Number><Title>
               <Strong>ORGANISATIONAL REQUIREMENTS</Strong>
            </Title><Title>(Article 64(3), (4) and (5), Article 65(4), (5) and (6), and Article 66(2), (3) and (4) of Directive 2014/65/EU)</Title><P1group RestrictStartDate="2016-06-02" RestrictExtent="E+W+S+N.I."><Title>Connectivity of ARMs</Title><P1 DocumentURI="http://www.legislation.gov.uk/eur/2017/571/article/12" IdURI="http://www.legislation.gov.uk/id/eur/2017/571/article/12" id="article-12">
                  <Pnumber>Article 12</Pnumber>
                  <P1para>
                     <P2 DocumentURI="http://www.legislation.gov.uk/eur/2017/571/article/12/1" IdURI="http://www.legislation.gov.uk/id/eur/2017/571/article/12/1" id="article-12-1">
                        <Pnumber PuncBefore="" PuncAfter=".">1</Pnumber>
                        <P2para>
                           <Text>An ARM shall have in place policies, arrangements and technical capabilities to comply with the technical specification for the submission of transaction reports required by the competent authority of its home Member State and by other competent authorities to whom the ARM sends transaction reports.</Text>
                        </P2para>
                     </P2>
                     <P2 DocumentURI="http://www.legislation.gov.uk/eur/2017/571/article/12/2" IdURI="http://www.legislation.gov.uk/id/eur/2017/571/article/12/2" id="article-12-2">
                        <Pnumber PuncBefore="" PuncAfter=".">2</Pnumber>
                        <P2para>
                           <Text>An ARM shall have in place adequate policies, arrangements and technical capabilities to receive transaction reports from clients and to transmit information back to clients. The ARM shall provide the client with a copy of the transaction report which the ARM submitted to the competent authority on the client's behalf.</Text>
                        </P2para>
                     </P2>
                  </P1para>
               </P1></P1group></EUChapter></EUBody></EURetained></Legislation>