CHAPTER III

OPERATING CONDITIONS FOR INVESTMENT FIRMS
SECTION 4

Reporting to clients

Reporting obligations in respect of execution of orders other than for portfolio management ...
Article 59. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Reporting obligations in respect of portfolio management ...
Article 60. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Reporting obligations in respect of eligible counterparties ...
Article 61. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Additional reporting obligations for portfolio management or contingent liability transactions ...
Article 62. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Statements of client financial instruments or client funds ...
Article 63. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Regulation revoked (5.4.2024 for the revocation of Arts. 84-89, 23.10.2025 in so far as not already in force) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 3 (with s. 1(4)); S.I. 2023/1382, reg. 4(d)(i); S.I. 2025/1078, reg. 2(b) (with reg. 11)