CHAPTER III

OPERATING CONDITIONS FOR INVESTMENT FIRMS
SECTION 1

Information to clients and potential clients

Fair, clear and not misleading information requirements ...
Article 44. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Information concerning client categorisation ...
Article 45. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

General requirements for information to clients ...
Article 46. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Information about the investment firm and its services for clients and potential clients ...
Article 47. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Information about financial instruments ...
Article 48. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Information concerning safeguarding of client financial instruments or client funds ...
Article 49. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Information on costs and associated charges ...
Article 50. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Information provided in relation to units in collective investment undertakings or PRIIPs ...
Article 51. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Regulation revoked (5.4.2024 for the revocation of Arts. 84-89, 23.10.2025 in so far as not already in force) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 3 (with s. 1(4)); S.I. 2023/1382, reg. 4(d)(i); S.I. 2025/1078, reg. 2(b) (with reg. 11)