CHAPTER II

ORGANISATIONAL REQUIREMENTS
SECTION 1

Organisation

General organisational requirements ...
Article 21. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Compliance ...
Article 22. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Risk management ...
Article 23. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Internal audit ...
Article 24. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Responsibility of senior management ...
Article 25. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Complaints handling ...
Article 26. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Remuneration policies and practices ...
Article 27. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Scope of personal transactions ...
Article 28. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Personal transactions ...
Article 29. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Regulation revoked (5.4.2024 for the revocation of Arts. 84-89, 23.10.2025 in so far as not already in force) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 3 (with s. 1(4)); S.I. 2023/1382, reg. 4(d)(i); S.I. 2025/1078, reg. 2(b) (with reg. 11)