CHAPTER III U.K. AUTHORISATION OF CSDs (Article 17 of Regulation (EU) No 909/2014)

SECTION 3 U.K. Organisational requirements

Article 9 U.K. Organisational chart

An application for authorisation shall include an organisational chart that describes the organisational structure of the applicant CSD. The chart shall include the following:

(a)

the identity and tasks of the persons responsible for the following positions:

(i)

senior management;

(ii)

managers in charge of the operational functions referred to in Article 47(3);

(iii)

managers in charge of the activities of any branches of the applicant CSD;

(iv)

other significant roles in the operations of the applicant CSD;

(b)

the number of staff members in each division and operational unit.