CHAPTER IIIAUTHORISATION OF CSDs(Article 17 of Regulation (EU) No 909/2014)

SECTION 3 Organisational requirements

Article 9Organisational chart

An application for authorisation shall include an organisational chart that describes the organisational structure of the applicant CSD. The chart shall include the following:

  1. (a)

    the identity and tasks of the persons responsible for the following positions:

    1. (i)

      senior management;

    2. (ii)

      managers in charge of the operational functions referred to in Article 47(3);

    3. (iii)

      managers in charge of the activities of any branches of the applicant CSD;

    4. (iv)

      other significant roles in the operations of the applicant CSD;

  2. (b)

    the number of staff members in each division and operational unit.