CHAPTER VIIU.K. RISK MONITORING TOOLS (Article 26(1) to (7) of Regulation (EU) No 909/2014)

Article 52U.K.Sharing audit findings with the user committee

1.A CSD shall share audit findings with the user committee in any of the following cases:

(a)where the findings relate to the criteria for accepting issuers or users to their respective securities settlement systems operated by the CSDs;

(b)where the findings relate to any other aspect of the user committee's mandate;

(c)where the findings may impact the level of provision of services by a CSD, including ensuring business continuity.

2.Members of the user committee shall not be provided with information that may place those members at a competitive advantage.