Commission Delegated Regulation (EU) 2017/392Show full title

Commission Delegated Regulation (EU) 2017/392 of 11 November 2016 supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council with regard to regulatory technical standards on authorisation, supervisory and operational requirements for central securities depositories (Text with EEA relevance)

Article 5U.K.General information concerning policies and procedures

1.An application for authorisation shall specify the following information on the policies and procedures of the applicant CSD referred to in this Chapter:

(a)the job titles of the persons responsible for the approval and implementation of the policies and procedures;

(b)a description of the measures implementing and monitoring the compliance with the policies and procedures.

2.An application for authorisation shall include a description of the procedures put in place by the applicant CSD pursuant to Article 65(3) of Regulation (EU) No 909/2014.