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					<dc:identifier>http://www.legislation.gov.uk/eur/2017/2382/article/13</dc:identifier><dc:title>Commission Implementing Regulation (EU) 2017/2382 of 14 December 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the transmission of information in accordance with Directive 2014/65/EU of the European Parliament and of the Council (Text with EEA relevance)</dc:title><dct:alternative>Commission Implementing Regulation (EU) 2017/2382</dct:alternative><dc:description>Commission Implementing Regulation (EU) 2017/2382 of 14 December 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the transmission of information in accordance with Directive 2014/65/EU of the European Parliament and of the Council (Text with EEA relevance)</dc:description><dc:publisher>King's Printer of Acts of Parliament</dc:publisher><dc:source>https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02017R2382-20171220</dc:source><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:modified>2024-07-11</dc:modified><dc:contributor>Expert Participation</dc:contributor><dct:valid>2023-07-11</dct:valid>
					
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					<ukm:Alternatives><ukm:Alternative URI="http://www.legislation.gov.uk/eur/2017/2382/pdfs/eur_20172382_adopted_en.pdf" Date="2017-12-14" Size="1607734"/><ukm:Alternative URI="http://www.legislation.gov.uk/eur/2017/2382/pdfs/eur_20172382_2017-12-20_en.pdf" Date="2017-12-20" Size="1298867" Revised="2017-12-20"/> </ukm:Alternatives><ukm:CorrectionSlips><ukm:CorrectionSlip URI="http://www.legislation.gov.uk/eur/2017/2382/pdfs/eurcs_20172382_en_001.pdf" Date="2018-02-07" Size="369521"/></ukm:CorrectionSlips>
					
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				</ukm:Metadata><EURetained><EUBody DocumentURI="http://www.legislation.gov.uk/eur/2017/2382/body" IdURI="http://www.legislation.gov.uk/id/eur/2017/2382/body" NumberOfProvisions="21" RestrictExtent="E+W+S+N.I." RestrictStartDate="2017-12-14"><P1group RestrictExtent="E+W+S+N.I." RestrictStartDate="2017-12-14"><Title>Submission of the tied agent passport notification</Title><P1 DocumentURI="http://www.legislation.gov.uk/eur/2017/2382/article/13" IdURI="http://www.legislation.gov.uk/id/eur/2017/2382/article/13" id="article-13">
               <Pnumber>Article 13</Pnumber>
               <P1para>
                  <P2 DocumentURI="http://www.legislation.gov.uk/eur/2017/2382/article/13/1" IdURI="http://www.legislation.gov.uk/id/eur/2017/2382/article/13/1" id="article-13-1">
                     <Pnumber PuncBefore="" PuncAfter=".">1</Pnumber>
                     <P2para>
                        <Text>An investment firm or a credit institution referred to in Article 1(2)(b) wishing to use a tied agent established in another Member State shall submit to the competent authority of the home Member State the information as required by Article 35(2) of Directive 2014/65/EU, using the form set out in Annex VII.</Text>
                     </P2para>
                  </P2>
                  <P2 DocumentURI="http://www.legislation.gov.uk/eur/2017/2382/article/13/2" IdURI="http://www.legislation.gov.uk/id/eur/2017/2382/article/13/2" id="article-13-2">
                     <Pnumber PuncBefore="" PuncAfter=".">2</Pnumber>
                     <P2para>
                        <Text>Where an investment firm or credit institution referred to in Article 1(2)(b) wishes to use more than one tied agents in another Member State it shall complete a separate notification in respect of each tied agent it intends to use.</Text>
                     </P2para>
                  </P2>
                  <P2 DocumentURI="http://www.legislation.gov.uk/eur/2017/2382/article/13/3" IdURI="http://www.legislation.gov.uk/id/eur/2017/2382/article/13/3" id="article-13-3">
                     <Pnumber PuncBefore="" PuncAfter=".">3</Pnumber>
                     <P2para>
                        <Text>An investment firm wishing to establish a branch which intends to use tied agents shall submit to the competent authority of the home Member State a separate tied agent passport notification in respect of each tied agent by completing the form set out in Annex VII.</Text>
                     </P2para>
                  </P2>
               </P1para>
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