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					<dc:identifier>http://www.legislation.gov.uk/eur/2017/1946/article/3</dc:identifier><dc:title>Commission Delegated Regulation (EU) 2017/1946 of 11 July 2017 supplementing Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm (Text with EEA relevance)</dc:title><dct:alternative>Commission Delegated Regulation (EU) 2017/1946</dct:alternative><dc:description>Commission Delegated Regulation (EU) 2017/1946 of 11 July 2017 supplementing Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm (Text with EEA relevance)</dc:description><dc:publisher>King's Printer of Acts of Parliament</dc:publisher><dc:source>https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32017R1946</dc:source><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:modified>2024-07-11</dc:modified><dc:contributor>Expert Participation</dc:contributor><dct:valid>2023-07-11</dct:valid>
					
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					<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/eur/2017/1946/contents" title="Table of Contents"/>
					
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                  <ALTLABEL>equity participation</ALTLABEL>
                  <ALTLABEL>equity investment</ALTLABEL>
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                  <ALTLABEL>majority holding</ALTLABEL>
                  <ALTLABEL>equity ownership</ALTLABEL>
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                     <IDENTIFIER>32</IDENTIFIER>
                     <PREFLABEL>32 EDUCATION AND COMMUNICATIONS</PREFLABEL>
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                     <PREFLABEL>3236 information technology and data processing</PREFLABEL>
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                  <VALUE>C/2017/4644</VALUE>
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                  <VALUE>Commission Delegated Regulation (EU) 2017/1946 of 11 July 2017 supplementing Directives 2004/39/EC and 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for an exhaustive list of information to be included by proposed acquirers in the notification of a proposed acquisition of a qualifying holding in an investment firm (Text with EEA relevance. )</VALUE>
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                  <VALUE>2017-10-26T08:32:50.293+02:00</VALUE>
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					<ukm:Alternatives><ukm:Alternative URI="http://www.legislation.gov.uk/eur/2017/1946/pdfs/eur_20171946_adopted_en.pdf" Date="2017-10-26" Size="441976"/> </ukm:Alternatives>
					
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				</ukm:Metadata><EURetained><EUBody DocumentURI="http://www.legislation.gov.uk/eur/2017/1946/body" IdURI="http://www.legislation.gov.uk/id/eur/2017/1946/body" NumberOfProvisions="14" RestrictExtent="E+W+S+N.I." RestrictStartDate="2017-07-11"><P1group RestrictExtent="E+W+S+N.I." RestrictStartDate="2017-07-11"><Title>General information relating to the identity of the proposed acquirer</Title><P1 DocumentURI="http://www.legislation.gov.uk/eur/2017/1946/article/3" IdURI="http://www.legislation.gov.uk/id/eur/2017/1946/article/3" id="article-3">
               <Pnumber>Article 3</Pnumber>
               <P1para>
                  <P2 DocumentURI="http://www.legislation.gov.uk/eur/2017/1946/article/3/1" IdURI="http://www.legislation.gov.uk/id/eur/2017/1946/article/3/1" id="article-3-1">
                     <Pnumber PuncBefore="" PuncAfter=".">1</Pnumber>
                     <P2para>
                        <Text>Where the proposed acquirer is a natural person, the proposed acquirer shall provide the competent authority of the target entity with the following identification information:</Text>
                        <P3>
                           <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                           <P3para>
                              <Text>personal details including the person's name, date and place of birth, address, and contact details and, where available, the personal national identification number;</Text>
                           </P3para>
                        </P3>
                        <P3>
                           <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                           <P3para>
                              <Text>a detailed curriculum vitae or equivalent document, stating relevant education and training, previous professional experience, and any professional activities or other relevant functions currently performed.</Text>
                           </P3para>
                        </P3>
                     </P2para>
                  </P2>
                  <P2 DocumentURI="http://www.legislation.gov.uk/eur/2017/1946/article/3/2" IdURI="http://www.legislation.gov.uk/id/eur/2017/1946/article/3/2" id="article-3-2">
                     <Pnumber PuncBefore="" PuncAfter=".">2</Pnumber>
                     <P2para>
                        <Text>Where the proposed acquirer is a legal person, it shall provide the competent authority of the target entity with the following information:</Text>
                        <P3>
                           <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                           <P3para>
                              <Text>documents certifying the business name and registered address of its head office, and postal address if different, contact details and, where available, its national identification number;</Text>
                           </P3para>
                        </P3>
                        <P3>
                           <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                           <P3para>
                              <Text>registration of legal form in accordance with relevant national legislation;</Text>
                           </P3para>
                        </P3>
                        <P3>
                           <Pnumber PuncBefore="(" PuncAfter=")">c</Pnumber>
                           <P3para>
                              <Text>an up-to-date overview of the entrepreneurial business of the legal person;</Text>
                           </P3para>
                        </P3>
                        <P3>
                           <Pnumber PuncBefore="(" PuncAfter=")">d</Pnumber>
                           <P3para>
                              <Text>a complete list of persons who effectively direct the business, their name, date and place of birth, address, contact details, their national identification number where available, their detailed curriculum vitae stating relevant education and training, their previous professional experience, and their professional activities or other relevant functions currently performed;</Text>
                           </P3para>
                        </P3>
                        <P3>
                           <Pnumber PuncBefore="(" PuncAfter=")">e</Pnumber>
                           <P3para>
                              <Text>the identity of all persons who may be considered to be beneficial owners of the legal person, their name, date and place of birth, address, contact details, and, where available, their national identification number.</Text>
                           </P3para>
                        </P3>
                     </P2para>
                  </P2>
                  <P2 DocumentURI="http://www.legislation.gov.uk/eur/2017/1946/article/3/3" IdURI="http://www.legislation.gov.uk/id/eur/2017/1946/article/3/3" id="article-3-3">
                     <Pnumber PuncBefore="" PuncAfter=".">3</Pnumber>
                     <P2para>
                        <Text>Where the proposed acquirer is or is intended to be a trust, the proposed acquirer shall provide the competent authority of the target entity with the following information:</Text>
                        <P3>
                           <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                           <P3para>
                              <Text>the identity of all trustees who manage assets under the terms of the trust document;</Text>
                           </P3para>
                        </P3>
                        <P3>
                           <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                           <P3para>
                              <Text>the identity of all persons who are beneficial owners of the trust assets and their respective shares in the distribution of income;</Text>
                           </P3para>
                        </P3>
                        <P3>
                           <Pnumber PuncBefore="(" PuncAfter=")">c</Pnumber>
                           <P3para>
                              <Text>the identity of all persons who are settlors of the trust.</Text>
                           </P3para>
                        </P3>
                     </P2para>
                  </P2>
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