Commission Delegated Regulation (EU) 2017/1940
of 13 July 2017
supplementing Regulation (EU) 2016/1012 of the European Parliament and of the Council as regards the content and format of zootechnical certificates issued for purebred breeding animals of the equine species contained in a single lifetime identification document for equidae
(Text with EEA relevance)
THE EUROPEAN COMMISSION,
Having regard to the Treaty on the Functioning of the European Union,
Whereas:
Regulation (EU) 2016/1012 lays down zootechnical and genealogical rules for trade in breeding animals, and for their entry into the Union. Regulation (EU) 2016/1012 applies from 1 November 2018.
Article 30 of Regulation (EU) 2016/1012 lays down rules for the issuing, content and format of zootechnical certificates accompanying breeding animals and their germinal products (‘the zootechnical certificate’). It provides that where purebred breeding animals that have been entered in a breeding book maintained by a breed society are traded and where those purebred breeding animals are intended to be entered in another breeding book, those breeding animals are to be accompanied by a zootechnical certificate.
Article 30(6) of Regulation (EU) 2016/1012 provides that zootechnical certificates are to contain the information set out in the relevant Parts and Chapters of Annex V to that Regulation. Article 32(1) of Regulation (EU) 2016/1012 provides that, by way of derogation from Article 30(6) thereof, in the case of purebred breeding animals of the equine species, the information set out in Chapter I of Part 2 of Annex V thereto is to be contained in a single lifetime identification document for equidae and delegated acts are to be adopted concerning the content and format of such identification documents.
Chapter I of Part 2 of Annex V to Regulation (EU) 2016/1012 lays down rules concerning the information to be contained in the zootechnical certificate for purebred breeding animals. That information is to include the system of identification and the individual identification number given to the purebred breeding animal in accordance with Union animal health law on the identification and registration of the animals of the species concerned.
Therefore, it is necessary to establish the content and the format of the zootechnical certificate that is to be contained in the single lifetime identification document for equidae, by which equidae are to be identified in accordance with Article 114(1)(c) of Regulation (EU) 2016/429, and which must accompany purebred breeding animals of the equine species at all times including when they are traded within the Union.
Article 31 of Regulation (EU) 2016/1012 lays down derogations from requirements concerning the issuing, content and format of zootechnical certificates for trade in breeding animals. It provides that where the results of performance testing or genetic evaluation are publicly available on a website, a reference to that website where those results can be accessed may be provided in the zootechnical certificate instead of indicating those results in the zootechnical certificate. That possibility should be reflected in the requirements for the zootechnical certificate for trade in purebred breeding animals of the equine species laid down in this Regulation.
Part 3 of Annex I to Regulation (EU) 2016/1012 sets out additional requirements for breed societies establishing or maintaining breeding books for purebred breeding animals of the equine species. In accordance with point 1 of Part 3 of that Annex purebred breeding animals of the equine species are only to be entered in a breeding book if they are identified by a covering certificate and, where required by the breeding programme, as ‘foal at foot’. By way of derogation from that rule, a Member State or, if it so decides, its competent authority may authorise a breed society to enter purebred breeding animals of the equine species in the breeding book maintained by that breed society where those animals are identified by any other appropriate method that provides at least the same degree of certainty as a covering certificate such as parentage control based on DNA analysis or analysis of their blood groups, provided that that authorisation is in accordance with the principles established by the breed society which maintains the breeding book of the origin of that breed.
Taking into account the requirements set out in point 1 of Part 3 of Annex I to Regulation (EU) 2016/1012, information on the covering certificate, on identification as ‘foal at foot’ and on results of parentage control should be reflected in the rules on the content of zootechnical certificates for purebred breeding animals of the equine species laid down in this Regulation.
In order to ensure the uniqueness and continuity of the identification of purebred breeding animals of the equine species and in accordance with the requirements set out in points 1(c) and 3 of Chapter I of Part 1 of Annex II to Regulation (EU) 2016/1012, the unique code as provided for in Article 114(1)(a) of Regulation (EU) 2016/429, and the name of such breeding animals should be included in the zootechnical certificate for trade as a part of its identification details.
The format and content of the individual identification number referred to in point 3 of Chapter I of Part 1 of Annex II to Regulation (EU) 2016/1012 cannot be decided until delegated acts setting out the detailed requirements for the means and methods of identification, including their application and use, have been adoptedin accordance with Article 118(1)(a) of Regulation (EU) 2016/429. However, blanks should be provided in the zootechnical certificate to enter the unique life number assigned to purebred breeding animals of the equine species in accordance with Implementing Regulation (EU) 2015/262.
Until 21 April 2021, which is the date of application of Regulation (EU) 2016/429, Part I of the zootechnical certificate set out in the Annex to this Regulation is optional if a single lifetime identification document for equidae includes Section V of the model identification document set out in Part 1 of Annex I to Implementing Regulation (EU) 2015/262.
This Regulation should be applicable from 1 November 2018 in accordance with the date of application provided for in Regulation (EU) 2016/1012,
HAS ADOPTED THIS REGULATION:
Article 1
The content and format of the zootechnical certificate forming part of the single lifetime identification document for purebred breeding animals of the equine species, provided for in Article 32(1) of Regulation (EU) 2016/1012 (‘the zootechnical certificate’), shall be presented as set out in the Annex to this Regulation.
Article 2
Parts I and II of the zootechnical certificate shall be contained in the single lifetime identification document for purebred breeding animals of the equine species issued in accordance with Article 114(1)(c) of F1Regulation (EU) 2016/429, as it has effect in EU law, as amended from time to time, or with Article 4 of Commission Implementing Regulation (EU) 2015/262 laying down rules pursuant to Council Directives 90/427/EEC and 2009/156/EC as regards the methods for the identification of equidae (‘Equine Passport Regulation’) and comply with the following:
- (a)
Part I shall be a Section of the single lifetime identification document F2...;
- (b)
Part II shall be either:
- (i)
part of the Section referred to in point (a) of this Article, in which case more than one page displaying that Part II are to be provided for updates of the information; or
- (ii)
where authorised by the competent authority in accordance with Article 32(4) of Regulation (EU) 2016/1012, attached to the single lifetime identification document, in which case it shall be linked to Part I referred to in point (a) of this Article by the entry of the individual identification number, referred to as ‘unique code’ in Article 114(1)(a) of Regulation (EU) 2016/429 F3, as it has effect in EU law, as amended from time to time, or as ‘unique life number’ in Article 2(o) of the Equine Passport Regulation.
- (i)
Article 3
1.
As of 1 November 2018, Section V of the identification document issued for a purebred breeding animal of the equine species in accordance with Implementing Regulation (EU) 2015/262 shall be completed in accordance with Article 9(2) thereof and, where necessary for the purposes of Article 30(4) of Regulation (EU) 2016/1012, be supplemented with Part II of the zootechnical certificate as described in Article 2(b)(ii) of this Regulation.
2.
Part II of the zootechnical certificate shall be attached to the single lifetime identification document issued in accordance with Implementing Regulation (EU) 2015/262 and shall be linked to the certificate of origin as set out in Section V of Part 1 of Annex I to that Regulation by entry of the unique life number as defined in Article 2(o) of that Regulation.
Article 4
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.
It shall apply from 1 November 2018.
F4...
Done at Brussels, 13 July 2017.
For the Commission
The President
Jean-Claude Juncker
ANNEX
PART I | ||||||
1.Name of issuing breed society or competent authority(provide contact details and, where available, a reference to the website) | ||||||
2.Name of breeding book | 3.Name of breed | |||||
5.1.Individual identification number7 | ||||||
6.Breeding book number9 | 5.2.Unique Life Number8 | ☐☐☐-☐☐☐-☐☐☐ ☐☐☐ ☐☐☐ | ||||
☐☐☐ ☐☐☐ ☐☐☐ ☐☐☐ ☐☐☐ | ||||||
7.2.Alternative method for identity verification5 | ||||||
8.Date of birth of animal(use format dd/mm/yyyy) | 9.Country of birth of animal | |||||
10.Name, address and e-mail address5 of breeder | ||||||
11.1.SireBreeding book number and section | 11.1.1.Paternal GrandsireBreeding book number and section | 11.1.1.1.5Paternal Grand-GrandsireBreeding book number and section | ||||
11.1.1.2.5Paternal Grand-GranddamBreeding book number and section | ||||||
11.1.2.Paternal GranddamBreeding book number and section | 11.1.2.1.5Paternal Grand-GrandsireBreeding book number and section | |||||
11.1.2.2.5Paternal Grand-GranddamBreeding book number and section | ||||||
11.2.DamBreeding book number and section | 11.2.1.Maternal GrandsireBreeding book number and section | 11.2.1.1.5Maternal Grand-GrandsireBreeding book number and section | ||||
11.2.1.2.5Maternal Grand-GranddamBreeding book number and section | ||||||
11.2.2.Maternal GranddamBreeding book number and section | 11.2.2.1.5Maternal Grand-GrandsireBreeding book number and section | |||||
11.2.2.2.5Maternal Grand-GranddamBreeding book number and section | ||||||
12.1.Done at(insert place of issue) | 12.2.Done on(insert date of issue in format dd/mm/yyyy) | |||||
12.3.Name and capacity of the signatory(insert in capital letters name and capacity of the individual13authorised by the issuing breed society or competent authority to sign this part of the zootechnical certificate) | 12.4.Signature | |||||
PART II | ||||
1.1.Individual identification number14 1.2.Unique Life Number15 ☐☐☐-☐☐☐-☐☐☐☐☐☐☐☐☐ | 2.Identification of animal16 | |||
3.Sex | 2.2.Alternative method for identity verification16 | |||
4.Class within the main section of the breeding book17 | ||||
4.1.Name of breeding book18 | 4.2.Class within the main section19 | |||
6.1.Results of performance testing 6.2.Up-to-date results of the genetic evaluation carried out last on(insert date in format dd/mm/yyyy) 6.3.Genetic defects and genetic peculiarities of animal in relation to the breeding programme | ||||
7.1.Date (use format dd/mm/yyyy) 7.2.No of covering certificate28 7.3.Identification of the donor male 7.3.1.Individual identification number14 7.3.2.Unique Life Number15 ☐☐☐-☐☐☐-☐☐☐☐☐☐☐☐☐ | ||||
7.3.4.Results of parentage control17 | ||||
8.1.Done at(insert place of issue) | 8.2.Done on(insert date of issue in format dd/mm/yyyy) | |||
8.3.Name and capacity of the signatory(insert in capital letters name and capacity of the individual29authorised by the issuing breed society or competent authority to sign this part of the certificate) | 8.4.Signature | |||