CHAPTER I

GENERAL PROVISIONS

Subject matter, scope and exemptions
Article 1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Definitions
Article 2. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Obligation to publish a prospectus and exemption
Article 3. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Voluntary prospectus
Article 4. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Subsequent resale of securities
Article 5. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Regulation revoked (19.1.2026) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 1 (with s. 1(4)); S.I. 2025/1078, reg. 5(b) (with reg. 12)