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					<dc:identifier>http://www.legislation.gov.uk/eur/2017/1018/article/3</dc:identifier><dc:title>Commission Delegated Regulation (EU) 2017/1018 of 29 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards specifying information to be notified by investment firms, market operators and credit institutions (Text with EEA relevance)</dc:title><dct:alternative>Commission Delegated Regulation (EU) 2017/1018</dct:alternative><dc:description>Commission Delegated Regulation (EU) 2017/1018 of 29 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards specifying information to be notified by investment firms, market operators and credit institutions (Text with EEA relevance)</dc:description><dc:publisher>King's Printer of Acts of Parliament</dc:publisher><dc:source>https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02017R1018-20170617</dc:source><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:modified>2024-07-10</dc:modified><dc:contributor>Expert Participation</dc:contributor><dct:valid>2023-07-11</dct:valid>
					
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					<ukm:Alternatives><ukm:Alternative URI="http://www.legislation.gov.uk/eur/2017/1018/pdfs/eur_20171018_adopted_en.pdf" Date="2016-06-29" Size="341036"/><ukm:Alternative URI="http://www.legislation.gov.uk/eur/2017/1018/pdfs/eur_20171018_2017-06-17_en.pdf" Date="2017-06-17" Size="162983" Revised="2017-06-17"/> </ukm:Alternatives><ukm:CorrectionSlips><ukm:CorrectionSlip URI="http://www.legislation.gov.uk/eur/2017/1018/pdfs/eurcs_20171018_en_001.pdf" Date="2017-11-10" Size="365949"/></ukm:CorrectionSlips>
					
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				</ukm:Metadata><EURetained><EUBody DocumentURI="http://www.legislation.gov.uk/eur/2017/1018/body" IdURI="http://www.legislation.gov.uk/id/eur/2017/1018/body" NumberOfProvisions="8" RestrictExtent="E+W+S+N.I." RestrictStartDate="2017-06-17"><P1group RestrictExtent="E+W+S+N.I." RestrictStartDate="2016-06-29"><Title>Information to be notified for the purposes of the investment services and activities passport notification</Title><P1 DocumentURI="http://www.legislation.gov.uk/eur/2017/1018/article/3" IdURI="http://www.legislation.gov.uk/id/eur/2017/1018/article/3" id="article-3">
               <Pnumber>Article 3</Pnumber>
               <P1para>
                  <P2 DocumentURI="http://www.legislation.gov.uk/eur/2017/1018/article/3/1" IdURI="http://www.legislation.gov.uk/id/eur/2017/1018/article/3/1" id="article-3-1">
                     <Pnumber PuncBefore="" PuncAfter=".">1</Pnumber>
                     <P2para>
                        <Text>Investment firms shall ensure that the investment services and activities passport notification submitted pursuant to Article 34(2) of Directive 2014/65/EU includes the following information:</Text>
                        <P3>
                           <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                           <P3para>
                              <Text>the name, address and contact details of the investment firm along with the name of a specified contact person at the investment firm;</Text>
                           </P3para>
                        </P3>
                        <P3>
                           <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                           <P3para>
                              <Text>a programme of operations which includes the following items:</Text>
                           </P3para>
                           <P3para>
                              <OrderedList Type="roman" Decoration="parens">
                                 <ListItem NumberOverride="(i)">
                                    <Para>
                                       <Text>details of the particular investment services, activities and ancillary services to be provided in the host Member State and the financial instruments to be used; and</Text>
                                    </Para>
                                 </ListItem>
                                 <ListItem NumberOverride="(ii)">
                                    <Para>
                                       <Text>confirmation as to whether the investment firm wishes to use tied agents, established in its home Member State, to provide services in the host Member State and, if so the name, address, contact details of such tied agents and the investment services or activities, ancillary services and financial instruments to be provided by the latter.</Text>
                                    </Para>
                                 </ListItem>
                              </OrderedList>
                           </P3para>
                        </P3>
                     </P2para>
                  </P2>
                  <P2 DocumentURI="http://www.legislation.gov.uk/eur/2017/1018/article/3/2" IdURI="http://www.legislation.gov.uk/id/eur/2017/1018/article/3/2" id="article-3-2">
                     <Pnumber PuncBefore="" PuncAfter=".">2</Pnumber>
                     <P2para>
                        <Text>Credit institutions referred to in Article 1(2)(a) submitting an investment services and activities passport notification in accordance with Article 34(5) of Directive 2014/65/EU shall ensure that such notification contains the information set out in points (a) and (b)(ii) of paragraph 1.</Text>
                     </P2para>
                  </P2>
               </P1para>
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