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Commission Delegated Regulation (EU) 2016/98Show full title
Commission Delegated Regulation (EU) 2016/98 of 16 October 2015 supplementing Directive 2013/36/EU of the European Parliament and of the Council with regard to regulatory technical standards for specifying the general conditions for the functioning of colleges of supervisors (Text with EEA relevance)
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Commission Delegated Regulation (EU) 2016/98 is up to date with all changes known to be in force on or before 02 January 2026. There are changes that may be brought into force at a future date.
EUR 2016 No. 98 may be subject to amendment by EU Exit Instruments made by both the Prudential Regulation Authority and the Financial Conduct Authority under powers set out in The Financial Regulators' Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018 (S.I. 2018/1115), regs. 2, 3, Sch. Pt. 4. These amendments are not currently available on legislation.gov.uk. Details of relevant amending instruments can be found on their website/s.
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- Regulation revoked by 2023 c. 29 Sch. 1 Pt. 3
SECTION 1 Establishment and functioning of colleges
Article 2.Establishment of the mapping of a group of institutions
Article 3.Designation of the members and observers of a college
Article 4.Communication of the setting up and composition of a college
Article 5.Establishment of the written coordination and cooperation arrangements
Article 7.Entrustment of tasks and delegation of responsibilities
Article 8.Exchange of information between college members and a group of institutions
SECTION 2 Planning and coordination of supervisory activities in going concern situations
Article 9.General conditions with regard to exchange of information between the consolidating supervisor and college members
Article 10.Information exchange for performing group risk assessments and reaching joint decisions
Article 11.Information exchange with regard to the ongoing review of the permission to use internal approaches and non-material extensions or changes in internal models
Article 12.Information exchange on early warning signs, potential risks and vulnerabilities
Article 13.Information exchange with regard to non-compliance and sanctions
Article 14.Information exchange for the assessment of the group recovery plan
Article 15.Information exchange with regard to group financial support agreements
Article 16.Establishment and update of the college supervisory examination programme
Article 17.Establishment of a college framework for emergency situations
Article 18.General conditions with regard to exchange of information during an emergency situation
Article 19.Coordination of the supervisory assessment of an emergency situation
Article 20.Coordination of the supervisory response to an emergency situation
Article 21.Monitoring of the implementation of the coordinated supervisory response to an emergency situation
Article 22.Coordination of external communication in an emergency situation
SECTION 2 Planning and coordination of supervisory activities in going concern situations
Article 28.General conditions with regard to exchange of information between the competent authorities of the home Member State and college members
Article 29.Information exchange for the outcome of the supervisory review and evaluation process
Article 30.Information exchange for the assessment of the recovery plan
Article 31.Establishment and update of the college supervisory examination programme
Article 32.Establishment of a college framework for emergency situations
Article 33.General conditions with regard to exchange of information during an emergency situation
Article 34.Coordination of the supervisory assessment of an emergency situation
Article 35.Coordination of the supervisory response to an emergency situation
Article 36.Monitoring of the implementation of the coordinated supervisory response to an emergency situation
Article 37.Coordination of external communication in an emergency situation
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