CHAPTER IGENERAL PROVISION

Article 1Definitions

For the purposes of this Regulation, ‘supervised persons’ means any of the following:

  1. (a)
    investment firms authorised under Directive 2014/65/EU of the European Parliament and of the Council3;
  2. (b)
    credit institutions authorised under Directive 2013/36/EU of the European Parliament and of the Council4;
  3. (c)
    financial counterparties as defined in Article 2(8) of Regulation (EU) No 648/2012 of the European Parliament and of the Council5;
  4. (d)
    any person subject to authorisation, organisational requirements and supervision by ‘competent financial authority’ or ‘national regulatory authority’ as defined in Regulation (EU) No 1227/2011 of the European Parliament and of the Council6;
  5. (e)

    any person subject to authorisation, organisational requirements and supervision by competent authorities, regulators or agencies responsible for commodities spot or derivatives markets;

  6. (f)
    operators with compliance obligations under Directive 2003/87/EC of the European Parliament and of the Council7 establishing a scheme for greenhouse gas emission allowance trading.