CHAPTER IGENERAL PROVISION
Article 1Definitions
For the purposes of this Regulation, ‘supervised persons’ means any of the following:
- (a)investment firms authorised under Directive 2014/65/EU of the European Parliament and of the Council3;
- (b)credit institutions authorised under Directive 2013/36/EU of the European Parliament and of the Council4;
- (c)financial counterparties as defined in Article 2(8) of Regulation (EU) No 648/2012 of the European Parliament and of the Council5;
- (d)any person subject to authorisation, organisational requirements and supervision by ‘competent financial authority’ or ‘national regulatory authority’ as defined in Regulation (EU) No 1227/2011 of the European Parliament and of the Council6;
- (e)
any person subject to authorisation, organisational requirements and supervision by competent authorities, regulators or agencies responsible for commodities spot or derivatives markets;
- (f)operators with compliance obligations under Directive 2003/87/EC of the European Parliament and of the Council7 establishing a scheme for greenhouse gas emission allowance trading.