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					<dc:identifier>http://www.legislation.gov.uk/eur/2016/841</dc:identifier><dc:title>Council Regulation (EU) 2016/841 of 27 May 2016 amending Regulation (EC) No 329/2007 concerning restrictive measures against the Democratic People's Republic of Korea</dc:title><dct:alternative>Council Regulation (EU) 2016/841</dct:alternative><dc:description>Council Regulation (EU) 2016/841 of 27 May 2016 amending Regulation (EC) No 329/2007 concerning restrictive measures against the Democratic People's Republic of Korea</dc:description><dc:modified>2020-12-12</dc:modified><dc:publisher>King's Printer of Acts of Parliament</dc:publisher><dc:source>https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32016R0841</dc:source><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dct:valid>2016-05-27</dct:valid>
					
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				</ukm:Metadata><EURetained>
      <EUPrelims DocumentURI="http://www.legislation.gov.uk/eur/2016/841/introduction" IdURI="http://www.legislation.gov.uk/id/eur/2016/841/introduction" RestrictStartDate="2016-05-27" RestrictExtent="E+W+S+N.I.">
         <MultilineTitle>
            <Text>
               <Uppercase>Council Regulation</Uppercase> (EU) 2016/841</Text>
            <Text>of 27 May 2016</Text>
            <Text>amending Regulation (EC) No 329/2007 concerning restrictive measures against the Democratic People's Republic of Korea</Text>
         </MultilineTitle>
         <EUPreamble>
            <P>
               <Text>THE COUNCIL OF THE EUROPEAN UNION,</Text>
            </P>
            <P>
               <Text>Having regard to the Treaty on the Functioning of the European Union, and in particular Article 215 thereof,</Text>
            </P>
            <P>
               <Text>Having regard to Council Decision (CFSP) 2016/849 of 27 May 2016 concerning restrictive measures against the Democratic People's Republic of Korea and repealing Decision 2013/183/CFSP<FootnoteRef Ref="f00001"/>,</Text>
            </P>
            <P>
               <Text>Having regard to the joint proposal from the High Representative of the Union for Foreign Affairs and Security Policy and the European Commission,</Text>
            </P>
            <P>
               <Text>Whereas:</Text>
            </P>
            <Division>
               <Number>(1)</Number>
               <P>
                  <Text>On 27 May 2016, the Council adopted Decision (CFSP) 2016/849.</Text>
               </P>
            </Division>
            <Division>
               <Number>(2)</Number>
               <P>
                  <Text>Council Regulation (EC) No 329/2007<FootnoteRef Ref="f00002"/> gives effect to measures provided for in Decision (CFSP) 2016/849.</Text>
               </P>
            </Division>
            <Division>
               <Number>(3)</Number>
               <P>
                  <Text>Decision (CFSP) 2016/849 prohibits the supply, sale or transfer to the Democratic People's Republic of Korea (‘North Korea’) of further items, materials and equipment relating to dual-use goods and technology. It also prohibits transfers of funds to and from North Korea unless specifically authorised in advance, as well as investment by North Korea and its nationals in the territories under the jurisdiction of Member States and investment by Union nationals or entities in North Korea. Furthermore, it prohibits any aircraft operated by North Korean carriers or originating from North Korea from landing in, taking off from or overflying Member States' territory as well as any vessel that is owned, operated or crewed by North Korea from entering into Member States' ports. It introduces a prohibition on the import of luxury goods from North Korea, as well as prohibitions on the provision of financial support for trade with North Korea. A prior-contract exemption from the obligation to freeze the funds and economic resources of certain North Korean persons and entities is also introduced.</Text>
               </P>
            </Division>
            <Division>
               <Number>(4)</Number>
               <P>
                  <Text>Regulation (EC) No 329/2007 should therefore be amended accordingly,</Text>
               </P>
            </Division>
            <P>
               <Text>HAS ADOPTED THIS REGULATION:</Text>
            </P>
         </EUPreamble>
      </EUPrelims>
      <EUBody DocumentURI="http://www.legislation.gov.uk/eur/2016/841/body" IdURI="http://www.legislation.gov.uk/id/eur/2016/841/body" NumberOfProvisions="13" RestrictStartDate="2016-05-27" RestrictExtent="E+W+S+N.I.">
         <P1 DocumentURI="http://www.legislation.gov.uk/eur/2016/841/article/1" IdURI="http://www.legislation.gov.uk/id/eur/2016/841/article/1" id="article-1" RestrictStartDate="2016-05-27" RestrictExtent="E+W+S+N.I.">
            <Pnumber>Article 1</Pnumber>
            <P1para>
               <Text>Regulation (EC) No 329/2007 is amended as follows:</Text>
            </P1para>
            <P1para>
               <OrderedList Type="arabic" Decoration="parens">
                  <ListItem NumberOverride="(1)">
                     <Para>
                        <Text>in Article 1, the following points are added:</Text>
                     </Para>
                     <Para>
                        <BlockAmendment TargetClass="unknown" TargetSubClass="unknown" Context="unknown" Format="single">
                           <OrderedList Type="arabic" Decoration="period">
                              <ListItem NumberOverride="10.">
                                 <Para>
                                    <Text>“investment services” means the following services and activities:</Text>
                                 </Para>
                                 <Para>
                                    <OrderedList Type="alpha" Decoration="parens">
                                       <ListItem NumberOverride="(a)">
                                          <Para>
                                             <Text>reception and transmission of orders in relation to one or more financial instruments;</Text>
                                          </Para>
                                       </ListItem>
                                       <ListItem NumberOverride="(b)">
                                          <Para>
                                             <Text>execution of orders on behalf of clients;</Text>
                                          </Para>
                                       </ListItem>
                                       <ListItem NumberOverride="(c)">
                                          <Para>
                                             <Text>dealing on own account;</Text>
                                          </Para>
                                       </ListItem>
                                       <ListItem NumberOverride="(d)">
                                          <Para>
                                             <Text>portfolio management;</Text>
                                          </Para>
                                       </ListItem>
                                       <ListItem NumberOverride="(e)">
                                          <Para>
                                             <Text>investment advice;</Text>
                                          </Para>
                                       </ListItem>
                                       <ListItem NumberOverride="(f)">
                                          <Para>
                                             <Text>underwriting of financial instruments and/or placing of financial instruments on a firm-commitment basis;</Text>
                                          </Para>
                                       </ListItem>
                                       <ListItem NumberOverride="(g)">
                                          <Para>
                                             <Text>placing of financial instruments without a firm-commitment basis;</Text>
                                          </Para>
                                       </ListItem>
                                       <ListItem NumberOverride="(h)">
                                          <Para>
                                             <Text>any service in relation to the admission to trading on a regulated market or trading on a multilateral trading facility;</Text>
                                          </Para>
                                       </ListItem>
                                    </OrderedList>
                                 </Para>
                              </ListItem>
                              <ListItem NumberOverride="11.">
                                 <Para>
                                    <Text>“transfer of funds” means:</Text>
                                 </Para>
                                 <Para>
                                    <OrderedList Type="alpha" Decoration="parens">
                                       <ListItem NumberOverride="(a)">
                                          <Para>
                                             <Text>any transaction carried out on behalf of a payer through a payment service provider by electronic means, with a view to making funds available to a payee at a payment service provider, irrespective of whether the payer and the payee are the same person;</Text>
                                          </Para>
                                       </ListItem>
                                       <ListItem NumberOverride="(b)">
                                          <Para>
                                             <Text>any transaction by non-electronic means, such as in cash, cheques or accountancy orders, with a view to making funds available to a payee irrespective of whether the payer and the payee are the same person;</Text>
                                          </Para>
                                       </ListItem>
                                    </OrderedList>
                                 </Para>
                              </ListItem>
                              <ListItem NumberOverride="12.">
                                 <Para>
                                    <Text>“payee” means a natural or legal person that is the intended recipient of transferred funds;</Text>
                                 </Para>
                              </ListItem>
                              <ListItem NumberOverride="13.">
                                 <Para>
                                    <Text>“payer” means a person that holds a payment account and allows a transfer of funds from that payment account, or, where there is no payment account, that gives a transfer-of-funds order;</Text>
                                 </Para>
                              </ListItem>
                              <ListItem NumberOverride="14.">
                                 <Para>
                                    <Text>“payment service provider” means the categories of payment service provider referred to in Article 1(1) of Directive 2007/64/EC of the European Parliament and of the Council<FootnoteRef Ref="f00003"/>, natural or legal persons benefiting from a waiver pursuant to Article 26 of Directive 2007/64/EC and legal persons benefiting from a waiver pursuant to Article 9 of Directive 2009/110/EC of the European Parliament and of the Council<FootnoteRef Ref="f00004"/>, providing transfer-of-funds services.</Text>
                                 </Para>
                              </ListItem>
                           </OrderedList>
                        </BlockAmendment>
                        <AppendText>;</AppendText>
                     </Para>
                  </ListItem>
                  <ListItem NumberOverride="(2)">
                     <Para>
                        <Text>in Article 2, paragraph 4 is replaced by the following:</Text>
                     </Para>
                     <Para>
                        <BlockAmendment TargetClass="unknown" TargetSubClass="unknown" Context="unknown" Format="single">
                           <P2>
                              <Pnumber PuncBefore="" PuncAfter="">4.</Pnumber>
                              <P2para>
                                 <Text>It shall be prohibited to:</Text>
                                 <P3>
                                    <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                                    <P3para>
                                       <Text>import, purchase or transfer gold, titanium ore, vanadium ore and rare-earth minerals, as listed in Annex Ic, or coal, iron and iron ore, as listed in Annex Id, from North Korea, whether or not originating in North Korea;</Text>
                                    </P3para>
                                 </P3>
                                 <P3>
                                    <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                                    <P3para>
                                       <Text>import, purchase or transfer from North Korea petroleum products, as listed in Annex If, whether or not originating in North Korea;</Text>
                                    </P3para>
                                 </P3>
                                 <P3>
                                    <Pnumber PuncBefore="(" PuncAfter=")">c</Pnumber>
                                    <P3para>
                                       <Text>participate, knowingly and intentionally, in activities the object or effect of which is to circumvent the prohibitions referred to in points (a) and (b).</Text>
                                    </P3para>
                                 </P3>
                              </P2para>
                              <P2para>
                                 <Text>Annex Ic shall include gold, titanium ore, vanadium ore and rare-earth minerals referred to in point (a) of paragraph 4.</Text>
                              </P2para>
                              <P2para>
                                 <Text>Annex Id shall include coal, iron and iron ore referred to in point (a) of paragraph 4.</Text>
                              </P2para>
                              <P2para>
                                 <Text>Annex If shall include the petroleum products referred to in point (b) of paragraph 4.</Text>
                              </P2para>
                           </P2>
                        </BlockAmendment>
                        <AppendText>;</AppendText>
                     </Para>
                  </ListItem>
                  <ListItem NumberOverride="(3)">
                     <Para>
                        <Text>Article 3a is replaced by the following:</Text>
                     </Para>
                     <Para>
                        <BlockAmendment TargetClass="unknown" TargetSubClass="unknown" Context="unknown" Format="single">
                           <P1>
                              <Pnumber>Article 3a</Pnumber>
                              <P1para>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">1</Pnumber>
                                    <P2para>
                                       <Text>By way of derogation from Article 2(1) and Article 3(1), the relevant competent authority of a Member State, as indicated on the websites listed in Annex II, may authorise, under such terms and conditions as it deems appropriate, the direct or indirect supply, sale, transfer or export of the items and technology, including software, referred to in Article 2(1) or the assistance or brokering services referred to in Article 3(1), provided that the goods and technology, assistance or brokering services are for food, agricultural, medical or other humanitarian purposes.</Text>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">2</Pnumber>
                                    <P2para>
                                       <Text>The Member State concerned shall inform the other Member States and the Commission, within four weeks, of authorisations granted pursuant to this Article.</Text>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">3</Pnumber>
                                    <P2para>
                                       <Text>By way of derogation from point (a) of Article 2(1) and points (a) and (b) of Article 3(1), the relevant competent authority of the Member State, as indicated on the websites listed in Annex II, may authorise the transactions referred to therein under such conditions as it deems appropriate and provided that the UN Security Council has approved the request.</Text>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">4</Pnumber>
                                    <P2para>
                                       <Text>The Member State concerned shall inform the other Member States and the Commission of any request for approval which it has submitted to the UN Security Council pursuant to paragraph 3.</Text>
                                    </P2para>
                                 </P2>
                              </P1para>
                           </P1>
                        </BlockAmendment>
                        <AppendText>;</AppendText>
                     </Para>
                  </ListItem>
                  <ListItem NumberOverride="(4)">
                     <Para>
                        <Text>Article 3b is replaced by the following:</Text>
                     </Para>
                     <Para>
                        <BlockAmendment TargetClass="unknown" TargetSubClass="unknown" Context="unknown" Format="single">
                           <P1>
                              <Pnumber>Article 3b</Pnumber>
                              <P1para>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">1</Pnumber>
                                    <P2para>
                                       <Text>In addition to the obligation to provide the competent customs authorities with the pre-arrival and pre-departure information as determined in the relevant provisions concerning entry and exit summary declarations as well as customs declarations in Regulation (EU) No 952/2013 of the European Parliament and of the Council<FootnoteRef Ref="f00005"/>, Commission Delegated Regulation (EU) 2015/2446<FootnoteRef Ref="f00006"/> and Commission Implementing Regulation (EU) 2015/2447<FootnoteRef Ref="f00007"/>, the person who provides the information referred to in paragraph 2 of this Article shall declare whether the goods are covered by the EU Common List of Military Equipment or by this Regulation and, where their export is subject to authorisation, specify the goods and technology covered by the export licence granted.</Text>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">2</Pnumber>
                                    <P2para>
                                       <Text>The required additional elements referred to in this Article shall be submitted using a customs declaration or, in the absence of such a declaration, in any other written form, as appropriate.</Text>
                                    </P2para>
                                 </P2>
                              </P1para>
                           </P1>
                        </BlockAmendment>
                        <AppendText>;</AppendText>
                     </Para>
                  </ListItem>
                  <ListItem NumberOverride="(5)">
                     <Para>
                        <Text>Article 3c is deleted;</Text>
                     </Para>
                  </ListItem>
                  <ListItem NumberOverride="(6)">
                     <Para>
                        <Text>Article 4 is replaced by the following:</Text>
                     </Para>
                     <Para>
                        <BlockAmendment TargetClass="unknown" TargetSubClass="unknown" Context="unknown" Format="single">
                           <P1>
                              <Pnumber>Article 4</Pnumber>
                              <P1para>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">1</Pnumber>
                                    <P2para>
                                       <Text>It shall be prohibited to:</Text>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                                          <P3para>
                                             <Text>sell, supply, transfer or export, directly or indirectly, luxury goods, as listed in Annex III, to North Korea;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                                          <P3para>
                                             <Text>purchase, import or transfer from North Korea, directly or indirectly, luxury goods, as listed in Annex III, whether or not originating in North Korea;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">c</Pnumber>
                                          <P3para>
                                             <Text>participate, knowingly and intentionally, in activities the object or effect of which is to circumvent the prohibitions referred to in points (a) and (b).</Text>
                                          </P3para>
                                       </P3>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">2</Pnumber>
                                    <P2para>
                                       <Text>By way of derogation from point (b) of paragraph 1, the prohibition referred to therein shall not apply to travellers' personal effects or to goods of a non-commercial nature for travellers' personal use contained in their luggage.</Text>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">3</Pnumber>
                                    <P2para>
                                       <Text>The prohibitions referred to in points (a) and (b) of paragraph 1 shall not apply to goods which are necessary for the official purposes of diplomatic or consular missions of Member States in North Korea or of international organisations enjoying immunities in accordance with international law, or to the personal effects of their staff.</Text>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">4</Pnumber>
                                    <P2para>
                                       <Text>The relevant competent authority of a Member State, as indicated on the websites listed in Annex II, may authorise, under such conditions as it deems appropriate, a transaction with regard to goods referred to in point 17 of Annex III, provided that the goods are for humanitarian purposes.</Text>
                                    </P2para>
                                 </P2>
                              </P1para>
                           </P1>
                        </BlockAmendment>
                        <AppendText>;</AppendText>
                     </Para>
                  </ListItem>
                  <ListItem NumberOverride="(7)">
                     <Para>
                        <Text>Article 5 is replaced by the following:</Text>
                     </Para>
                     <Para>
                        <BlockAmendment TargetClass="unknown" TargetSubClass="unknown" Context="unknown" Format="single">
                           <P1>
                              <Pnumber>Article 5</Pnumber>
                              <P1para>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">1</Pnumber>
                                    <P2para>
                                       <Text>Cargo within or transiting through the Union, including airports, seaports and free zones, as referred to in Articles 243 to 249 of Regulation (EU) No 952/2013, shall be liable for inspection for the purposes of ensuring that it does not contain items prohibited by UN Security Council Resolutions 1718 (2006), 1874 (2009), 2087 (2013), 2094 (2013) or 2270 (2016) or by this Regulation where:</Text>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                                          <P3para>
                                             <Text>the cargo originates from North Korea;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                                          <P3para>
                                             <Text>the cargo is destined for North Korea;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">c</Pnumber>
                                          <P3para>
                                             <Text>the cargo has been brokered or facilitated by North Korea or its nationals or individuals or entities acting on their behalf or at their direction, or entities owned or controlled by them;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">d</Pnumber>
                                          <P3para>
                                             <Text>the cargo has been brokered or facilitated by persons, entities or bodies listed in Annex IV;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">e</Pnumber>
                                          <P3para>
                                             <Text>the cargo is being transported on a North Korean flagged vessel or aircraft registered to North Korea, or on a stateless vessel or aircraft.</Text>
                                          </P3para>
                                       </P3>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">2</Pnumber>
                                    <P2para>
                                       <Text>Where the cargo falls outside of the scope of paragraph 1, cargo within or transiting through the Union, including airports, seaports and free zones, shall be liable for inspection where there are reasonable grounds to believe that it may contain items the sale, supply, transfer or export of which is prohibited by this Regulation in the following circumstances:</Text>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                                          <P3para>
                                             <Text>the cargo originates from North Korea;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                                          <P3para>
                                             <Text>the cargo is destined for North Korea; or</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">c</Pnumber>
                                          <P3para>
                                             <Text>the cargo has been brokered or facilitated by North Korea or its nationals or individuals or entities acting on their behalf.</Text>
                                          </P3para>
                                       </P3>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">3</Pnumber>
                                    <P2para>
                                       <Text>Paragraphs 1 and 2 shall be without prejudice to the inviolability and protection of diplomatic and consular bags provided for in the Vienna Convention on Diplomatic Relations 1961 and the Vienna Convention on Consular Relations 1963.</Text>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">4</Pnumber>
                                    <P2para>
                                       <Text>The provision of bunkering or ship-supply services, or any other servicing of vessels, to North Korean vessels is prohibited where the providers of the service have information, including from the competent customs authorities on the basis of the pre-arrival and pre-departure information referred to in Article 3a(1), that provides reasonable grounds to believe that the vessels carry items whose supply, sale, transfer or export is prohibited by this Regulation, unless the provision of such services is necessary for humanitarian purposes.</Text>
                                    </P2para>
                                 </P2>
                              </P1para>
                           </P1>
                        </BlockAmendment>
                        <AppendText>;</AppendText>
                     </Para>
                  </ListItem>
                  <ListItem NumberOverride="(8)">
                     <Para>
                        <Text>the following articles are inserted:</Text>
                     </Para>
                     <Para>
                        <BlockAmendment TargetClass="unknown" TargetSubClass="unknown" Context="unknown" Format="single">
                           <P1>
                              <Pnumber>Article 5b</Pnumber>
                              <P1para>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">1</Pnumber>
                                    <P2para>
                                       <Text>It shall be prohibited, in the territory of the Union, to accept or approve investment in any commercial activity where such investment is made by:</Text>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                                          <P3para>
                                             <Text>persons, entities or bodies of the Government of North Korea;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                                          <P3para>
                                             <Text>the Workers Party of Korea;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">c</Pnumber>
                                          <P3para>
                                             <Text>nationals of North Korea;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">d</Pnumber>
                                          <P3para>
                                             <Text>legal persons, entities or bodies incorporated or constituted under the law of North Korea;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">e</Pnumber>
                                          <P3para>
                                             <Text>persons, entities or bodies acting on their behalf or at their direction;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">f</Pnumber>
                                          <P3para>
                                             <Text>legal persons, entities or bodies owned or controlled by them.</Text>
                                          </P3para>
                                       </P3>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">2</Pnumber>
                                    <P2para>
                                       <Text>It shall be prohibited to:</Text>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                                          <P3para>
                                             <Text>establish a joint venture with or take or extend an ownership interest, including by acquisition in full or the acquisition of shares and other securities of a participatory nature, in any legal person, entity or body referred to in points (a) to (f) of paragraph 1 engaged in North Korea's nuclear-related, ballistic-missile-related or other weapons-of-mass-destruction-related activities or programmes, or in activities in the sectors of mining, refining and chemical industries;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                                          <P3para>
                                             <Text>grant financing or financial assistance to any legal person, entity or body referred to in points (d) to (f) of paragraph 1 or for the documented purpose of financing such legal persons, entities or bodies;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">c</Pnumber>
                                          <P3para>
                                             <Text>provide investment services directly related to the activities referred to in points (a) and (b) of this paragraph.</Text>
                                          </P3para>
                                       </P3>
                                    </P2para>
                                 </P2>
                              </P1para>
                           </P1>
                           <P1>
                              <Pnumber>Article 5c</Pnumber>
                              <P1para>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">1</Pnumber>
                                    <P2para>
                                       <Text>Transfers of funds to and from North Korea shall be prohibited, unless they concern a transaction referred to in paragraph 3.</Text>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">2</Pnumber>
                                    <P2para>
                                       <Text>It shall be prohibited for credit and financial institutions falling within the scope of Article 16 to enter into, or continue to participate in, any transactions with:</Text>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                                          <P3para>
                                             <Text>credit and financial institutions domiciled in North Korea;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                                          <P3para>
                                             <Text>branches or subsidiaries falling within the scope of Article 16 of credit and financial institutions domiciled in North Korea, as listed in Annex VI;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">c</Pnumber>
                                          <P3para>
                                             <Text>branches or subsidiaries falling outside the scope of Article 16 of credit and financial institutions domiciled in North Korea, as listed in Annex VI;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">d</Pnumber>
                                          <P3para>
                                             <Text>credit and financial institutions that are neither domiciled in North Korea nor fall within the scope of Article 16, but are controlled by persons, entities or bodies domiciled in North Korea, as listed in Annex VI,</Text>
                                          </P3para>
                                       </P3>
                                       <Text>unless such transactions fall within the scope of paragraph 3 and have been authorised in accordance with point (a) of paragraph 4, or do not require authorisation in accordance with point (b) of paragraph 4.</Text>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">3</Pnumber>
                                    <P2para>
                                       <Text>The following transactions may be authorised in accordance with point (a) of paragraph 4:</Text>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                                          <P3para>
                                             <Text>transactions regarding foodstuffs, healthcare or medical equipment or for agricultural or humanitarian purposes;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                                          <P3para>
                                             <Text>transactions regarding personal remittances;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">c</Pnumber>
                                          <P3para>
                                             <Text>transactions regarding the execution of the exemptions provided for in this Regulation;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">d</Pnumber>
                                          <P3para>
                                             <Text>transactions in connection with a specific trade contract not prohibited by this Regulation;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">e</Pnumber>
                                          <P3para>
                                             <Text>transactions regarding a diplomatic or consular mission or an international organisation enjoying immunities in accordance with international law, insofar as such transactions are intended to be used for official purposes of the diplomatic or consular mission or international organisation;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">f</Pnumber>
                                          <P3para>
                                             <Text>transactions required exclusively for the implementation of projects funded by the Union or its Member States for development purposes directly addressing the needs of the civilian population or the promotion of denuclearisation;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">g</Pnumber>
                                          <P3para>
                                             <Text>transactions regarding payments to satisfy claims against North Korea, its nationals or legal persons, entities or bodies incorporated or constituted under the law of North Korea, and transactions of a similar nature that do not contribute to activities prohibited by this Regulation, on a case-by-case basis and if the Member State concerned has notified the other Member States and the Commission at least 10 days in advance of granting an authorisation.</Text>
                                          </P3para>
                                       </P3>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">4</Pnumber>
                                    <P2para>
                                       <Text>Transactions referred to in paragraph 3 involving transfers of funds to and from North Korea for amounts:</Text>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                                          <P3para>
                                             <Text>above EUR 15 000 or equivalent shall require prior authorisation by the relevant competent authority of the Member State, as indicated on the websites listed in Annex II to this Regulation;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                                          <P3para>
                                             <Text>equal to or below EUR 15 000 or equivalent shall not require prior authorisation.</Text>
                                          </P3para>
                                       </P3>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">5</Pnumber>
                                    <P2para>
                                       <Text>No prior authorisation shall be required for any transaction or transfer of funds which is necessary for the official purposes of a diplomatic or consular mission of a Member State or international organisation enjoying immunities in North Korea in accordance with international law.</Text>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">6</Pnumber>
                                    <P2para>
                                       <Text>The Member States shall inform each other and the Commission of any authorisation granted pursuant to point (a) of paragraph 4.</Text>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">7</Pnumber>
                                    <P2para>
                                       <Text>For transactions falling within the scope of paragraph 3, credit and financial institutions referred to in Article 16 shall, in their activities with credit and financial institutions referred to in points (a) to (d) of paragraph 2:</Text>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                                          <P3para>
                                             <Text>apply customer due diligence measures established pursuant to Articles 8 and 9 of Directive 2005/60/EC of the European Parliament and of the Council<FootnoteRef Ref="f00008"/>;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                                          <P3para>
                                             <Text>ensure compliance with anti-money-laundering and counter-terrorist-financing procedures established pursuant to Directive 2005/60/EC and Regulation (EC) No 1781/2006 of the European Parliament and of the Council<FootnoteRef Ref="f00009"/>;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">c</Pnumber>
                                          <P3para>
                                             <Text>require that information on payers accompanying transfers of funds is provided as required under Regulation (EC) No 1781/2006, as well as information on payees, such as the name of the payee and the payee's payment account number, and, where applicable, a unique transaction identifier, and refuse to process the transaction if any of this information is missing or incomplete;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">d</Pnumber>
                                          <P3para>
                                             <Text>maintain records of the transactions in accordance with point (b) of Article 30 of Directive 2005/60/EC;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">e</Pnumber>
                                          <P3para>
                                             <Text>where there are reasonable grounds to suspect that funds could contribute to North Korea's nuclear-related, ballistic-missile-related or other weapons of mass destruction-related programmes or activities (‘proliferation financing’), promptly inform the competent Financial Intelligence Unit (FIU), as defined by Directive 2005/60/EC, or any other competent authority designated by the Member State concerned, as indicated on the websites listed in Annex II, without prejudice to Article 3(1) or 6;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">f</Pnumber>
                                          <P3para>
                                             <Text>promptly report any suspicious transactions, including attempted transactions;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">g</Pnumber>
                                          <P3para>
                                             <Text>refrain from carrying out transactions which they reasonably suspect could be related to proliferation financing until they have completed the necessary action in accordance with point (e) and have complied with any instructions from the relevant FIU or competent authority.</Text>
                                          </P3para>
                                       </P3>
                                    </P2para>
                                    <P2para>
                                       <Text>For the purposes of this paragraph, the FIU, or any other competent authority serving as a national centre for receiving and analysing suspicious transactions, shall receive reports regarding potential proliferation financing and shall have access, directly or indirectly, on a timely basis to the financial, administrative and law-enforcement information that it requires in order to perform that function properly, including the analysis of suspicious transaction reports.</Text>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">8</Pnumber>
                                    <P2para>
                                       <Text>The requirement for prior authorisation in paragraph 3 shall apply regardless of whether the transfer of funds is executed in a single operation or in several operations which appear to be linked. For the purpose of this Regulation, ‘operations which appear to be linked’ includes:</Text>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                                          <P3para>
                                             <Text>a series of consecutive transfers from or to the same credit or financial institution within the scope of paragraph 2, or from or to the same North Korean person, entity or body, which are made in connection with a single obligation to transfer funds, where each individual transfer falls below EUR 15 000 but which, in the aggregate, meet the criteria for authorisation;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                                          <P3para>
                                             <Text>a chain of transfers involving different payment service providers, or natural or legal persons, which is related to a single obligation to make a transfer of funds.</Text>
                                          </P3para>
                                       </P3>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">9</Pnumber>
                                    <P2para>
                                       <Text>It shall be prohibited to participate, knowingly and intentionally, in activities the object or effect of which is to circumvent the prohibitions referred to in this Article.</Text>
                                    </P2para>
                                 </P2>
                              </P1para>
                           </P1>
                        </BlockAmendment>
                        <AppendText>;</AppendText>
                     </Para>
                  </ListItem>
                  <ListItem NumberOverride="(9)">
                     <Para>
                        <Text>Article 8 is replaced by the following:</Text>
                     </Para>
                     <Para>
                        <BlockAmendment TargetClass="unknown" TargetSubClass="unknown" Context="unknown" Format="single">
                           <P1>
                              <Pnumber>Article 8</Pnumber>
                              <P1para>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">1</Pnumber>
                                    <P2para>
                                       <Text>By way of derogation from Article 6, the competent authorities of the Member States, as indicated on the websites listed in Annex II, may authorise the release of certain frozen funds or economic resources, if the following conditions are met:</Text>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                                          <P3para>
                                             <Text>the funds or economic resources are the subject of a judicial, administrative or arbitral decision established prior to the date on which the person, entity or body referred to in Article 6 was designated, or of a judicial, administrative or arbitral judgment rendered prior to that date;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                                          <P3para>
                                             <Text>the funds or economic resources are to be used exclusively to satisfy claims secured by such a decision or recognised as valid in such a judgment, within the limits set by applicable laws and regulations governing the rights of persons having such claims;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">c</Pnumber>
                                          <P3para>
                                             <Text>the decision or judgment is not for the benefit of a person, entity or body listed in Annex IV, V or Va;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">d</Pnumber>
                                          <P3para>
                                             <Text>recognising the decision or judgment is not contrary to public policy in the Member State concerned; and</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">e</Pnumber>
                                          <P3para>
                                             <Text>the decision or judgment in respect of persons, entities and bodies listed in Annex IV has been notified by the Member State concerned to the Sanctions Committee.</Text>
                                          </P3para>
                                       </P3>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">2</Pnumber>
                                    <P2para>
                                       <Text>By way of derogation from Article 6, and provided that a payment by a person, entity or body listed in Annex V is due under a contract or agreement that was concluded by, or under an obligation for the person, entity or body concerned that arose before, the date on which that person, entity or body had been designated, the competent authorities of the Member States, as indicated on the websites listed in Annex II, may authorise, under such conditions as they deem appropriate, the release of certain frozen funds or economic resources, provided that the competent authority concerned has determined that:</Text>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                                          <P3para>
                                             <Text>the contract is not related to any item, operation, service or transaction referred to in point (a) of Article 2(1), Article 2(3) or Article 3; and</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                                          <P3para>
                                             <Text>the payment is not directly or indirectly received by a person, entity or body listed in Annex V.</Text>
                                          </P3para>
                                       </P3>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">3</Pnumber>
                                    <P2para>
                                       <Text>The Member State concerned shall, at least 10 days prior to the granting of each authorisation pursuant to paragraph 2, notify the other Member States and the Commission of that determination and of its intention to grant an authorisation.</Text>
                                    </P2para>
                                 </P2>
                              </P1para>
                           </P1>
                        </BlockAmendment>
                        <AppendText>;</AppendText>
                     </Para>
                  </ListItem>
                  <ListItem NumberOverride="(10)">
                     <Para>
                        <Text>Article 9b is replaced by the following:</Text>
                     </Para>
                     <Para>
                        <BlockAmendment TargetClass="unknown" TargetSubClass="unknown" Context="unknown" Format="single">
                           <P1>
                              <Pnumber>Article 9b</Pnumber>
                              <P1para>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">1</Pnumber>
                                    <P2para>
                                       <Text>It shall be prohibited to provide financing or financial assistance for trade with North Korea, including the granting of export credits, guarantees or insurance to persons or entities involved in such trade, where such financial support could contribute to:</Text>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                                          <P3para>
                                             <Text>North Korea's nuclear or ballistic-missile programmes or other activities prohibited by this Regulation;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                                          <P3para>
                                             <Text>the circumvention of the prohibition in point (a).</Text>
                                          </P3para>
                                       </P3>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">2</Pnumber>
                                    <P2para>
                                       <Text>The prohibitions in paragraph 1 shall not apply with respect to contracts and agreements for the provision of financial support concluded prior to 29 May 2016.</Text>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">3</Pnumber>
                                    <P2para>
                                       <Text>The prohibitions in paragraph 1 shall not apply with respect to the provision of financial support for trade in food, agricultural, medical or other humanitarian purposes.</Text>
                                    </P2para>
                                 </P2>
                              </P1para>
                           </P1>
                        </BlockAmendment>
                        <AppendText>;</AppendText>
                     </Para>
                  </ListItem>
                  <ListItem NumberOverride="(11)">
                     <Para>
                        <Text>the following article is inserted:</Text>
                     </Para>
                     <Para>
                        <BlockAmendment TargetClass="unknown" TargetSubClass="unknown" Context="unknown" Format="single">
                           <P1>
                              <Pnumber>Article 9c</Pnumber>
                              <P1para>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">1</Pnumber>
                                    <P2para>
                                       <Text>No claims in connection with any contract or transaction the performance of which has been affected, directly or indirectly, in whole or in part, by the measures imposed by this Regulation, including claims for indemnity or any other claim of that type, such as a claim for compensation or a claim under a guarantee, notably a claim for extension or payment of a bond, guarantee or indemnity, particularly a financial guarantee or financial indemnity, of whatever form, shall be satisfied, if they are made by:</Text>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                                          <P3para>
                                             <Text>designated persons, entities or bodies listed in Annex IV or V;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                                          <P3para>
                                             <Text>any other North Korean person, entity or body, including the Government of North Korea and its public bodies, corporations and agencies; or</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">c</Pnumber>
                                          <P3para>
                                             <Text>any person, entity or body acting through or on behalf of one of the persons, entities or bodies referred to in points (a) and (b).</Text>
                                          </P3para>
                                       </P3>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">2</Pnumber>
                                    <P2para>
                                       <Text>The performance of a contract or transaction shall be regarded as having been affected by the measures imposed by this Regulation where the existence or content of the claim results directly or indirectly from those measures.</Text>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">3</Pnumber>
                                    <P2para>
                                       <Text>In any proceedings for the enforcement of a claim, the onus of proving that satisfying the claim is not prohibited by paragraph 1 shall be on the person seeking the enforcement of that claim.</Text>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">4</Pnumber>
                                    <P2para>
                                       <Text>This Article is without prejudice to the right of the persons, entities and bodies referred to in paragraph 1 to judicial review of the legality of the non-performance of contractual obligations in accordance with this Regulation.</Text>
                                    </P2para>
                                 </P2>
                              </P1para>
                           </P1>
                        </BlockAmendment>
                        <AppendText>;</AppendText>
                     </Para>
                  </ListItem>
                  <ListItem NumberOverride="(12)">
                     <Para>
                        <Text>Article 11 is replaced by the following:</Text>
                     </Para>
                     <Para>
                        <BlockAmendment TargetClass="unknown" TargetSubClass="unknown" Context="unknown" Format="single">
                           <P1>
                              <Pnumber>Article 11</Pnumber>
                              <P1para>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">1</Pnumber>
                                    <P2para>
                                       <Text>The freezing of funds and economic resources or the refusal to make funds or economic resources available, carried out in good faith on the basis that such action is in accordance with this Regulation, shall not give rise to liability of any kind on the part of the natural or legal person, entity or body implementing it, or its directors or employees, unless it is proved that the funds and economic resources were frozen or withheld as a result of negligence.</Text>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">2</Pnumber>
                                    <P2para>
                                       <Text>Actions by natural or legal persons, entities or bodies shall not give rise to liability of any kind on their part if they did not know, and had no reasonable cause to suspect, that their actions would infringe the measures set out in this Regulation.</Text>
                                    </P2para>
                                 </P2>
                              </P1para>
                           </P1>
                        </BlockAmendment>
                        <AppendText>;</AppendText>
                     </Para>
                  </ListItem>
                  <ListItem NumberOverride="(13)">
                     <Para>
                        <Text>Article 11a is replaced by the following:</Text>
                     </Para>
                     <Para>
                        <BlockAmendment TargetClass="unknown" TargetSubClass="unknown" Context="unknown" Format="single">
                           <P1>
                              <Pnumber>Article 11a</Pnumber>
                              <P1para>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">1</Pnumber>
                                    <P2para>
                                       <Text>It shall be prohibited to provide access to ports in the territory of the Union to any vessel:</Text>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                                          <P3para>
                                             <Text>that is owned, operated or crewed by North Korea;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                                          <P3para>
                                             <Text>where there are reasonable grounds to believe that it is owned or controlled, directly or indirectly, by a person or entity listed in Annex IV;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">c</Pnumber>
                                          <P3para>
                                             <Text>where there are reasonable grounds to believe that it contains items the supply, sale, transfer or export of which is prohibited by this Regulation;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">d</Pnumber>
                                          <P3para>
                                             <Text>which has refused to be inspected after such an inspection has been authorised by the vessel's flag State or State of registration; or</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">e</Pnumber>
                                          <P3para>
                                             <Text>which is without nationality and has refused to be inspected in accordance with Article 5(1).</Text>
                                          </P3para>
                                       </P3>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">2</Pnumber>
                                    <P2para>
                                       <Text>Paragraph 1 shall not apply:</Text>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                                          <P3para>
                                             <Text>in the case of an emergency;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                                          <P3para>
                                             <Text>in the case of a maritime vessel coming into port for inspection, or</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">c</Pnumber>
                                          <P3para>
                                             <Text>where the vessel is returning to its port of origin.</Text>
                                          </P3para>
                                       </P3>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">3</Pnumber>
                                    <P2para>
                                       <Text>By way of derogation from the prohibition in paragraph 1, the relevant competent authority of the Member State, as indicated on the websites listed in Annex II, may authorise a maritime vessel to come into port if:</Text>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                                          <P3para>
                                             <Text>the Sanctions Committee has determined in advance that this is required for humanitarian purposes or any other purpose consistent with the objectives of UN Security Council Resolution 2270 (2016); or</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                                          <P3para>
                                             <Text>the Member State has determined in advance that this is required for humanitarian purposes or any other purpose consistent with the objectives of this Regulation.</Text>
                                          </P3para>
                                       </P3>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">4</Pnumber>
                                    <P2para>
                                       <Text>It shall be prohibited for any aircraft operated by North Korean carriers or originating from North Korea to take off from, land in or overfly the territory of the Union.</Text>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">5</Pnumber>
                                    <P2para>
                                       <Text>Paragraph 4 shall not apply:</Text>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                                          <P3para>
                                             <Text>where the aircraft is landing for inspection;</Text>
                                          </P3para>
                                       </P3>
                                       <P3>
                                          <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                                          <P3para>
                                             <Text>in the case of an emergency landing.</Text>
                                          </P3para>
                                       </P3>
                                    </P2para>
                                 </P2>
                                 <P2>
                                    <Pnumber PuncBefore="" PuncAfter=".">6</Pnumber>
                                    <P2para>
                                       <Text>By way of derogation from paragraph 4, the relevant competent authority of the Member State, as indicated on the websites listed in Annex II, may authorise an aircraft to take off from, land in or overfly the territory of the Union if that competent authority has determined in advance that this is required for humanitarian purposes or any other purpose consistent with the objectives of this Regulation.</Text>
                                    </P2para>
                                 </P2>
                              </P1para>
                           </P1>
                        </BlockAmendment>
                        <AppendText>;</AppendText>
                     </Para>
                  </ListItem>
                  <ListItem NumberOverride="(14)">
                     <Para>
                        <Text>Article 11c is deleted;</Text>
                     </Para>
                  </ListItem>
                  <ListItem NumberOverride="(15)">
                     <Para>
                        <Text>the text set out in the Annex to this Regulation is added as Annex If.</Text>
                     </Para>
                  </ListItem>
               </OrderedList>
            </P1para>
         </P1>
         <P1 DocumentURI="http://www.legislation.gov.uk/eur/2016/841/article/2" IdURI="http://www.legislation.gov.uk/id/eur/2016/841/article/2" id="article-2" RestrictStartDate="2016-05-27" RestrictExtent="E+W+S+N.I.">
            <Pnumber>Article 2</Pnumber>
            <P1para>
               <Text>This Regulation shall enter into force on the date following that of its publication in the <Emphasis>Official Journal of the European Union</Emphasis>.</Text>
            </P1para>
         </P1>
         <SignedSection DocumentURI="http://www.legislation.gov.uk/eur/2016/841/signature" IdURI="http://www.legislation.gov.uk/id/eur/2016/841/signature" RestrictStartDate="2016-05-27" RestrictExtent="E+W+S+N.I.">
            <Para>
               <Text>This Regulation shall be binding in its entirety and directly applicable in all Member States.</Text>
            </Para>
            <Signatory>
               <Para>
                  <Text>Done at Brussels, 27 May 2016.</Text>
               </Para>
               <Signee>
                  <Para>
                     <Text>
                        <Emphasis>For the Council</Emphasis>
                     </Text>
                  </Para>
                  <Para>
                     <Text>
                        <Emphasis>The President</Emphasis>
                     </Text>
                  </Para>
                  <Para>
                     <Text>A.G. <Uppercase>Koenders</Uppercase>
                     </Text>
                  </Para>
               </Signee>
            </Signatory>
         </SignedSection>
      </EUBody>
      <Schedules RestrictStartDate="2016-05-27" RestrictExtent="E+W+S+N.I.">
         <Schedule DocumentURI="http://www.legislation.gov.uk/eur/2016/841/annex" IdURI="http://www.legislation.gov.uk/id/eur/2016/841/annex" id="annex" RestrictStartDate="2016-05-27" RestrictExtent="E+W+S+N.I.">
            <Number>ANNEX</Number>
            <ScheduleBody>
               <P DocumentURI="http://www.legislation.gov.uk/eur/2016/841/annex/paragraph/1" IdURI="http://www.legislation.gov.uk/id/eur/2016/841/annex/paragraph/1" id="annex-paragraph-1" RestrictStartDate="2016-05-27" RestrictExtent="E+W+S+N.I.">
                  <BlockExtract SourceClass="unknown" Context="unknown" Format="single">
                     <Division DocumentURI="http://www.legislation.gov.uk/eur/2016/841/annex/division/ANNEX" IdURI="http://www.legislation.gov.uk/id/eur/2016/841/annex/division/ANNEX" id="annex-division-ANNEX" Type="ANNEX">
                        <Number>ANNEX IF</Number>
                        <Title>
                           <Strong>PETROLEUM PRODUCTS REFERRED TO IN ARTICLE 2(4)</Strong>
                        </Title>
                        <Tabular Orientation="portrait">
                           <table xmlns="http://www.w3.org/1999/xhtml" cols="3">
                              <tbody><tr><td/><td>2707</td><td>Oils and other products of the distillation of high temperature coal tar; similar products in which the weight of the aromatic constituents exceeds that of the non-aromatic constituents</td></tr><tr><td/><td>2709</td><td>Petroleum oils and oils obtained from bituminous minerals, crude</td></tr><tr><td/><td>2710</td><td>Petroleum oils and oils obtained from bituminous minerals, other than crude; preparations not elsewhere specified or included, containing by weight 70 % or more of petroleum oils or of oils obtained from bituminous minerals, these oils being the basic constituents of the preparations; waste oils</td></tr><tr><td/><td>2711</td><td>Petroleum gases and other gaseous hydrocarbons</td></tr><tr><td/><td>2712 10</td><td>
                                       <Division xmlns="http://www.legislation.gov.uk/namespaces/legislation">
                                          <Number>–</Number>
                                          <P>
                                             <Text>Petroleum jelly</Text>
                                          </P>
                                       </Division>
                                    </td></tr><tr><td/><td>2712 20</td><td>
                                       <Division xmlns="http://www.legislation.gov.uk/namespaces/legislation">
                                          <Number>–</Number>
                                          <P>
                                             <Text>Paraffin wax containing by weight less than 0,75 % of oil</Text>
                                          </P>
                                       </Division>
                                    </td></tr><tr><td>Ex</td><td>2712 90</td><td>
                                       <Division xmlns="http://www.legislation.gov.uk/namespaces/legislation">
                                          <Number>–</Number>
                                          <P>
                                             <Text>Other</Text>
                                          </P>
                                       </Division>
                                    </td></tr><tr><td/><td>2713</td><td>Petroleum coke, petroleum bitumen and other residues of petroleum oils or of oils obtained from bituminous minerals</td></tr><tr><td>Ex</td><td>2714</td><td>Bitumen and asphalt, natural; bituminous or oil-shale and tar sands; asphaltites and asphaltic rocks</td></tr><tr><td>Ex</td><td>2715</td><td>Bituminous mixtures based on natural asphalt, on natural bitumen, on petroleum bitumen, on mineral tar or on mineral tar pitch (for example, bituminous mastics, cut-backs)</td></tr><tr><td/><td/><td>
                                       <Division xmlns="http://www.legislation.gov.uk/namespaces/legislation">
                                          <Number>–</Number>
                                          <P>
                                             <Text>Containing petroleum oils or oils obtained from bituminous minerals</Text>
                                          </P>
                                       </Division>
                                    </td></tr><tr><td/><td>3403 11</td><td>
                                       <Division xmlns="http://www.legislation.gov.uk/namespaces/legislation">
                                          <Number>– –</Number>
                                          <P>
                                             <Text>Preparations for the treatment of textile materials, leather, furskins or other materials</Text>
                                          </P>
                                       </Division>
                                    </td></tr><tr><td/><td>3403 19</td><td>
                                       <Division xmlns="http://www.legislation.gov.uk/namespaces/legislation">
                                          <Number>– –</Number>
                                          <P>
                                             <Text>Other</Text>
                                          </P>
                                       </Division>
                                    </td></tr><tr><td/><td/><td>
                                       <Division xmlns="http://www.legislation.gov.uk/namespaces/legislation">
                                          <Number>–</Number>
                                          <P>
                                             <Text>Other</Text>
                                          </P>
                                       </Division>
                                    </td></tr><tr><td>Ex</td><td>3403 91</td><td>
                                       <Division xmlns="http://www.legislation.gov.uk/namespaces/legislation">
                                          <Number>– –</Number>
                                          <P>
                                             <Text>Preparations for the treatment of textile materials, leather, furskins or other materials</Text>
                                          </P>
                                       </Division>
                                    </td></tr><tr><td>Ex</td><td>3403 99</td><td>
                                       <Division xmlns="http://www.legislation.gov.uk/namespaces/legislation">
                                          <Number>– –</Number>
                                          <P>
                                             <Text>Other</Text>
                                          </P>
                                       </Division>
                                    </td></tr><tr><td/><td/><td>
                                       <Division xmlns="http://www.legislation.gov.uk/namespaces/legislation">
                                          <Number>– – – –</Number>
                                          <P>
                                             <Text>Chemical products or preparations, predominantly composed of organic compounds, not elsewhere specified or included</Text>
                                          </P>
                                       </Division>
                                    </td></tr><tr><td>Ex</td><td>3824 90 92</td><td>
                                       <Division xmlns="http://www.legislation.gov.uk/namespaces/legislation">
                                          <Number>– – – – –</Number>
                                          <P>
                                             <Text>In the form of a liquid at 20 °C</Text>
                                          </P>
                                       </Division>
                                    </td></tr><tr><td>Ex</td><td>3824 90 93</td><td>
                                       <Division xmlns="http://www.legislation.gov.uk/namespaces/legislation">
                                          <Number>– – – – –</Number>
                                          <P>
                                             <Text>Other</Text>
                                          </P>
                                       </Division>
                                    </td></tr><tr><td>Ex</td><td>3824 90 96</td><td>
                                       <Division xmlns="http://www.legislation.gov.uk/namespaces/legislation">
                                          <Number>– – – –</Number>
                                          <P>
                                             <Text>Other</Text>
                                          </P>
                                       </Division>
                                    </td></tr><tr><td/><td>3826 00 10</td><td>
                                       <Division xmlns="http://www.legislation.gov.uk/namespaces/legislation">
                                          <Number>–</Number>
                                          <P>
                                             <Text>Fatty-acid mono-alkyl esters, containing by volume 96,5 % or more of esters (FAMAE)</Text>
                                          </P>
                                       </Division>
                                    </td></tr><tr><td/><td>3826 00 90</td><td>
                                       <Division xmlns="http://www.legislation.gov.uk/namespaces/legislation">
                                          <Number>–</Number>
                                          <P>
                                             <Text>Other</Text>
                                          </P>
                                       </Division>
                                    </td></tr></tbody>
                           </table>
                        </Tabular>
                     </Division>
                  </BlockExtract>
               </P>
            </ScheduleBody>
         </Schedule>
      </Schedules>
   </EURetained><Footnotes><Footnote id="f00001">
         <FootnoteText>
            <Para>
               <Text>See page 79 of this Official Journal.</Text>
            </Para>
         </FootnoteText>
      </Footnote><Footnote id="f00002">
         <FootnoteText>
            <Para>
               <Text>Council Regulation (EC) No 329/2007 of 27 March 2007 concerning restrictive measures against the Democratic People's Republic of Korea (<Citation id="c00001" Class="EuropeanUnionOfficialJournal" Year="2007" URI="https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=uriserv:OJ.L_.2007.088.01.0001.01.ENG" Date="2007-03-29">OJ L 88, 29.3.2007, p. 1</Citation>).</Text>
            </Para>
         </FootnoteText>
      </Footnote><Footnote id="f00003">
         <FootnoteText>
            <Para>
               <Text>Directive 2007/64/EC of the European Parliament and of the Council of 13 November 2007 on payment services in the internal market amending Directives 97/7/EC, 2002/65/EC, 2005/60/EC and 2006/48/EC and repealing Directive 97/5/EC (<Citation id="c00002" Class="EuropeanUnionOfficialJournal" Year="2007" URI="https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=uriserv:OJ.L_.2007.319.01.0001.01.ENG" Date="2007-12-05">OJ L 319, 5.12.2007, p. 1</Citation>).</Text>
            </Para>
         </FootnoteText>
      </Footnote><Footnote id="f00004">
         <FootnoteText>
            <Para>
               <Text>Directive 2009/110/EC of the European Parliament and of the Council of 16 September 2009 on the taking up, pursuit and prudential supervision of the business of electronic money institutions amending Directives 2005/60/EC and 2006/48/EC and repealing Directive 2000/46/EC (<Citation id="c00003" Class="EuropeanUnionOfficialJournal" Year="2009" URI="https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=uriserv:OJ.L_.2009.267.01.0007.01.ENG" Date="2009-10-10">OJ L 267, 10.10.2009, p. 7</Citation>).’;</Text>
            </Para>
         </FootnoteText>
      </Footnote><Footnote id="f00005">
         <FootnoteText>
            <Para>
               <Text>Regulation (EU) No 952/2013 of the European Parliament and of the Council of 9 October 2013 laying down the Union Customs Code (<Citation id="c00004" Class="EuropeanUnionOfficialJournal" Year="2013" URI="https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=uriserv:OJ.L_.2013.269.01.0001.01.ENG" Date="2013-10-10">OJ L 269, 10.10.2013, p. 1</Citation>).</Text>
            </Para>
         </FootnoteText>
      </Footnote><Footnote id="f00006">
         <FootnoteText>
            <Para>
               <Text>Commission Delegated Regulation (EU) 2015/2446 of 28 July 2015 supplementing Regulation (EU) No 952/2013 of the European Parliament and of the Council as regards detailed rules concerning certain provisions of the Union Customs Code (<Citation id="c00005" Class="EuropeanUnionOfficialJournal" Year="2015" URI="https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=uriserv:OJ.L_.2015.343.01.0001.01.ENG" Date="2015-12-29">OJ L 343, 29.12.2015, p. 1</Citation>).</Text>
            </Para>
         </FootnoteText>
      </Footnote><Footnote id="f00007">
         <FootnoteText>
            <Para>
               <Text>Commission Implementing Regulation (EU) 2015/2447 of 24 November 2015 laying down detailed rules for implementing certain provisions of Regulation (EU) No 952/2013 of the European Parliament and of the Council laying down the Union Customs Code (<Citation id="c00006" Class="EuropeanUnionOfficialJournal" Year="2015" URI="https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=uriserv:OJ.L_.2015.343.01.0558.01.ENG" Date="2015-12-29">OJ L 343, 29.12.2015, p. 558</Citation>).’;</Text>
            </Para>
         </FootnoteText>
      </Footnote><Footnote id="f00008">
         <FootnoteText>
            <Para>
               <Text>Directive 2005/60/EC of the European Parliament and of the Council of 26 October 2005 on the prevention of the use of the financial system for the purpose of money laundering and terrorist financing (<Citation id="c00007" Class="EuropeanUnionOfficialJournal" Year="2005" URI="https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=uriserv:OJ.L_.2005.309.01.0015.01.ENG" Date="2005-11-25">OJ L 309, 25.11.2005, p. 15</Citation>).</Text>
            </Para>
         </FootnoteText>
      </Footnote><Footnote id="f00009">
         <FootnoteText>
            <Para>
               <Text>Regulation (EC) No 1781/2006 of the European Parliament and of the Council of 15 November 2006 on information on the payer accompanying transfer of funds (<Citation id="c00008" Class="EuropeanUnionOfficialJournal" Year="2006" URI="https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=uriserv:OJ.L_.2006.345.01.0001.01.ENG" Date="2006-12-08">OJ L 345, 8.12.2006, p. 1</Citation>).’;</Text>
            </Para>
         </FootnoteText>
      </Footnote></Footnotes></Legislation>