<Legislation xmlns="http://www.legislation.gov.uk/namespaces/legislation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" DocumentURI="http://www.legislation.gov.uk/eur/2014/1187" IdURI="http://www.legislation.gov.uk/id/eur/2014/1187" NumberOfProvisions="8" xsi:schemaLocation="http://www.legislation.gov.uk/namespaces/legislation http://www.legislation.gov.uk/schema/legislation.xsd" SchemaVersion="2.0" RestrictExtent="E+W+S+N.I." RestrictStartDate="2023-07-11"><ukm:Metadata xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" xmlns:atom="http://www.w3.org/2005/Atom" xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata">
					<dc:identifier>http://www.legislation.gov.uk/eur/2014/1187/article/3</dc:identifier><dc:title>Commission Delegated Regulation (EU) No 1187/2014 of 2 October 2014 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council as regards regulatory technical standards for determining the overall exposure to a client or a group of connected clients in respect of transactions with underlying assets (Text with EEA relevance)</dc:title><dct:alternative>Commission Delegated Regulation (EU) No 1187/2014</dct:alternative><dc:description>Commission Delegated Regulation (EU) No 1187/2014 of 2 October 2014 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council as regards regulatory technical standards for determining the overall exposure to a client or a group of connected clients in respect of transactions with underlying assets (Text with EEA relevance)</dc:description><dc:publisher>King's Printer of Acts of Parliament</dc:publisher><dc:source>https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:32014R1187</dc:source><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:modified>2024-01-02</dc:modified><dc:contributor>Expert Participation</dc:contributor><dct:valid>2023-07-11</dct:valid>
					
					<atom:link rel="self" href="http://www.legislation.gov.uk/eur/2014/1187/article/3/data.xml" type="application/xml"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/resources" href="http://www.legislation.gov.uk/eur/2014/1187/resources" title="More Resources"/>
					
					
					
					<atom:link rel="http://www.legislation.gov.uk/def/navigation/act" href="http://www.legislation.gov.uk/eur/2014/1187" title="whole act"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/introduction" href="http://www.legislation.gov.uk/eur/2014/1187/introduction" title="introduction"/><atom:link rel="http://www.legislation.gov.uk/def/navigation/signature" href="http://www.legislation.gov.uk/eur/2014/1187/signature" title="signature"/>
					<atom:link rel="http://www.legislation.gov.uk/def/navigation/body" href="http://www.legislation.gov.uk/eur/2014/1187/body" title="body"/>
					
					
					<atom:link rel="http://www.legislation.gov.uk/def/date/euexitday" href="http://www.legislation.gov.uk/eur/2014/1187/article/3/2020-01-31" title="2020-01-31"/><atom:link rel="http://www.legislation.gov.uk/def/date/euexitTransitionEnd" href="http://www.legislation.gov.uk/eur/2014/1187/article/3/2020-12-31" title="2020-12-31"/>					
					<atom:link rel="http://www.legislation.gov.uk/def/powerToAmend" href="http://www.legislation.gov.uk/id/uksi/2018/1115" title="XXXX may be subject to amendment by EU Exit Instruments made by both the Prudential Regulation Authority and the Financial Conduct Authority under powers set out in The Financial Regulators' Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018 (S.I. 2018/1115), regs. 2, 3, Sch. Pt. 4. These amendments are not currently available on legislation.gov.uk. Details of relevant amending instruments can be found on their website/s."/>
					<atom:link rel="http://www.legislation.gov.uk/def/legislation/EffectsApplied" href="https://www.legislation.gov.uk/changes/applied/affected/eur/2014/1187" title="Amended by UK"/>
					
					<atom:link rel="alternate" type="application/rdf+xml" href="http://www.legislation.gov.uk/eur/2014/1187/article/3/data.rdf" title="RDF/XML"/><atom:link rel="alternate" type="application/akn+xml" href="http://www.legislation.gov.uk/eur/2014/1187/article/3/data.akn" title="AKN"/><atom:link rel="alternate" type="application/xhtml+xml" href="http://www.legislation.gov.uk/eur/2014/1187/article/3/data.xht" title="HTML snippet"/><atom:link rel="alternate" type="text/html" href="http://www.legislation.gov.uk/eur/2014/1187/article/3/data.htm" title="Website (XHTML) Default View"/><atom:link rel="alternate" type="text/csv" href="http://www.legislation.gov.uk/eur/2014/1187/article/3/data.csv" title="CSV"/><atom:link rel="alternate" type="application/pdf" href="http://www.legislation.gov.uk/eur/2014/1187/article/3/data.pdf" title="PDF"/>
					<atom:link rel="alternate" type="application/akn+xhtml" href="http://www.legislation.gov.uk/eur/2014/1187/article/3/data.html" title="HTML5 snippet"/>

					
					<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/eur/2014/1187/contents" title="Table of Contents"/>
					
					<atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/eur/2014/1187/article/3/adopted" title="adopted"/><atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/eur/2014/1187/article/3/2014-10-02" title="2014-10-02"/>
					
					<atom:link rel="up" href="http://www.legislation.gov.uk/eur/2014/1187" title="Entire legislation"/><atom:link rel="prev" href="http://www.legislation.gov.uk/eur/2014/1187/article/2" title="Provision; Article 2"/><atom:link rel="prevInForce" href="http://www.legislation.gov.uk/eur/2014/1187/article/2" title="Provision; Article 2"/><atom:link rel="next" href="http://www.legislation.gov.uk/eur/2014/1187/article/4" title="Provision; Article 4"/><atom:link rel="nextInForce" href="http://www.legislation.gov.uk/eur/2014/1187/article/4" title="Provision; Article 4"/>
					<ukm:EUMetadata><ukm:DocumentClassification>
            <ukm:DocumentCategory Value="euretained"/>
            <ukm:DocumentMainType Value="EuropeanUnionRegulation"/>
            <ukm:DocumentStatus Value="revised"/>
         </ukm:DocumentClassification><ukm:Year Value="2014"/><ukm:Number Value="1187"/><ukm:EURLexIdentifiers>
            <ukm:Cellar Value="385ad12b-6650-11e4-ba48-01aa75ed71a1"/>
            <ukm:ELI Value="reg_del:2014:1187:oj"/>
            <ukm:OfficialJournal Value="JOL_2014_324_R_0001"/>
            <ukm:CELEX Value="32014R1187"/>
         </ukm:EURLexIdentifiers><ukm:EnactmentDate Date="2014-10-02"/><ukm:EURLexModified Date="2016-03-22T00:51:00Z"/><ukm:EURLexExtracted Date="2018-04-26T02:04:32Z"/><ukm:XMLGenerated Date="2020-12-10T20:08:01Z"/><ukm:XMLImported Date="2020-12-10T20:46:18Z"/><ukm:Treaty Title="Treaty on the Functioning of the European Union (consolidated version 2008)" Code="TFEU_2008"/><ukm:CreatedBy Label="European Commission" URI="http://publications.europa.eu/resource/authority/corporate-body/COM"/><ukm:Subject Scheme="SubjectMatter" Label="Freedom of establishment" URI="http://publications.europa.eu/resource/authority/fd_070/LES"/><ukm:Subject Scheme="SubjectMatter" Label="Internal market - Principles" URI="http://publications.europa.eu/resource/authority/fd_070/MARI"/><ukm:Subject Scheme="EuroVoc" Label="financial instrument" URI="http://eurovoc.europa.eu/1459"/><ukm:Subject Scheme="EuroVoc" Label="credit institution" URI="http://eurovoc.europa.eu/3246"/><ukm:Subject Scheme="EuroVoc" Label="financial control" URI="http://eurovoc.europa.eu/189"/><ukm:Subject Scheme="EuroVoc" Label="market supervision" URI="http://eurovoc.europa.eu/4347"/><ukm:Subject Scheme="DirectoryCode" Label="Banks" URI="http://publications.europa.eu/resource/authority/fd_555/06202020"/><ukm:Subject Scheme="DirectoryCode" Label="Sectoral application" URI="http://publications.europa.eu/resource/authority/fd_555/0620"/><ukm:Subject Scheme="DirectoryCode" Label="Right of establishment and freedom to provide services" URI="http://publications.europa.eu/resource/authority/fd_555/06"/><ukm:Subject Scheme="DirectoryCode" Label="Service activities" URI="http://publications.europa.eu/resource/authority/fd_555/062020"/><ukm:Subject Scheme="EuroVoc" Label="financial transaction" URI="http://eurovoc.europa.eu/4491"/><ukm:EURLexMetadata>
            <WORK xmlns="">
               <URI>
                  <VALUE>http://publications.europa.eu/resource/cellar/385ad12b-6650-11e4-ba48-01aa75ed71a1</VALUE>
                  <IDENTIFIER>385ad12b-6650-11e4-ba48-01aa75ed71a1</IDENTIFIER>
                  <TYPE>cellar</TYPE>
               </URI>
               <SAMEAS>
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/eli/reg_del/2014/1187/oj</VALUE>
                     <IDENTIFIER>reg_del:2014:1187:oj</IDENTIFIER>
                     <TYPE>eli</TYPE>
                  </URI>
               </SAMEAS>
               <SAMEAS>
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/oj/JOL_2014_324_R_0001</VALUE>
                     <IDENTIFIER>JOL_2014_324_R_0001</IDENTIFIER>
                     <TYPE>oj</TYPE>
                  </URI>
               </SAMEAS>
               <SAMEAS>
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/immc/20141002-045%3AC-2014-6946</VALUE>
                     <IDENTIFIER>20141002-045:C-2014-6946</IDENTIFIER>
                     <TYPE>immc</TYPE>
                  </URI>
               </SAMEAS>
               <SAMEAS>
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/planjo/20141002-045</VALUE>
                     <IDENTIFIER>20141002-045</IDENTIFIER>
                     <TYPE>planjo</TYPE>
                  </URI>
               </SAMEAS>
               <SAMEAS>
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/celex/32014R1187</VALUE>
                     <IDENTIFIER>32014R1187</IDENTIFIER>
                     <TYPE>celex</TYPE>
                  </URI>
               </SAMEAS>
               <RESOURCE_LEGAL_DATE_ENTRY-INTO-FORCE type="date">
                  <VALUE>2014-11-27</VALUE>
                  <YEAR>2014</YEAR>
                  <MONTH>11</MONTH>
                  <DAY>27</DAY>
                  <ANNOTATION>
                     <TYPE_OF_DATE>{EV|http://publications.europa.eu/resource/authority/fd_335/EV}</TYPE_OF_DATE>
                     <COMMENT_ON_DATE>{DATPUB|http://publications.europa.eu/resource/authority/fd_335/DATPUB} +20 {V|http://publications.europa.eu/resource/authority/fd_335/V} {ART|http://publications.europa.eu/resource/authority/fd_335/ART} 8</COMMENT_ON_DATE>
                     <BUILD_INFO>cdm:CDM_2.1.7  tdm:1523  xslt:3945 saxon:9.0.0.1J JVM:1.6.0_29 metaconvJar:1.2.0 builddate:11/11/2014 18:07:31</BUILD_INFO>
                  </ANNOTATION>
               </RESOURCE_LEGAL_DATE_ENTRY-INTO-FORCE>
               <LASTMODIFICATIONDATE type="date">
                  <VALUE>2016-03-22T01:51:00.052+01:00</VALUE>
                  <YEAR>2016</YEAR>
                  <MONTH>03</MONTH>
                  <DAY>22</DAY>
               </LASTMODIFICATIONDATE>
               <RESOURCE_LEGAL_IS_ABOUT_SUBJECT-MATTER type="concept_level">
                  <RESOURCE_LEGAL_IS_ABOUT_SUBJECT-MATTER_1 type="concept">
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/authority/fd_070/LES</VALUE>
                        <IDENTIFIER>LES</IDENTIFIER>
                        <TYPE>fd_070</TYPE>
                     </URI>
                     <OP-CODE>LES</OP-CODE>
                     <IDENTIFIER>LES</IDENTIFIER>
                     <PREFLABEL>Freedom of establishment</PREFLABEL>
                  </RESOURCE_LEGAL_IS_ABOUT_SUBJECT-MATTER_1>
               </RESOURCE_LEGAL_IS_ABOUT_SUBJECT-MATTER>
               <WORK_CITES_WORK type="link">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/cellar/c2eecef2-5a33-4525-931e-53cf6e6f96c7</VALUE>
                     <IDENTIFIER>c2eecef2-5a33-4525-931e-53cf6e6f96c7</IDENTIFIER>
                     <TYPE>cellar</TYPE>
                  </URI>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/oj/JOL_2010_331_R_0012_01</VALUE>
                        <IDENTIFIER>JOL_2010_331_R_0012_01</IDENTIFIER>
                        <TYPE>oj</TYPE>
                     </URI>
                  </SAMEAS>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/eli/reg/2010/1093/oj</VALUE>
                        <IDENTIFIER>reg:2010:1093:oj</IDENTIFIER>
                        <TYPE>eli</TYPE>
                     </URI>
                  </SAMEAS>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/celex/32010R1093</VALUE>
                        <IDENTIFIER>32010R1093</IDENTIFIER>
                        <TYPE>celex</TYPE>
                     </URI>
                  </SAMEAS>
               </WORK_CITES_WORK>
               <IDENTIFIER type="data">
                  <VALUE>http://data.europa.eu/eli/reg_del/2014/1187/oj</VALUE>
               </IDENTIFIER>
               <RESOURCE_LEGAL_PUBLISHED_IN_OFFICIAL-JOURNAL type="link">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/cellar/998224e3-664f-11e4-ba48-01aa75ed71a1</VALUE>
                     <IDENTIFIER>998224e3-664f-11e4-ba48-01aa75ed71a1</IDENTIFIER>
                     <TYPE>cellar</TYPE>
                  </URI>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/immc/planjo%3AOJ-20141107-003</VALUE>
                        <IDENTIFIER>planjo:OJ-20141107-003</IDENTIFIER>
                        <TYPE>immc</TYPE>
                     </URI>
                  </SAMEAS>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/planjo/OJ-20141107-003</VALUE>
                        <IDENTIFIER>OJ-20141107-003</IDENTIFIER>
                        <TYPE>planjo</TYPE>
                     </URI>
                  </SAMEAS>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/oj/JOL_2014_324_R</VALUE>
                        <IDENTIFIER>JOL_2014_324_R</IDENTIFIER>
                        <TYPE>oj</TYPE>
                     </URI>
                  </SAMEAS>
               </RESOURCE_LEGAL_PUBLISHED_IN_OFFICIAL-JOURNAL>
               <RESOURCE_LEGAL_REPERTOIRE type="data">
                  <VALUE>REP</VALUE>
               </RESOURCE_LEGAL_REPERTOIRE>
               <RESOURCE_LEGAL_IS_ABOUT_SUBJECT-MATTER type="concept_level">
                  <RESOURCE_LEGAL_IS_ABOUT_SUBJECT-MATTER_1 type="concept">
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/authority/fd_070/MARI</VALUE>
                        <IDENTIFIER>MARI</IDENTIFIER>
                        <TYPE>fd_070</TYPE>
                     </URI>
                     <OP-CODE>MARI</OP-CODE>
                     <IDENTIFIER>MARI</IDENTIFIER>
                     <PREFLABEL>Internal market - Principles</PREFLABEL>
                  </RESOURCE_LEGAL_IS_ABOUT_SUBJECT-MATTER_1>
               </RESOURCE_LEGAL_IS_ABOUT_SUBJECT-MATTER>
               <BASED_ON type="concept">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/authority/treaty/TFEU_2008</VALUE>
                     <IDENTIFIER>TFEU_2008</IDENTIFIER>
                     <TYPE>treaty</TYPE>
                  </URI>
                  <OP-CODE>TFEU_2008</OP-CODE>
                  <IDENTIFIER>TFEU_2008</IDENTIFIER>
                  <PREFLABEL>Treaty on the Functioning of the European Union (consolidated version 2008)</PREFLABEL>
                  <ALTLABEL>TFEU (2008)</ALTLABEL>
                  <ALTLABEL>Consolidated version of the Treaty on the Functioning of the European Union (2008)</ALTLABEL>
               </BASED_ON>
               <DATE type="date">
                  <VALUE>9999-12-31</VALUE>
                  <YEAR>9999</YEAR>
                  <MONTH>12</MONTH>
                  <DAY>31</DAY>
               </DATE>
               <WORK_IS_ABOUT_CONCEPT_EUROVOC type="concept_facet">
                  <WORK_IS_ABOUT_CONCEPT_EUROVOC_CONCEPT type="concept">
                     <URI>
                        <VALUE>http://eurovoc.europa.eu/1459</VALUE>
                        <IDENTIFIER>1459</IDENTIFIER>
                        <TYPE>EUROVOC</TYPE>
                     </URI>
                     <IDENTIFIER>1459</IDENTIFIER>
                     <PREFLABEL>financial instrument</PREFLABEL>
                  </WORK_IS_ABOUT_CONCEPT_EUROVOC_CONCEPT>
                  <WORK_IS_ABOUT_CONCEPT_EUROVOC_TT type="concept">
                     <URI>
                        <VALUE>http://eurovoc.europa.eu/1804</VALUE>
                        <IDENTIFIER>1804</IDENTIFIER>
                        <TYPE>EUROVOC</TYPE>
                     </URI>
                     <IDENTIFIER>1804</IDENTIFIER>
                     <PREFLABEL>financial market</PREFLABEL>
                     <ALTLABEL>international financial market</ALTLABEL>
                     <ALTLABEL>securities market</ALTLABEL>
                     <ALTLABEL>financial activity</ALTLABEL>
                  </WORK_IS_ABOUT_CONCEPT_EUROVOC_TT>
                  <WORK_IS_ABOUT_CONCEPT_EUROVOC_DOM type="concept">
                     <URI>
                        <VALUE>http://eurovoc.europa.eu/100148</VALUE>
                        <IDENTIFIER>100148</IDENTIFIER>
                        <TYPE>EUROVOC</TYPE>
                     </URI>
                     <IDENTIFIER>24</IDENTIFIER>
                     <PREFLABEL>24 FINANCE</PREFLABEL>
                  </WORK_IS_ABOUT_CONCEPT_EUROVOC_DOM>
                  <WORK_IS_ABOUT_CONCEPT_EUROVOC_MTH type="concept">
                     <URI>
                        <VALUE>http://eurovoc.europa.eu/100201</VALUE>
                        <IDENTIFIER>100201</IDENTIFIER>
                        <TYPE>EUROVOC</TYPE>
                     </URI>
                     <IDENTIFIER>2421</IDENTIFIER>
                     <PREFLABEL>2421 free movement of capital</PREFLABEL>
                  </WORK_IS_ABOUT_CONCEPT_EUROVOC_MTH>
               </WORK_IS_ABOUT_CONCEPT_EUROVOC>
               <IDENTIFIER type="data">
                  <VALUE>oj:JOL_2014_324_R_0001</VALUE>
               </IDENTIFIER>
               <ID_SECTOR type="data">
                  <VALUE>3</VALUE>
               </ID_SECTOR>
               <WORK_DATE_DOCUMENT type="date">
                  <VALUE>2014-10-02</VALUE>
                  <YEAR>2014</YEAR>
                  <MONTH>10</MONTH>
                  <DAY>02</DAY>
               </WORK_DATE_DOCUMENT>
               <IS_ABOUT type="concept">
                  <URI>
                     <VALUE>http://eurovoc.europa.eu/4491</VALUE>
                     <IDENTIFIER>4491</IDENTIFIER>
                     <TYPE>EUROVOC</TYPE>
                  </URI>
                  <IDENTIFIER>4491</IDENTIFIER>
                  <PREFLABEL>financial transaction</PREFLABEL>
               </IS_ABOUT>
               <DATE type="date">
                  <VALUE>2014-10-02</VALUE>
                  <YEAR>2014</YEAR>
                  <MONTH>10</MONTH>
                  <DAY>02</DAY>
               </DATE>
               <RESOURCE_LEGAL_BASED_ON_RESOURCE_LEGAL type="link">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/cellar/ccd31733-df06-11e2-9165-01aa75ed71a1</VALUE>
                     <IDENTIFIER>ccd31733-df06-11e2-9165-01aa75ed71a1</IDENTIFIER>
                     <TYPE>cellar</TYPE>
                  </URI>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/oj/JOL_2013_176_R_0001_01</VALUE>
                        <IDENTIFIER>JOL_2013_176_R_0001_01</IDENTIFIER>
                        <TYPE>oj</TYPE>
                     </URI>
                  </SAMEAS>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/celex/32013R0575</VALUE>
                        <IDENTIFIER>32013R0575</IDENTIFIER>
                        <TYPE>celex</TYPE>
                     </URI>
                  </SAMEAS>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/eli/reg/2013/575/oj</VALUE>
                        <IDENTIFIER>reg:2013:575:oj</IDENTIFIER>
                        <TYPE>eli</TYPE>
                     </URI>
                  </SAMEAS>
                  <ANNOTATION>
                     <SUBPARAGRAPH>3</SUBPARAGRAPH>
                     <PARAGRAPH>8</PARAGRAPH>
                     <ARTICLE>390</ARTICLE>
                     <COMMENT_ON_LEGAL_BASIS>A390P8L3</COMMENT_ON_LEGAL_BASIS>
                     <BUILD_INFO>cdm:CDM_2.1.7  tdm:1523  xslt:3945 saxon:9.0.0.1J JVM:1.6.0_29 metaconvJar:1.2.0 builddate:11/11/2014 18:07:31</BUILD_INFO>
                  </ANNOTATION>
               </RESOURCE_LEGAL_BASED_ON_RESOURCE_LEGAL>
               <IS_ABOUT type="concept">
                  <URI>
                     <VALUE>http://eurovoc.europa.eu/4347</VALUE>
                     <IDENTIFIER>4347</IDENTIFIER>
                     <TYPE>EUROVOC</TYPE>
                  </URI>
                  <IDENTIFIER>4347</IDENTIFIER>
                  <PREFLABEL>market supervision</PREFLABEL>
               </IS_ABOUT>
               <IDENTIFIER type="data">
                  <VALUE>32014R1187</VALUE>
               </IDENTIFIER>
               <WORK_IS_ABOUT_CONCEPT_EUROVOC type="concept_facet">
                  <WORK_IS_ABOUT_CONCEPT_EUROVOC_CONCEPT type="concept">
                     <URI>
                        <VALUE>http://eurovoc.europa.eu/3246</VALUE>
                        <IDENTIFIER>3246</IDENTIFIER>
                        <TYPE>EUROVOC</TYPE>
                     </URI>
                     <IDENTIFIER>3246</IDENTIFIER>
                     <PREFLABEL>credit institution</PREFLABEL>
                     <ALTLABEL>credit establishment</ALTLABEL>
                  </WORK_IS_ABOUT_CONCEPT_EUROVOC_CONCEPT>
                  <WORK_IS_ABOUT_CONCEPT_EUROVOC_TT type="concept">
                     <URI>
                        <VALUE>http://eurovoc.europa.eu/1452</VALUE>
                        <IDENTIFIER>1452</IDENTIFIER>
                        <TYPE>EUROVOC</TYPE>
                     </URI>
                     <IDENTIFIER>1452</IDENTIFIER>
                     <PREFLABEL>financial institution</PREFLABEL>
                  </WORK_IS_ABOUT_CONCEPT_EUROVOC_TT>
                  <WORK_IS_ABOUT_CONCEPT_EUROVOC_DOM type="concept">
                     <URI>
                        <VALUE>http://eurovoc.europa.eu/100148</VALUE>
                        <IDENTIFIER>100148</IDENTIFIER>
                        <TYPE>EUROVOC</TYPE>
                     </URI>
                     <IDENTIFIER>24</IDENTIFIER>
                     <PREFLABEL>24 FINANCE</PREFLABEL>
                  </WORK_IS_ABOUT_CONCEPT_EUROVOC_DOM>
                  <WORK_IS_ABOUT_CONCEPT_EUROVOC_MTH type="concept">
                     <URI>
                        <VALUE>http://eurovoc.europa.eu/100200</VALUE>
                        <IDENTIFIER>100200</IDENTIFIER>
                        <TYPE>EUROVOC</TYPE>
                     </URI>
                     <IDENTIFIER>2416</IDENTIFIER>
                     <PREFLABEL>2416 financial institutions and credit</PREFLABEL>
                  </WORK_IS_ABOUT_CONCEPT_EUROVOC_MTH>
               </WORK_IS_ABOUT_CONCEPT_EUROVOC>
               <IS_ABOUT type="concept">
                  <URI>
                     <VALUE>http://eurovoc.europa.eu/189</VALUE>
                     <IDENTIFIER>189</IDENTIFIER>
                     <TYPE>EUROVOC</TYPE>
                  </URI>
                  <IDENTIFIER>189</IDENTIFIER>
                  <PREFLABEL>financial control</PREFLABEL>
               </IS_ABOUT>
               <CREATED_BY type="concept">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/authority/corporate-body/COM</VALUE>
                     <IDENTIFIER>COM</IDENTIFIER>
                     <TYPE>corporate-body</TYPE>
                  </URI>
                  <OP-CODE>COM</OP-CODE>
                  <IDENTIFIER>COM</IDENTIFIER>
                  <PREFLABEL>European Commission</PREFLABEL>
                  <ALTLABEL>Commission of the European Communities</ALTLABEL>
                  <ALTLABEL>European Commission</ALTLABEL>
                  <ALTLABEL>Commission</ALTLABEL>
               </CREATED_BY>
               <WORK_PART_OF_COLLECTION_DOCUMENT type="concept">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/authority/document-collection/JO</VALUE>
                     <IDENTIFIER>JO</IDENTIFIER>
                     <TYPE>document-collection</TYPE>
                  </URI>
                  <OP-CODE>JO</OP-CODE>
                  <IDENTIFIER>JO</IDENTIFIER>
                  <PREFLABEL>JO</PREFLABEL>
               </WORK_PART_OF_COLLECTION_DOCUMENT>
               <RESOURCE_LEGAL_COMMENT_INTERNAL type="data">
                  <VALUE>MAN2</VALUE>
               </RESOURCE_LEGAL_COMMENT_INTERNAL>
               <RESOURCE_LEGAL_DATE_END-OF-VALIDITY type="date">
                  <VALUE>9999-12-31</VALUE>
                  <YEAR>9999</YEAR>
                  <MONTH>12</MONTH>
                  <DAY>31</DAY>
               </RESOURCE_LEGAL_DATE_END-OF-VALIDITY>
               <DATE type="date">
                  <VALUE>2014-11-07</VALUE>
                  <YEAR>2014</YEAR>
                  <MONTH>11</MONTH>
                  <DAY>07</DAY>
               </DATE>
               <RESOURCE_LEGAL_INFORMATION_MISCELLANEOUS type="data">
                  <VALUE>{P/EEE|http://publications.europa.eu/resource/authority/fd_400/P%2FEEE}</VALUE>
               </RESOURCE_LEGAL_INFORMATION_MISCELLANEOUS>
               <RESOURCE_LEGAL_ELI type="data">
                  <VALUE>http://data.europa.eu/eli/reg_del/2014/1187/oj</VALUE>
               </RESOURCE_LEGAL_ELI>
               <RESOURCE_LEGAL_HAS_TYPE_ACT_CONCEPT_TYPE_ACT type="concept">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/authority/fd_030/REGDEL</VALUE>
                     <IDENTIFIER>REGDEL</IDENTIFIER>
                     <TYPE>fd_030</TYPE>
                  </URI>
                  <OP-CODE>REGDEL</OP-CODE>
                  <IDENTIFIER>REGDEL</IDENTIFIER>
                  <PREFLABEL>Delegated regulation</PREFLABEL>
               </RESOURCE_LEGAL_HAS_TYPE_ACT_CONCEPT_TYPE_ACT>
               <IDENTIFIER type="data">
                  <VALUE>celex:32014R1187</VALUE>
               </IDENTIFIER>
               <IDENTIFIER type="data">
                  <VALUE>1209098</VALUE>
               </IDENTIFIER>
               <WORK_ID_DOCUMENT type="data">
                  <VALUE>celex:32014R1187</VALUE>
               </WORK_ID_DOCUMENT>
               <RESOURCE_LEGAL_BASED_ON_CONCEPT_TREATY type="concept">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/authority/treaty/TFEU_2008</VALUE>
                     <IDENTIFIER>TFEU_2008</IDENTIFIER>
                     <TYPE>treaty</TYPE>
                  </URI>
                  <OP-CODE>TFEU_2008</OP-CODE>
                  <IDENTIFIER>TFEU_2008</IDENTIFIER>
                  <PREFLABEL>Treaty on the Functioning of the European Union (consolidated version 2008)</PREFLABEL>
                  <ALTLABEL>TFEU (2008)</ALTLABEL>
                  <ALTLABEL>Consolidated version of the Treaty on the Functioning of the European Union (2008)</ALTLABEL>
               </RESOURCE_LEGAL_BASED_ON_CONCEPT_TREATY>
               <IS_ABOUT type="concept">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/authority/fd_070/MARI</VALUE>
                     <IDENTIFIER>MARI</IDENTIFIER>
                     <TYPE>fd_070</TYPE>
                  </URI>
                  <OP-CODE>MARI</OP-CODE>
                  <IDENTIFIER>MARI</IDENTIFIER>
                  <PREFLABEL>Internal market - Principles</PREFLABEL>
               </IS_ABOUT>
               <IS_ABOUT type="concept">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/authority/fd_070/LES</VALUE>
                     <IDENTIFIER>LES</IDENTIFIER>
                     <TYPE>fd_070</TYPE>
                  </URI>
                  <OP-CODE>LES</OP-CODE>
                  <IDENTIFIER>LES</IDENTIFIER>
                  <PREFLABEL>Freedom of establishment</PREFLABEL>
               </IS_ABOUT>
               <WORK_PART_OF_COLLECTION_DOCUMENT type="concept">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/authority/document-collection/CELEX</VALUE>
                     <IDENTIFIER>CELEX</IDENTIFIER>
                     <TYPE>document-collection</TYPE>
                  </URI>
                  <OP-CODE>CELEX</OP-CODE>
                  <IDENTIFIER>CELEX</IDENTIFIER>
                  <PREFLABEL>CELEX</PREFLABEL>
               </WORK_PART_OF_COLLECTION_DOCUMENT>
               <WORK_IS_ABOUT_CONCEPT_EUROVOC type="concept_facet">
                  <WORK_IS_ABOUT_CONCEPT_EUROVOC_CONCEPT type="concept">
                     <URI>
                        <VALUE>http://eurovoc.europa.eu/189</VALUE>
                        <IDENTIFIER>189</IDENTIFIER>
                        <TYPE>EUROVOC</TYPE>
                     </URI>
                     <IDENTIFIER>189</IDENTIFIER>
                     <PREFLABEL>financial control</PREFLABEL>
                  </WORK_IS_ABOUT_CONCEPT_EUROVOC_CONCEPT>
                  <WORK_IS_ABOUT_CONCEPT_EUROVOC_TT type="concept">
                     <URI>
                        <VALUE>http://eurovoc.europa.eu/929</VALUE>
                        <IDENTIFIER>929</IDENTIFIER>
                        <TYPE>EUROVOC</TYPE>
                     </URI>
                     <IDENTIFIER>929</IDENTIFIER>
                     <PREFLABEL>implementation of the budget</PREFLABEL>
                  </WORK_IS_ABOUT_CONCEPT_EUROVOC_TT>
                  <WORK_IS_ABOUT_CONCEPT_EUROVOC_DOM type="concept">
                     <URI>
                        <VALUE>http://eurovoc.europa.eu/100148</VALUE>
                        <IDENTIFIER>100148</IDENTIFIER>
                        <TYPE>EUROVOC</TYPE>
                     </URI>
                     <IDENTIFIER>24</IDENTIFIER>
                     <PREFLABEL>24 FINANCE</PREFLABEL>
                  </WORK_IS_ABOUT_CONCEPT_EUROVOC_DOM>
                  <WORK_IS_ABOUT_CONCEPT_EUROVOC_MTH type="concept">
                     <URI>
                        <VALUE>http://eurovoc.europa.eu/100205</VALUE>
                        <IDENTIFIER>100205</IDENTIFIER>
                        <TYPE>EUROVOC</TYPE>
                     </URI>
                     <IDENTIFIER>2441</IDENTIFIER>
                     <PREFLABEL>2441 budget</PREFLABEL>
                  </WORK_IS_ABOUT_CONCEPT_EUROVOC_MTH>
               </WORK_IS_ABOUT_CONCEPT_EUROVOC>
               <IS_ABOUT type="concept">
                  <URI>
                     <VALUE>http://eurovoc.europa.eu/3246</VALUE>
                     <IDENTIFIER>3246</IDENTIFIER>
                     <TYPE>EUROVOC</TYPE>
                  </URI>
                  <IDENTIFIER>3246</IDENTIFIER>
                  <PREFLABEL>credit institution</PREFLABEL>
                  <ALTLABEL>credit establishment</ALTLABEL>
               </IS_ABOUT>
               <WORK_IS_ABOUT_CONCEPT_EUROVOC type="concept_facet">
                  <WORK_IS_ABOUT_CONCEPT_EUROVOC_CONCEPT type="concept">
                     <URI>
                        <VALUE>http://eurovoc.europa.eu/4347</VALUE>
                        <IDENTIFIER>4347</IDENTIFIER>
                        <TYPE>EUROVOC</TYPE>
                     </URI>
                     <IDENTIFIER>4347</IDENTIFIER>
                     <PREFLABEL>market supervision</PREFLABEL>
                  </WORK_IS_ABOUT_CONCEPT_EUROVOC_CONCEPT>
                  <WORK_IS_ABOUT_CONCEPT_EUROVOC_TT type="concept">
                     <URI>
                        <VALUE>http://eurovoc.europa.eu/2449</VALUE>
                        <IDENTIFIER>2449</IDENTIFIER>
                        <TYPE>EUROVOC</TYPE>
                     </URI>
                     <IDENTIFIER>2449</IDENTIFIER>
                     <PREFLABEL>trade policy</PREFLABEL>
                     <ALTLABEL>trade system</ALTLABEL>
                  </WORK_IS_ABOUT_CONCEPT_EUROVOC_TT>
                  <WORK_IS_ABOUT_CONCEPT_EUROVOC_DOM type="concept">
                     <URI>
                        <VALUE>http://eurovoc.europa.eu/100147</VALUE>
                        <IDENTIFIER>100147</IDENTIFIER>
                        <TYPE>EUROVOC</TYPE>
                     </URI>
                     <IDENTIFIER>20</IDENTIFIER>
                     <PREFLABEL>20 TRADE</PREFLABEL>
                  </WORK_IS_ABOUT_CONCEPT_EUROVOC_DOM>
                  <WORK_IS_ABOUT_CONCEPT_EUROVOC_MTH type="concept">
                     <URI>
                        <VALUE>http://eurovoc.europa.eu/100191</VALUE>
                        <IDENTIFIER>100191</IDENTIFIER>
                        <TYPE>EUROVOC</TYPE>
                     </URI>
                     <IDENTIFIER>2006</IDENTIFIER>
                     <PREFLABEL>2006 trade policy</PREFLABEL>
                  </WORK_IS_ABOUT_CONCEPT_EUROVOC_MTH>
               </WORK_IS_ABOUT_CONCEPT_EUROVOC>
               <RESOURCE_LEGAL_ID_CELEX type="data">
                  <VALUE>32014R1187</VALUE>
               </RESOURCE_LEGAL_ID_CELEX>
               <DATE type="date">
                  <VALUE>2014-11-27</VALUE>
                  <YEAR>2014</YEAR>
                  <MONTH>11</MONTH>
                  <DAY>27</DAY>
               </DATE>
               <IS_ABOUT type="concept">
                  <URI>
                     <VALUE>http://eurovoc.europa.eu/1459</VALUE>
                     <IDENTIFIER>1459</IDENTIFIER>
                     <TYPE>EUROVOC</TYPE>
                  </URI>
                  <IDENTIFIER>1459</IDENTIFIER>
                  <PREFLABEL>financial instrument</PREFLABEL>
               </IS_ABOUT>
               <WORK_ID_DOCUMENT type="data">
                  <VALUE>oj:JOL_2014_324_R_0001</VALUE>
               </WORK_ID_DOCUMENT>
               <DATE_DOCUMENT type="date">
                  <VALUE>2014-10-02</VALUE>
                  <YEAR>2014</YEAR>
                  <MONTH>10</MONTH>
                  <DAY>02</DAY>
               </DATE_DOCUMENT>
               <BASED_ON type="link">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/cellar/ccd31733-df06-11e2-9165-01aa75ed71a1</VALUE>
                     <IDENTIFIER>ccd31733-df06-11e2-9165-01aa75ed71a1</IDENTIFIER>
                     <TYPE>cellar</TYPE>
                  </URI>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/oj/JOL_2013_176_R_0001_01</VALUE>
                        <IDENTIFIER>JOL_2013_176_R_0001_01</IDENTIFIER>
                        <TYPE>oj</TYPE>
                     </URI>
                  </SAMEAS>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/celex/32013R0575</VALUE>
                        <IDENTIFIER>32013R0575</IDENTIFIER>
                        <TYPE>celex</TYPE>
                     </URI>
                  </SAMEAS>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/eli/reg/2013/575/oj</VALUE>
                        <IDENTIFIER>reg:2013:575:oj</IDENTIFIER>
                        <TYPE>eli</TYPE>
                     </URI>
                  </SAMEAS>
               </BASED_ON>
               <WORK_CREATED_BY_AGENT type="concept">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/authority/corporate-body/COM</VALUE>
                     <IDENTIFIER>COM</IDENTIFIER>
                     <TYPE>corporate-body</TYPE>
                  </URI>
                  <OP-CODE>COM</OP-CODE>
                  <IDENTIFIER>COM</IDENTIFIER>
                  <PREFLABEL>European Commission</PREFLABEL>
                  <ALTLABEL>Commission of the European Communities</ALTLABEL>
                  <ALTLABEL>European Commission</ALTLABEL>
                  <ALTLABEL>Commission</ALTLABEL>
               </WORK_CREATED_BY_AGENT>
               <ID_CELEX type="data">
                  <VALUE>32014R1187</VALUE>
               </ID_CELEX>
               <RESOURCE_LEGAL_NUMBER_NATURAL type="data">
                  <VALUE>1187</VALUE>
               </RESOURCE_LEGAL_NUMBER_NATURAL>
               <WORK_TABLE-OF-CONTENTS type="data">
                  <VALUE>
         &lt;table-of-contents&gt;
            &lt;p&gt;0001 - 0005&lt;/p&gt;
         &lt;/table-of-contents&gt;
      </VALUE>
               </WORK_TABLE-OF-CONTENTS>
               <RESOURCE_LEGAL_IS_ABOUT_CONCEPT_DIRECTORY-CODE type="concept_level">
                  <RESOURCE_LEGAL_IS_ABOUT_CONCEPT_DIRECTORY-CODE_4 type="concept">
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/authority/fd_555/06202020</VALUE>
                        <IDENTIFIER>06202020</IDENTIFIER>
                        <TYPE>fd_555</TYPE>
                     </URI>
                     <OP-CODE>06202020</OP-CODE>
                     <IDENTIFIER>06202020</IDENTIFIER>
                     <PREFLABEL>Banks</PREFLABEL>
                  </RESOURCE_LEGAL_IS_ABOUT_CONCEPT_DIRECTORY-CODE_4>
                  <RESOURCE_LEGAL_IS_ABOUT_CONCEPT_DIRECTORY-CODE_2 type="concept">
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/authority/fd_555/0620</VALUE>
                        <IDENTIFIER>0620</IDENTIFIER>
                        <TYPE>fd_555</TYPE>
                     </URI>
                     <OP-CODE>0620</OP-CODE>
                     <IDENTIFIER>0620</IDENTIFIER>
                     <PREFLABEL>Sectoral application</PREFLABEL>
                  </RESOURCE_LEGAL_IS_ABOUT_CONCEPT_DIRECTORY-CODE_2>
                  <RESOURCE_LEGAL_IS_ABOUT_CONCEPT_DIRECTORY-CODE_1 type="concept">
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/authority/fd_555/06</VALUE>
                        <IDENTIFIER>06</IDENTIFIER>
                        <TYPE>fd_555</TYPE>
                     </URI>
                     <OP-CODE>06</OP-CODE>
                     <IDENTIFIER>06</IDENTIFIER>
                     <PREFLABEL>Right of establishment and freedom to provide services</PREFLABEL>
                  </RESOURCE_LEGAL_IS_ABOUT_CONCEPT_DIRECTORY-CODE_1>
                  <RESOURCE_LEGAL_IS_ABOUT_CONCEPT_DIRECTORY-CODE_3 type="concept">
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/authority/fd_555/062020</VALUE>
                        <IDENTIFIER>062020</IDENTIFIER>
                        <TYPE>fd_555</TYPE>
                     </URI>
                     <OP-CODE>062020</OP-CODE>
                     <IDENTIFIER>062020</IDENTIFIER>
                     <PREFLABEL>Service activities</PREFLABEL>
                  </RESOURCE_LEGAL_IS_ABOUT_CONCEPT_DIRECTORY-CODE_3>
               </RESOURCE_LEGAL_IS_ABOUT_CONCEPT_DIRECTORY-CODE>
               <WORK_IS_ABOUT_CONCEPT_EUROVOC type="concept_facet">
                  <WORK_IS_ABOUT_CONCEPT_EUROVOC_CONCEPT type="concept">
                     <URI>
                        <VALUE>http://eurovoc.europa.eu/4491</VALUE>
                        <IDENTIFIER>4491</IDENTIFIER>
                        <TYPE>EUROVOC</TYPE>
                     </URI>
                     <IDENTIFIER>4491</IDENTIFIER>
                     <PREFLABEL>financial transaction</PREFLABEL>
                  </WORK_IS_ABOUT_CONCEPT_EUROVOC_CONCEPT>
                  <WORK_IS_ABOUT_CONCEPT_EUROVOC_TT type="concept">
                     <URI>
                        <VALUE>http://eurovoc.europa.eu/1804</VALUE>
                        <IDENTIFIER>1804</IDENTIFIER>
                        <TYPE>EUROVOC</TYPE>
                     </URI>
                     <IDENTIFIER>1804</IDENTIFIER>
                     <PREFLABEL>financial market</PREFLABEL>
                     <ALTLABEL>international financial market</ALTLABEL>
                     <ALTLABEL>securities market</ALTLABEL>
                     <ALTLABEL>financial activity</ALTLABEL>
                  </WORK_IS_ABOUT_CONCEPT_EUROVOC_TT>
                  <WORK_IS_ABOUT_CONCEPT_EUROVOC_DOM type="concept">
                     <URI>
                        <VALUE>http://eurovoc.europa.eu/100148</VALUE>
                        <IDENTIFIER>100148</IDENTIFIER>
                        <TYPE>EUROVOC</TYPE>
                     </URI>
                     <IDENTIFIER>24</IDENTIFIER>
                     <PREFLABEL>24 FINANCE</PREFLABEL>
                  </WORK_IS_ABOUT_CONCEPT_EUROVOC_DOM>
                  <WORK_IS_ABOUT_CONCEPT_EUROVOC_MTH type="concept">
                     <URI>
                        <VALUE>http://eurovoc.europa.eu/100201</VALUE>
                        <IDENTIFIER>100201</IDENTIFIER>
                        <TYPE>EUROVOC</TYPE>
                     </URI>
                     <IDENTIFIER>2421</IDENTIFIER>
                     <PREFLABEL>2421 free movement of capital</PREFLABEL>
                  </WORK_IS_ABOUT_CONCEPT_EUROVOC_MTH>
               </WORK_IS_ABOUT_CONCEPT_EUROVOC>
               <RESOURCE_LEGAL_TYPE type="data">
                  <VALUE>R</VALUE>
               </RESOURCE_LEGAL_TYPE>
               <RESOURCE_LEGAL_IN-FORCE type="data">
                  <VALUE>true</VALUE>
               </RESOURCE_LEGAL_IN-FORCE>
               <RESOURCE_LEGAL_YEAR type="data">
                  <VALUE>2014</VALUE>
               </RESOURCE_LEGAL_YEAR>
               <IS_ABOUT type="concept">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/authority/fd_555/06202020</VALUE>
                     <IDENTIFIER>06202020</IDENTIFIER>
                     <TYPE>fd_555</TYPE>
                  </URI>
                  <OP-CODE>06202020</OP-CODE>
                  <IDENTIFIER>06202020</IDENTIFIER>
                  <PREFLABEL>Banks</PREFLABEL>
               </IS_ABOUT>
               <DATE_CREATION_LEGACY type="date">
                  <VALUE>2014-11-07</VALUE>
                  <YEAR>2014</YEAR>
                  <MONTH>11</MONTH>
                  <DAY>07</DAY>
               </DATE_CREATION_LEGACY>
               <WORK_CITES_WORK type="link">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/cellar/0baaf4bd-450e-4b61-8bfd-6d7bad1f97cf</VALUE>
                     <IDENTIFIER>0baaf4bd-450e-4b61-8bfd-6d7bad1f97cf</IDENTIFIER>
                     <TYPE>cellar</TYPE>
                  </URI>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/eli/dir/2009/65/oj</VALUE>
                        <IDENTIFIER>dir:2009:65:oj</IDENTIFIER>
                        <TYPE>eli</TYPE>
                     </URI>
                  </SAMEAS>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/oj/JOL_2009_302_R_0032_01</VALUE>
                        <IDENTIFIER>JOL_2009_302_R_0032_01</IDENTIFIER>
                        <TYPE>oj</TYPE>
                     </URI>
                  </SAMEAS>
                  <SAMEAS>
                     <URI>
                        <VALUE>http://publications.europa.eu/resource/celex/32009L0065</VALUE>
                        <IDENTIFIER>32009L0065</IDENTIFIER>
                        <TYPE>celex</TYPE>
                     </URI>
                  </SAMEAS>
               </WORK_CITES_WORK>
               <RESOURCE_LEGAL_NUMBER_NATURAL_CELEX type="data">
                  <VALUE>1187</VALUE>
               </RESOURCE_LEGAL_NUMBER_NATURAL_CELEX>
               <YEAR type="data">
                  <VALUE>2014</VALUE>
               </YEAR>
               <ELI type="data">
                  <VALUE>http://data.europa.eu/eli/reg_del/2014/1187/oj</VALUE>
               </ELI>
               <WORK_HAS_RESOURCE-TYPE type="concept">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/authority/resource-type/REG_DEL</VALUE>
                     <IDENTIFIER>REG_DEL</IDENTIFIER>
                     <TYPE>resource-type</TYPE>
                  </URI>
                  <OP-CODE>REG_DEL</OP-CODE>
                  <IDENTIFIER>REG_DEL</IDENTIFIER>
                  <PREFLABEL>Delegated regulation</PREFLABEL>
               </WORK_HAS_RESOURCE-TYPE>
               <TYPE>cdm:regulation_delegated</TYPE>
               <TYPE>cdm:work</TYPE>
               <TYPE>cdm:legislation_secondary</TYPE>
               <TYPE>cdm:resource_legal</TYPE>
               <TYPE>R</TYPE>
               <TYPE>cdm:regulation</TYPE>
            </WORK>
            <EXPRESSION xmlns="">
               <URI>
                  <VALUE>http://publications.europa.eu/resource/cellar/385ad12b-6650-11e4-ba48-01aa75ed71a1.0006</VALUE>
                  <IDENTIFIER>385ad12b-6650-11e4-ba48-01aa75ed71a1.0006</IDENTIFIER>
                  <TYPE>cellar</TYPE>
               </URI>
               <SAMEAS>
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/oj/JOL_2014_324_R_0001.ENG</VALUE>
                     <IDENTIFIER>JOL_2014_324_R_0001.ENG</IDENTIFIER>
                     <TYPE>oj</TYPE>
                  </URI>
               </SAMEAS>
               <SAMEAS>
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/planjo/20141002-045.ENG</VALUE>
                     <IDENTIFIER>20141002-045.ENG</IDENTIFIER>
                     <TYPE>planjo</TYPE>
                  </URI>
               </SAMEAS>
               <SAMEAS>
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/immc/20141002-045%3AC-2014-6946.ENG</VALUE>
                     <IDENTIFIER>20141002-045:C-2014-6946.ENG</IDENTIFIER>
                     <TYPE>immc</TYPE>
                  </URI>
               </SAMEAS>
               <SAMEAS>
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/uriserv/OJ.L_.2014.324.01.0001.01.ENG</VALUE>
                     <IDENTIFIER>OJ.L_.2014.324.01.0001.01.ENG</IDENTIFIER>
                     <TYPE>uriserv</TYPE>
                  </URI>
               </SAMEAS>
               <SAMEAS>
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/celex/32014R1187.ENG</VALUE>
                     <IDENTIFIER>32014R1187.ENG</IDENTIFIER>
                     <TYPE>celex</TYPE>
                  </URI>
               </SAMEAS>
               <LASTMODIFICATIONDATE type="date">
                  <VALUE>2015-11-06T15:18:10.464+01:00</VALUE>
                  <YEAR>2015</YEAR>
                  <MONTH>11</MONTH>
                  <DAY>06</DAY>
               </LASTMODIFICATIONDATE>
               <EXPRESSION_USES_LANGUAGE type="concept">
                  <URI>
                     <VALUE>http://publications.europa.eu/resource/authority/language/ENG</VALUE>
                     <IDENTIFIER>ENG</IDENTIFIER>
                     <TYPE>language</TYPE>
                  </URI>
                  <OP-CODE>ENG</OP-CODE>
                  <IDENTIFIER>ENG</IDENTIFIER>
                  <PREFLABEL>English</PREFLABEL>
                  <ALTLABEL>English</ALTLABEL>
               </EXPRESSION_USES_LANGUAGE>
               <TITLE type="data">
                  <VALUE>Commission Delegated Regulation (EU) No 1187/2014 of 2 October 2014 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council as regards regulatory technical standards for determining the overall exposure to a client or a group of connected clients in respect of transactions with underlying assets  Text with EEA relevance</VALUE>
               </TITLE>
               <LANG type="data">
                  <VALUE>en</VALUE>
               </LANG>
               <EXPRESSION_TITLE type="data">
                  <VALUE>Commission Delegated Regulation (EU) No 1187/2014 of 2 October 2014 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council as regards regulatory technical standards for determining the overall exposure to a client or a group of connected clients in respect of transactions with underlying assets  Text with EEA relevance</VALUE>
               </EXPRESSION_TITLE>
               <TITLE type="data">
                  <VALUE>CELEX1</VALUE>
               </TITLE>
               <LANG type="data">
                  <VALUE>eng</VALUE>
               </LANG>
            </EXPRESSION>
         </ukm:EURLexMetadata><ukm:DocumentCurrentStatus><ukm:UKAmended Value="true"/></ukm:DocumentCurrentStatus><ukm:UnappliedEffects><ukm:UnappliedEffect RequiresApplied="true" AffectedYear="2014" Modified="2026-03-02T11:20:22Z" AffectedURI="http://www.legislation.gov.uk/id/eur/2014/1187" AffectedNumber="1187" AffectedClass="EuropeanUnionRegulation" Row="784" URI="http://www.legislation.gov.uk/id/effect/key-b0e1dce8c9b2b7cb155b7fa7a36dde18" AffectingNumber="29" Type="revoked" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="Sch. 1 Pt. 1 3" AffectedProvisions="Regulation" Comments="made under Regulation (EU) No 575/2013 Sch. 1 Pt. 1 Researched using EU Publications Office data" AffectingYear="2023" EffectId="key-b0e1dce8c9b2b7cb155b7fa7a36dde18" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2023/29"><ukm:AffectedTitle>Commission Delegated Regulation (EU) No 1187/2014 of 2 October 2014 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council as regards regulatory technical standards for determining the overall exposure to a client or a group of connected clients in respect of transactions with underlying assets (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedProvisions>Regulation</ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services and Markets Act 2023</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-1" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/1">Sch. 1 </ukm:Section><ukm:Section Ref="schedule-1-part-1" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/1/part/1">Pt. 1</ukm:Section> <ukm:Section Ref="schedule-1-part-3" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/1/part/3">3</ukm:Section></ukm:AffectingProvisions><ukm:Savings><ukm:Section Ref="section-1-4" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/1/4">s. 1(4)</ukm:Section></ukm:Savings><ukm:CommencementAuthority><ukm:Section Ref="section-86-3" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/86/3">s. 86(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Applied="false" Prospective="true" Qualification=""/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedProvisions="Pt. 2" EffectId="key-8f9cf1b96583a809e9218c8e0e1d00ab" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingEffectsExtent="E+W+S+N.I." Type="revoked" AffectedYear="2014" AffectingNumber="1078" AffectingYear="2021" Modified="2022-05-09T11:12:40Z" URI="http://www.legislation.gov.uk/id/effect/key-8f9cf1b96583a809e9218c8e0e1d00ab" Row="5" AffectedClass="EuropeanUnionRegulation" AffectedURI="http://www.legislation.gov.uk/id/eur/2014/1187" AffectedNumber="1187" AffectingURI="http://www.legislation.gov.uk/id/uksi/2021/1078" RequiresApplied="false" Notes="This amendment not applied to legislation.gov.uk. The affected provision Pt. 2 (PRA) was modified by a non-legislative instrument (Technical Standards (Capital Requirements) (EU Exit) (No.3) Instrument 2019) and is not present in the text of the retained EU legislation on legislation.gov.uk. Details of the non-legislative modifications can be found on the Bank of England’s website on the page entitled “The Bank of England’s amendments to financial services legislation under the European Union (Withdrawal) Act 2018”." AffectingProvisions="reg. 13(2)(c)"><ukm:AffectedTitle>Commission Delegated Regulation (EU) No 1187/2014 of 2 October 2014 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council as regards regulatory technical standards for determining the overall exposure to a client or a group of connected clients in respect of transactions with underlying assets (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Commission Delegated Regulation (EU) No 1187/2014 of 2 October 2014 supplementing Regulation (EU) No 575/2013 of the European Parliament and of the Council as regards regulatory technical standards for determining the overall exposure to a client or a group of connected clients in respect of transactions with underlying assets  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-2" URI="http://www.legislation.gov.uk/id/eur/2014/1187/part/2" err:Ref="Section missing in legislation" Missing="true">Pt. 2</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Capital Requirements Regulation (Amendment) Regulations 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-13-2-c" URI="http://www.legislation.gov.uk/id/uksi/2021/1078/regulation/13/2/c">reg. 13(2)(c)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-1" URI="http://www.legislation.gov.uk/id/uksi/2021/1078/regulation/1/1">reg. 1(1)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2022-01-01" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect></ukm:UnappliedEffects></ukm:EUMetadata>
					

                    
									 
					<ukm:Alternatives><ukm:Alternative URI="http://www.legislation.gov.uk/eur/2014/1187/pdfs/eur_20141187_adopted_en.pdf" Date="2014-11-07" Size="740526"/> </ukm:Alternatives>
					
					<ukm:Statistics>
									<ukm:TotalParagraphs Value="8"/>
									<ukm:BodyParagraphs Value="8"/>
									<ukm:ScheduleParagraphs Value="0"/>
									<ukm:AttachmentParagraphs Value="0"/>
									<ukm:TotalImages Value="0"/>
								</ukm:Statistics>
				</ukm:Metadata><EURetained><EUBody DocumentURI="http://www.legislation.gov.uk/eur/2014/1187/body" IdURI="http://www.legislation.gov.uk/id/eur/2014/1187/body" NumberOfProvisions="8" RestrictExtent="E+W+S+N.I." RestrictStartDate="2014-10-02"><P1group RestrictExtent="E+W+S+N.I." RestrictStartDate="2014-10-02"><Title>Identification of exposures resulting from transactions</Title><P1 DocumentURI="http://www.legislation.gov.uk/eur/2014/1187/article/3" IdURI="http://www.legislation.gov.uk/id/eur/2014/1187/article/3" id="article-3">
               <Pnumber>Article 3</Pnumber>
               <P1para>
                  <P2 DocumentURI="http://www.legislation.gov.uk/eur/2014/1187/article/3/1" IdURI="http://www.legislation.gov.uk/id/eur/2014/1187/article/3/1" id="article-3-1">
                     <Pnumber PuncBefore="" PuncAfter=".">1</Pnumber>
                     <P2para>
                        <Text>An institution shall determine the contribution to the overall exposure to a certain client or group of connected clients that results from a certain transaction in accordance with the methodology set out in Articles 4, 5 and 6.</Text>
                     </P2para>
                     <P2para>
                        <Text>The institution shall determine separately for each of the underlying assets its exposure to this underlying asset in accordance with Article 5.</Text>
                     </P2para>
                  </P2>
                  <P2 DocumentURI="http://www.legislation.gov.uk/eur/2014/1187/article/3/2" IdURI="http://www.legislation.gov.uk/id/eur/2014/1187/article/3/2" id="article-3-2">
                     <Pnumber PuncBefore="" PuncAfter=".">2</Pnumber>
                     <P2para>
                        <Text>An institution shall assess whether a certain transaction constitutes an additional exposure in accordance with Article 7.</Text>
                     </P2para>
                  </P2>
               </P1para>
            </P1></P1group></EUBody></EURetained></Legislation>