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					<dc:identifier>http://www.legislation.gov.uk/eur/2013/575/article/521</dc:identifier><dc:title>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</dc:title><dct:alternative>Regulation (EU) No 575/2013 of the European Parliament and of the Council</dct:alternative><dc:description>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</dc:description><dc:publisher>King's Printer of Acts of Parliament</dc:publisher><dc:source>https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02013R0575-20201228</dc:source><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:modified>2026-01-13</dc:modified><dc:contributor>Expert Participation</dc:contributor><dct:valid>2026-01-01</dct:valid>
					
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Reg. 64(23) omitted (6.9.2019) by virtue of S.I. 2019/1232, regs. 1(2), 3(3)(c)(iii)" Type="words substituted" AffectedProvisions="Art. 4.1(28)" Comments="IP completion day" AffectingEffectsExtent="E+W+S+N.I." EffectId="key-19539b3ab45af22bc66a2c129fbff6b9" Row="201" AffectingURI="http://www.legislation.gov.uk/id/uksi/2018/1401"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="article-4.1-28" URI="http://www.legislation.gov.uk/id/eur/2013/575/article/4.1/28" err:Ref="Section missing in legislation" Missing="true">Art. 4.1(28)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Capital Requirements (Amendment) (EU Exit) Regulations 2018</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-64-23-c" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/64/23/c">reg. 64(23)(c)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect RequiresApplied="false" AffectingNumber="1401" AffectedNumber="575" Comments="IP completion day" Type="words substituted" URI="http://www.legislation.gov.uk/id/effect/key-08b3ceeea1503e3745d03adc6db5d685" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" AffectingYear="2018" AffectingEffectsExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/uksi/2018/1401" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedYear="2013" AffectedClass="EuropeanUnionRegulation" Row="434" AffectingProvisions="reg. 86(a)" Modified="2022-08-18T11:31:35Z" Notes="This amendment not applied to legislation.gov.uk. Reg. 86(a) omitted immediately before IP completion day by virtue of S.I. 2020/1470, reg. 1(4), Sch. 2 para. 17" EffectId="key-08b3ceeea1503e3745d03adc6db5d685" AffectedProvisions="Art. 31(1)(b)" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="article-31-1-b" URI="http://www.legislation.gov.uk/id/eur/2013/575/article/31/1/b" FoundRef="article-31">Art. 31(1)(b)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Capital Requirements (Amendment) (EU Exit) Regulations 2018</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-86-a" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/86/a">reg. 86(a)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Row="437" AffectingNumber="1401" AffectedYear="2013" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" AffectingEffectsExtent="E+W+S+N.I." EffectId="key-4805101c57ae1b2d847d0759ca46ca85" AffectingYear="2018" AffectedClass="EuropeanUnionRegulation" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" AffectedNumber="575" RequiresApplied="false" AffectingClass="UnitedKingdomStatutoryInstrument" Modified="2022-08-18T11:31:35Z" URI="http://www.legislation.gov.uk/id/effect/key-4805101c57ae1b2d847d0759ca46ca85" Comments="IP completion day" Type="words inserted" AffectedProvisions="Art. 31(1)(c)" Notes="This amendment not applied to legislation.gov.uk. Reg. 86(b) omitted immediately before IP completion day by virtue of S.I. 2020/1470, reg. 1(4), Sch. 2 para. 17" AffectingProvisions="reg. 86(b)" AffectingURI="http://www.legislation.gov.uk/id/uksi/2018/1401"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="article-31-1-c" URI="http://www.legislation.gov.uk/id/eur/2013/575/article/31/1/c" FoundRef="article-31">Art. 31(1)(c)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Capital Requirements (Amendment) (EU Exit) Regulations 2018</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-86-b" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/86/b">reg. 86(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedProvisions="Art. 78(1)(b)" AffectedClass="EuropeanUnionRegulation" Row="617" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" AffectingClass="UnitedKingdomStatutoryInstrument" URI="http://www.legislation.gov.uk/id/effect/key-f619ceb6c6f3608b6818986a771bd027" AffectingNumber="1401" AffectingURI="http://www.legislation.gov.uk/id/uksi/2018/1401" RequiresApplied="false" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" AffectedNumber="575" AffectedYear="2013" AffectingYear="2018" AffectingProvisions="reg. 94(2)(a)" Notes="This amendment not applied to legislation.gov.uk. Reg. 94(2) omitted (6.9.2019) by virtue of S.I. 2019/1232, regs. 1(2), 3(3)(h)" Type="words substituted" Modified="2022-08-18T11:31:35Z" EffectId="key-f619ceb6c6f3608b6818986a771bd027" AffectingEffectsExtent="E+W+S+N.I." Comments="IP completion day"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="article-78-1-b" URI="http://www.legislation.gov.uk/id/eur/2013/575/article/78/1/b" FoundRef="article-78">Art. 78(1)(b)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Capital Requirements (Amendment) (EU Exit) Regulations 2018</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-94-2-a" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/94/2/a">reg. 94(2)(a)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Type="words substituted" AffectedProvisions="Art. 78(1)(b)" Comments="IP completion day" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" AffectingURI="http://www.legislation.gov.uk/id/uksi/2018/1401" AffectedNumber="575" AffectedYear="2013" AffectingNumber="1401" RequiresApplied="false" AffectingEffectsExtent="E+W+S+N.I." EffectId="key-7573dd405b011d353e4ffb60e5899c6f" URI="http://www.legislation.gov.uk/id/effect/key-7573dd405b011d353e4ffb60e5899c6f" AffectedClass="EuropeanUnionRegulation" Notes="This amendment not applied to legislation.gov.uk. Reg. 94(2) omitted (6.9.2019) by virtue of S.I. 2019/1232, regs. 1(2), 3(3)(h)" AffectingProvisions="reg. 94(2)(b)" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" AffectingYear="2018" Row="618" Modified="2022-08-18T11:31:35Z" AffectingClass="UnitedKingdomStatutoryInstrument"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="article-78-1-b" URI="http://www.legislation.gov.uk/id/eur/2013/575/article/78/1/b" FoundRef="article-78">Art. 78(1)(b)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Capital Requirements (Amendment) (EU Exit) Regulations 2018</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-94-2-b" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/94/2/b">reg. 94(2)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect URI="http://www.legislation.gov.uk/id/effect/key-d168f4933065ef2bc6cabf06fec87f04" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedNumber="575" AffectedYear="2013" Modified="2022-08-18T11:31:35Z" Type="word substituted" AffectingEffectsExtent="E+W+S+N.I." Notes="This amendment not applied to legislation.gov.uk. The words to be substituted in Art. 124(4) are not present following the substitution of Art 124 by Corrigendum to Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (OJ L 176, 27.6.2013, p. 1)." AffectingYear="2018" RequiresApplied="false" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" AffectedClass="EuropeanUnionRegulation" AffectingNumber="1401" EffectId="key-d168f4933065ef2bc6cabf06fec87f04" AffectingProvisions="reg. 225(1)(2)(3)(b)" Row="874" AffectedProvisions="Art. 124(4)(b)" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" Comments="IP completion day - Words to be removed by way of substitution not present since 2013-06-28 amendment of Art. 124(4). - Words to be removed by way of substitution not present since 2013-06-28 amendment of Art. 124(4)." AffectingURI="http://www.legislation.gov.uk/id/uksi/2018/1401"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="article-124-4-b" URI="http://www.legislation.gov.uk/id/eur/2013/575/article/124/4/b" FoundRef="article-124">Art. 124(4)(b)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Capital Requirements (Amendment) (EU Exit) Regulations 2018</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-225-1" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/225/1">reg. 225(1)</ukm:Section><ukm:Section Ref="regulation-225-2" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/225/2">(2)</ukm:Section><ukm:Section Ref="regulation-225-3-b" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/225/3/b">reg. 225(3)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect RequiresApplied="false" AffectingNumber="1401" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedNumber="575" Row="1279" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" AffectedYear="2013" Modified="2022-08-18T11:31:35Z" AffectingYear="2018" AffectingProvisions="reg. 157" EffectId="key-72bf9a39a83331dfb73f8b6e3d0c5dff" AffectingURI="http://www.legislation.gov.uk/id/uksi/2018/1401" Type="word omitted" AffectedProvisions="Art. 325(3)(a)" AffectedClass="EuropeanUnionRegulation" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" AffectingEffectsExtent="E+W+S+N.I." Comments="IP completion day - Word to be omitted not present - lex error? - Word to be omitted not present - lex error?" Notes="This amendment not applied to elgislation.gov.uk. The words to be omitted are not present in Art. 325(3)(a)" URI="http://www.legislation.gov.uk/id/effect/key-72bf9a39a83331dfb73f8b6e3d0c5dff"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="article-325-3-a" URI="http://www.legislation.gov.uk/id/eur/2013/575/article/325/3/a" FoundRef="article-325">Art. 325(3)(a)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Capital Requirements (Amendment) (EU Exit) Regulations 2018</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-157" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/157">reg. 157</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect RequiresApplied="false" AffectedNumber="575" EffectId="key-f0c8552c190630b971c0a0790260ffbd" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" AffectingClass="EuropeanUnionRegulation" URI="http://www.legislation.gov.uk/id/effect/key-f0c8552c190630b971c0a0790260ffbd" AffectingURI="http://www.legislation.gov.uk/id/eur/2019/2033" AffectingNumber="2033" AffectingYear="2019" Type="repeal" AffectedClass="EuropeanUnionRegulation" AffectedYear="2013" AffectedProvisions="Pt. 3 Title 1 Ch. 1 SECTION 2 A 95" AffectingProvisions="Regulation" Notes="This amendment by the EU not applied to legislation.gov.uk because it is brought into force after IP completion day." Modified="2022-04-14T11:59:42Z" Row="1904"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-3-title-1" URI="http://www.legislation.gov.uk/id/eur/2013/575/part/3/title/1" err:Ref="Section missing in legislation" Missing="true">Pt. 3 Title 1 </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-3-title-1-chapter-1" URI="http://www.legislation.gov.uk/id/eur/2013/575/part/3/title/1/chapter/1" err:Ref="Section missing in legislation" Missing="true">Ch. 1</ukm:Section> SECTION 2 A 95</ukm:AffectedProvisions><ukm:AffectingTitle>Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (Text with EEA relevance)</ukm:AffectingTitle><ukm:AffectingProvisions>Regulation</ukm:AffectingProvisions><ukm:InForceDates><ukm:InForce Date="2026-06-26" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" AffectingNumber="2033" AffectingClass="EuropeanUnionRegulation" Notes="This amendment by the EU not applied to legislation.gov.uk because it is brought into force after IP completion day." AffectedNumber="575" Type="repeal" AffectedYear="2013" AffectingProvisions="Regulation" URI="http://www.legislation.gov.uk/id/effect/key-d8b3c7c9fa5a57bcde6ee9dc10faa114" Modified="2022-04-14T11:59:42Z" RequiresApplied="false" AffectedProvisions="Pt. 3 Title 1 Ch. 1 SECTION 2" EffectId="key-d8b3c7c9fa5a57bcde6ee9dc10faa114" AffectingURI="http://www.legislation.gov.uk/id/eur/2019/2033" Row="1905" AffectingYear="2019" AffectedClass="EuropeanUnionRegulation"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-3-title-1" URI="http://www.legislation.gov.uk/id/eur/2013/575/part/3/title/1" err:Ref="Section missing in legislation" Missing="true">Pt. 3 Title 1 </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-3-title-1-chapter-1" URI="http://www.legislation.gov.uk/id/eur/2013/575/part/3/title/1/chapter/1" err:Ref="Section missing in legislation" Missing="true">Ch. 1</ukm:Section> SECTION 2</ukm:AffectedProvisions><ukm:AffectingTitle>Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (Text with EEA relevance)</ukm:AffectingTitle><ukm:AffectingProvisions>Regulation</ukm:AffectingProvisions><ukm:InForceDates><ukm:InForce Date="2026-06-26" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="2033" AffectingProvisions="Regulation" RequiresApplied="false" Modified="2022-04-14T11:59:42Z" AffectedProvisions="Pt. 3 Title 1 Ch. 1 SECTION 2 A 98" Type="repeal" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" AffectedClass="EuropeanUnionRegulation" AffectedYear="2013" AffectedNumber="575" AffectingClass="EuropeanUnionRegulation" EffectId="key-74a6152dd194ca132cb34aac19c12f8a" AffectingYear="2019" AffectingURI="http://www.legislation.gov.uk/id/eur/2019/2033" Row="1906" URI="http://www.legislation.gov.uk/id/effect/key-74a6152dd194ca132cb34aac19c12f8a" Notes="This amendment by the EU not applied to legislation.gov.uk because it is brought into force after IP completion day."><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-3-title-1" URI="http://www.legislation.gov.uk/id/eur/2013/575/part/3/title/1" err:Ref="Section missing in legislation" Missing="true">Pt. 3 Title 1 </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-3-title-1-chapter-1" URI="http://www.legislation.gov.uk/id/eur/2013/575/part/3/title/1/chapter/1" err:Ref="Section missing in legislation" Missing="true">Ch. 1</ukm:Section> SECTION 2 A 98</ukm:AffectedProvisions><ukm:AffectingTitle>Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (Text with EEA relevance)</ukm:AffectingTitle><ukm:AffectingProvisions>Regulation</ukm:AffectingProvisions><ukm:InForceDates><ukm:InForce Date="2026-06-26" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingYear="2019" AffectingClass="EuropeanUnionRegulation" Notes="This amendment by the EU not applied to legislation.gov.uk because it is brought into force after IP completion day." AffectedYear="2013" Row="1907" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" Type="repeal" EffectId="key-012bee8a64d64357ce8b233be1ec53dd" AffectedNumber="575" AffectingProvisions="Regulation" Modified="2022-04-14T11:59:42Z" AffectedProvisions="Pt. 3 Title 1 Ch. 1 SECTION 2 A 96" AffectedClass="EuropeanUnionRegulation" RequiresApplied="false" URI="http://www.legislation.gov.uk/id/effect/key-012bee8a64d64357ce8b233be1ec53dd" AffectingURI="http://www.legislation.gov.uk/id/eur/2019/2033" AffectingNumber="2033"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-3-title-1" URI="http://www.legislation.gov.uk/id/eur/2013/575/part/3/title/1" err:Ref="Section missing in legislation" Missing="true">Pt. 3 Title 1 </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-3-title-1-chapter-1" URI="http://www.legislation.gov.uk/id/eur/2013/575/part/3/title/1/chapter/1" err:Ref="Section missing in legislation" Missing="true">Ch. 1</ukm:Section> SECTION 2 A 96</ukm:AffectedProvisions><ukm:AffectingTitle>Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (Text with EEA relevance)</ukm:AffectingTitle><ukm:AffectingProvisions>Regulation</ukm:AffectingProvisions><ukm:InForceDates><ukm:InForce Date="2026-06-26" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedProvisions="Pt. 3 Title 1 Ch. 1 SECTION 2 A 97" Modified="2022-04-14T11:59:42Z" Row="1908" AffectingProvisions="Regulation" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" AffectingClass="EuropeanUnionRegulation" AffectingNumber="2033" Type="repeal" RequiresApplied="false" AffectingYear="2019" AffectedNumber="575" EffectId="key-ec9183b2e364e8f88193d1a3c5f26497" Notes="This amendment by the EU not applied to legislation.gov.uk because it is brought into force after IP completion day." URI="http://www.legislation.gov.uk/id/effect/key-ec9183b2e364e8f88193d1a3c5f26497" AffectingURI="http://www.legislation.gov.uk/id/eur/2019/2033" AffectedClass="EuropeanUnionRegulation" AffectedYear="2013"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-3-title-1" URI="http://www.legislation.gov.uk/id/eur/2013/575/part/3/title/1" err:Ref="Section missing in legislation" Missing="true">Pt. 3 Title 1 </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-3-title-1-chapter-1" URI="http://www.legislation.gov.uk/id/eur/2013/575/part/3/title/1/chapter/1" err:Ref="Section missing in legislation" Missing="true">Ch. 1</ukm:Section> SECTION 2 A 97</ukm:AffectedProvisions><ukm:AffectingTitle>Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (Text with EEA relevance)</ukm:AffectingTitle><ukm:AffectingProvisions>Regulation</ukm:AffectingProvisions><ukm:InForceDates><ukm:InForce Date="2026-06-26" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Notes="This amendment not applied to legislation.gov.uk. Amending provision substituted by S.I. 2021/1376" AffectingYear="2021" AffectedYear="2013" AffectedProvisions="Art. 11(6)(a)" AffectedClass="EuropeanUnionRegulation" Modified="2022-08-18T11:31:35Z" Type="words substituted" RequiresApplied="false" AffectingEffectsExtent="E+W+S+N.I." AffectedNumber="575" EffectId="key-5def153634a0f03c7b3fab70cc1b56b8" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" AffectingNumber="1078" AffectingURI="http://www.legislation.gov.uk/id/uksi/2021/1078" AffectingProvisions="reg. 4(5)(c)" URI="http://www.legislation.gov.uk/id/effect/key-5def153634a0f03c7b3fab70cc1b56b8" Row="324"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="article-11-6-a" URI="http://www.legislation.gov.uk/id/eur/2013/575/article/11/6/a" FoundRef="article-11">Art. 11(6)(a)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Capital Requirements Regulation (Amendment) Regulations 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-4-5-c" URI="http://www.legislation.gov.uk/id/uksi/2021/1078/regulation/4/5/c">reg. 4(5)(c)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-1" URI="http://www.legislation.gov.uk/id/uksi/2021/1078/regulation/1/1">reg. 1(1)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2022-01-01" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" AffectedClass="EuropeanUnionRegulation" AffectingNumber="1078" AffectedYear="2013" AffectingURI="http://www.legislation.gov.uk/id/uksi/2021/1078" Row="1675" AffectingYear="2021" AffectingEffectsExtent="E+W+S+N.I." Type="omitted" AffectingClass="UnitedKingdomStatutoryInstrument" EffectId="key-bc44768792e1c20e6c39e5f47d8022f7" Notes="This amendment not applied to legislation.gov.uk. Amending provision substituted by S.I. 2021/1376" Modified="2022-08-18T11:31:35Z" AffectedNumber="575" AffectingProvisions="reg. 11(2)(a)(iv)" URI="http://www.legislation.gov.uk/id/effect/key-bc44768792e1c20e6c39e5f47d8022f7" RequiresApplied="false" AffectedProvisions="Art. 456(1)(h)(i)"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="article-456-1-h-i" URI="http://www.legislation.gov.uk/id/eur/2013/575/article/456/1/h/i" FoundRef="article-456">Art. 456(1)(h)(i)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Capital Requirements Regulation (Amendment) Regulations 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-11-2-a-iv" URI="http://www.legislation.gov.uk/id/uksi/2021/1078/regulation/11/2/a/iv">reg. 11(2)(a)(iv)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-1" URI="http://www.legislation.gov.uk/id/uksi/2021/1078/regulation/1/1">reg. 1(1)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2022-01-01" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedProvisions="Art. 459(b)" AffectingProvisions="reg. 11(5)(a)" AppliedModified="2022-07-19T15:46:14.336934+01:00" AffectedClass="EuropeanUnionRegulation" AffectingYear="2021" RequiresApplied="false" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" Row="1706" AffectingNumber="1078" AffectingEffectsExtent="E+W+S+N.I." EffectId="key-b5662381ebb88434ad1633356eca0cd5" AffectedYear="2013" AffectingClass="UnitedKingdomStatutoryInstrument" URI="http://www.legislation.gov.uk/id/effect/key-24bd6ac3daaab07386d92e4b0f429b09" AffectedNumber="575" Notes="This amendment not applied to legislation.gov.uk. Amending provision substituted by S.I. 2021/1376" Modified="2022-08-18T11:31:35Z" Type="omitted" AffectingURI="http://www.legislation.gov.uk/id/uksi/2021/1078"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="article-459-b" URI="http://www.legislation.gov.uk/id/eur/2013/575/article/459/b" FoundRef="article-459">Art. 459(b)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Capital Requirements Regulation (Amendment) Regulations 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-11-5-a" URI="http://www.legislation.gov.uk/id/uksi/2021/1078/regulation/11/5/a">reg. 11(5)(a)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-1" URI="http://www.legislation.gov.uk/id/uksi/2021/1078/regulation/1/1">reg. 1(1)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2022-01-01" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect URI="http://www.legislation.gov.uk/id/effect/key-2aebd0e1834e76b2131ff00a4b65c098" AffectingClass="UnitedKingdomStatutoryInstrument" Modified="2022-08-18T11:31:35Z" Type="words substituted" AffectingEffectsExtent="E+W+S+N.I." AffectedProvisions="Art. 459(c)" AffectedYear="2013" AffectingURI="http://www.legislation.gov.uk/id/uksi/2021/1078" Row="1708" AffectingProvisions="reg. 11(5)(b)" Notes="This amendment not applied to legislation.gov.uk. Amending provision substituted by S.I. 2021/1376" AffectedNumber="575" RequiresApplied="false" AffectingYear="2021" EffectId="key-2aebd0e1834e76b2131ff00a4b65c098" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" AffectedClass="EuropeanUnionRegulation" AffectingNumber="1078"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="article-459-c" URI="http://www.legislation.gov.uk/id/eur/2013/575/article/459/c" FoundRef="article-459">Art. 459(c)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Capital Requirements Regulation (Amendment) Regulations 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-11-5-b" URI="http://www.legislation.gov.uk/id/uksi/2021/1078/regulation/11/5/b">reg. 11(5)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-1" URI="http://www.legislation.gov.uk/id/uksi/2021/1078/regulation/1/1">reg. 1(1)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2022-01-01" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Row="231" Type="words substituted" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" AffectingNumber="22" AffectedClass="EuropeanUnionRegulation" AffectedProvisions="Art. 450(1)(d)" AffectingProvisions="Sch. 1 para. 41" URI="http://www.legislation.gov.uk/id/effect/key-20bc67bb5b7d7952a0efafa8f80876e2" AffectingEffectsExtent="E+W+S+N.I." AppliedModified="2022-07-19T15:46:14.336934+01:00" Modified="2023-08-29T11:14:38Z" AffectedYear="2013" AffectingYear="2021" AffectingClass="UnitedKingdomPublicGeneralAct" RequiresApplied="false" EffectId="key-20bc67bb5b7d7952a0efafa8f80876e2" AffectedNumber="575" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Notes="This amendment not applied to legislation.gov.uk. Pt. 8 omitted (1.1.2022) by virtue of S.I. 2021/1078, regs. 1(1), 10 (as substituted by S.I. 2021/1376, regs. 1(2), 32(4))"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="article-450-1-d" URI="http://www.legislation.gov.uk/id/eur/2013/575/article/450/1/d" FoundRef="article-450">Art. 450(1)(d)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="schedule-1" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/1">Sch. 1 </ukm:Section><ukm:Section Ref="schedule-1-paragraph-41" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/1/paragraph/41">para. 41</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Prospective="true" Qualification=""/><ukm:InForce CommencingURI="http://www.legislation.gov.uk/id/uksi/2021/671" CommencingClass="UnitedKingdomStatutoryInstrument" Date="2022-01-01" Qualification="wholly in force" CommencingYear="2021" CommencingNumber="671" AppendedCommentary="(as amended by S.I. 2021/1163, regs. 1(2), 2)"><ukm:CommencingProvisions><ukm:Section Ref="regulation-5-1-b" URI="http://www.legislation.gov.uk/id/uksi/2021/671/regulation/5/1/b" FoundRef="regulation-5">reg. 5(1)(b)</ukm:Section></ukm:CommencingProvisions><ukm:CommencingSavings><ukm:Section Ref="regulation-5-2" URI="http://www.legislation.gov.uk/id/uksi/2021/671/regulation/5/2">reg. 5(2)</ukm:Section></ukm:CommencingSavings></ukm:InForce></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Row="435" URI="http://www.legislation.gov.uk/id/effect/key-f62390b92d8245d876e69a0d97a04abb" AffectingEffectsExtent="E+W+S+N.I." AffectingNumber="1301" Modified="2022-08-18T11:31:35Z" Comments="IP completion day - earlier amending provision repealed - TOES correction: Amendment not required - earlier amending provision repealed - TOES correction: Amendment not required - earlier amending provision repealed" AffectedProvisions="Art. 31(1)(b)" RequiresApplied="false" AffectedNumber="575" AffectedYear="2013" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingProvisions="reg. 3 Sch. para. 11(g)" Type="words substituted in earlier amending provision S.I. 2018/1401, reg. 86(a)" AffectedClass="EuropeanUnionRegulation" Notes="This amendment not applied to legislation.gov.uk. Reg. 86(a) omitted immediately before IP completion day by virtue of S.I. 2020/1470, reg. 1(4), Sch. 2 para. 17" EffectId="key-f62390b92d8245d876e69a0d97a04abb" AffectingURI="http://www.legislation.gov.uk/id/uksi/2020/1301" AffectingYear="2020" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="article-31-1-b" URI="http://www.legislation.gov.uk/id/eur/2013/575/article/31/1/b" FoundRef="article-31">Art. 31(1)(b)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-3" URI="http://www.legislation.gov.uk/id/uksi/2020/1301/regulation/3">reg. 3</ukm:Section> <ukm:Section Ref="schedule" URI="http://www.legislation.gov.uk/id/uksi/2020/1301/schedule">Sch. </ukm:Section><ukm:Section Ref="schedule-paragraph-11-g" URI="http://www.legislation.gov.uk/id/uksi/2020/1301/schedule/paragraph/11/g">para. 11(g)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1" URI="http://www.legislation.gov.uk/id/uksi/2020/1301/regulation/1">reg. 1</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect EffectId="key-ebd047bdef8dc78fd27b397c6fcdeb75" AffectingProvisions="reg. 74(3)(c)" RequiresApplied="false" Modified="2024-09-27T09:52:27Z" Notes="This amendment not applied to legisaltion.gov.uk. Art. 18(8) substituted (31.12.2020) by S.I. 2019/264, regs. 1, 5(3)." AffectedProvisions="Art. 18(8)(a)" AffectingURI="http://www.legislation.gov.uk/id/uksi/2020/1385" AffectedNumber="575" AffectedYear="2013" AffectingYear="2020" Comments="IP completion day - Lex error? - Art. 18(8) is substituted by the earlier amending (same CIF) S.I. 2019/264, reg. 5(3). - Lex error? - Art. 18(8) is substituted by the earlier amending (same CIF) S.I. 2019/264, reg. 5(3). - Lex error? - Art. 18(8) is substituted by the earlier amending (same CIF) S.I. 2019/264, reg. 5(3). - Lex error? - Art. 18(8) is substituted by the earlier amending (same CIF) S.I. 2019/264, reg. 5(3)." Type="words substituted" Row="371" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedClass="EuropeanUnionRegulation" AffectingNumber="1385" URI="http://www.legislation.gov.uk/id/effect/key-ebd047bdef8dc78fd27b397c6fcdeb75" AffectingEffectsExtent="E+W+S+N.I." 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               <Substitution ChangeId="O000002M002" CommentaryRef="c000001" Correction="true">PART ELEVEN
            </Substitution></Number><Title><Substitution ChangeId="O000002M002" CommentaryRef="c000001" Correction="true">
               FINAL PROVISIONS
            </Substitution></Title><P1group RestrictStartDate="2013-06-28" RestrictExtent="E+W+S+N.I."><Title><Substitution ChangeId="O000002M002" CommentaryRef="c000001" Correction="true">
                  Entry into force and date of application
               </Substitution></Title><P1 DocumentURI="http://www.legislation.gov.uk/eur/2013/575/article/521" IdURI="http://www.legislation.gov.uk/id/eur/2013/575/article/521" id="article-521"><Pnumber><Substitution ChangeId="O000002M002" CommentaryRef="c000001" Correction="true">
                     Article 521
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                           1
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                              This Regulation shall enter into force on the day following that of its publication in the 
                              </Substitution><Emphasis><Substitution ChangeId="O000002M002" CommentaryRef="c000001" Correction="true">
                                 Official Journal of the European Union
                              </Substitution></Emphasis><Substitution ChangeId="O000002M002" CommentaryRef="c000001" Correction="true">
                              .
                           </Substitution></Text></P2para></P2><P2 DocumentURI="http://www.legislation.gov.uk/eur/2013/575/article/521/2" IdURI="http://www.legislation.gov.uk/id/eur/2013/575/article/521/2" id="article-521-2"><Pnumber PuncBefore="" PuncAfter="."><Substitution ChangeId="O000002M002" CommentaryRef="c000001" Correction="true">
                           2
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                              This Regulation shall apply from 
                              1 January 2014
                              , with the exception of:
                           </Substitution></Text><P3 DocumentURI="http://www.legislation.gov.uk/eur/2013/575/article/521/2//a" IdURI="http://www.legislation.gov.uk/id/eur/2013/575/article/521/2//a" id="article-521-2--a"><Pnumber PuncBefore="(" PuncAfter=")"><Substitution ChangeId="O000002M002" CommentaryRef="c000001" Correction="true">
                                 a
                              </Substitution></Pnumber><P3para><Text><Substitution ChangeId="O000002M002" CommentaryRef="c000001" Correction="true">
                                    Article 8(3), Article 21 and Article 451(1), which shall apply from 
                                    1 January 2015
                                    ;
                                 </Substitution></Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/eur/2013/575/article/521/2//b" IdURI="http://www.legislation.gov.uk/id/eur/2013/575/article/521/2//b" id="article-521-2--b"><Pnumber PuncBefore="(" PuncAfter=")"><Substitution ChangeId="O000002M002" CommentaryRef="c000001" Correction="true">
                                 b
                              </Substitution></Pnumber><P3para><Text><Substitution ChangeId="O000002M002" CommentaryRef="c000001" Correction="true">
                                    Article 413(1), which shall apply from 
                                    1 January 2016
                                    ;
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                                 c
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                                    the provisions of this Regulation that require the ESAs to submit to the Commission draft technical standards and the provisions of this Regulation that empower the Commission to adopt delegated acts or implementing acts, which shall apply from 
                                    28 June 2013
                                    .
                                 </Substitution></Text></P3para></P3></P2para></P2></P1para></P1></P1group></EUPart></EUBody></EURetained><Commentaries><Commentary Type="X" Source="EU" id="c000001"><Para><Text>Substituted by <Citation URI="http://www.legislation.gov.uk/eur/2013/575/pdfs/eurcs_20130575_en_002.pdf" id="cc00011" Class="EuropeanUnionCorrigendum" Year="2013" Number="575" Title="Corrigendum to Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (OJ L 176, 27.6.2013, p. 1)">Corrigendum to Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (OJ L 176, 27.6.2013, p. 1)</Citation>.</Text></Para></Commentary></Commentaries></Legislation>