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					<dc:identifier>http://www.legislation.gov.uk/eur/2013/575/article/191</dc:identifier><dc:title>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</dc:title><dct:alternative>Regulation (EU) No 575/2013 of the European Parliament and of the Council</dct:alternative><dc:description>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</dc:description><dc:publisher>King's Printer of Acts of Parliament</dc:publisher><dc:source>https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02013R0575-20201228</dc:source><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:modified>2026-01-13</dc:modified><dc:contributor>Expert Participation</dc:contributor><dct:valid>2026-01-01</dct:valid>
					
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AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" Row="434" AffectedProvisions="Art. 31(1)(b)" EffectId="key-08b3ceeea1503e3745d03adc6db5d685" AffectingURI="http://www.legislation.gov.uk/id/uksi/2018/1401" Notes="This amendment not applied to legislation.gov.uk. Reg. 86(a) omitted immediately before IP completion day by virtue of S.I. 2020/1470, reg. 1(4), Sch. 2 para. 17" Type="words substituted" URI="http://www.legislation.gov.uk/id/effect/key-08b3ceeea1503e3745d03adc6db5d685" Comments="IP completion day" AffectedNumber="575" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingProvisions="reg. 86(a)" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" AffectedClass="EuropeanUnionRegulation"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="article-31-1-b" URI="http://www.legislation.gov.uk/id/eur/2013/575/article/31/1/b" FoundRef="article-31">Art. 31(1)(b)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Capital Requirements (Amendment) (EU Exit) Regulations 2018</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-86-a" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/86/a">reg. 86(a)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedClass="EuropeanUnionRegulation" AffectingEffectsExtent="E+W+S+N.I." Row="437" AffectingYear="2018" AffectedProvisions="Art. 31(1)(c)" Notes="This amendment not applied to legislation.gov.uk. Reg. 86(b) omitted immediately before IP completion day by virtue of S.I. 2020/1470, reg. 1(4), Sch. 2 para. 17" AffectingURI="http://www.legislation.gov.uk/id/uksi/2018/1401" RequiresApplied="false" Comments="IP completion day" URI="http://www.legislation.gov.uk/id/effect/key-4805101c57ae1b2d847d0759ca46ca85" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" EffectId="key-4805101c57ae1b2d847d0759ca46ca85" AffectingProvisions="reg. 86(b)" AffectingNumber="1401" Modified="2022-08-18T11:31:35Z" AffectedNumber="575" AffectedYear="2013" AffectingClass="UnitedKingdomStatutoryInstrument" Type="words inserted"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="article-31-1-c" URI="http://www.legislation.gov.uk/id/eur/2013/575/article/31/1/c" FoundRef="article-31">Art. 31(1)(c)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Capital Requirements (Amendment) (EU Exit) Regulations 2018</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-86-b" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/86/b">reg. 86(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Row="617" AffectingProvisions="reg. 94(2)(a)" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedNumber="575" RequiresApplied="false" AffectingYear="2018" AffectedYear="2013" AffectingEffectsExtent="E+W+S+N.I." AffectedClass="EuropeanUnionRegulation" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" Modified="2022-08-18T11:31:35Z" Comments="IP completion day" AffectingNumber="1401" AffectedProvisions="Art. 78(1)(b)" Notes="This amendment not applied to legislation.gov.uk. Reg. 94(2) omitted (6.9.2019) by virtue of S.I. 2019/1232, regs. 1(2), 3(3)(h)" Type="words substituted" URI="http://www.legislation.gov.uk/id/effect/key-f619ceb6c6f3608b6818986a771bd027" EffectId="key-f619ceb6c6f3608b6818986a771bd027" AffectingURI="http://www.legislation.gov.uk/id/uksi/2018/1401" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="article-78-1-b" URI="http://www.legislation.gov.uk/id/eur/2013/575/article/78/1/b" FoundRef="article-78">Art. 78(1)(b)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Capital Requirements (Amendment) (EU Exit) Regulations 2018</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-94-2-a" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/94/2/a">reg. 94(2)(a)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Type="words substituted" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" AffectingYear="2018" Comments="IP completion day" AffectedProvisions="Art. 78(1)(b)" AffectedNumber="575" AffectingProvisions="reg. 94(2)(b)" URI="http://www.legislation.gov.uk/id/effect/key-7573dd405b011d353e4ffb60e5899c6f" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" AffectingURI="http://www.legislation.gov.uk/id/uksi/2018/1401" EffectId="key-7573dd405b011d353e4ffb60e5899c6f" RequiresApplied="false" Modified="2022-08-18T11:31:35Z" AffectingEffectsExtent="E+W+S+N.I." AffectedClass="EuropeanUnionRegulation" Row="618" AffectedYear="2013" Notes="This amendment not applied to legislation.gov.uk. Reg. 94(2) omitted (6.9.2019) by virtue of S.I. 2019/1232, regs. 1(2), 3(3)(h)" AffectingNumber="1401"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="article-78-1-b" URI="http://www.legislation.gov.uk/id/eur/2013/575/article/78/1/b" FoundRef="article-78">Art. 78(1)(b)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Capital Requirements (Amendment) (EU Exit) Regulations 2018</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-94-2-b" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/94/2/b">reg. 94(2)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingEffectsExtent="E+W+S+N.I." AffectingClass="UnitedKingdomStatutoryInstrument" Modified="2022-08-18T11:31:35Z" AffectingYear="2018" AffectingProvisions="reg. 225(1)(2)(3)(b)" RequiresApplied="false" AffectedProvisions="Art. 124(4)(b)" Comments="IP completion day - Words to be removed by way of substitution not present since 2013-06-28 amendment of Art. 124(4). - Words to be removed by way of substitution not present since 2013-06-28 amendment of Art. 124(4)." EffectId="key-d168f4933065ef2bc6cabf06fec87f04" AffectedNumber="575" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" URI="http://www.legislation.gov.uk/id/effect/key-d168f4933065ef2bc6cabf06fec87f04" AffectingURI="http://www.legislation.gov.uk/id/uksi/2018/1401" AffectedYear="2013" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" Row="874" AffectedClass="EuropeanUnionRegulation" Notes="This amendment not applied to legislation.gov.uk. The words to be substituted in Art. 124(4) are not present following the substitution of Art 124 by Corrigendum to Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (OJ L 176, 27.6.2013, p. 1)." AffectingNumber="1401" Type="word substituted"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="article-124-4-b" URI="http://www.legislation.gov.uk/id/eur/2013/575/article/124/4/b" FoundRef="article-124">Art. 124(4)(b)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Capital Requirements (Amendment) (EU Exit) Regulations 2018</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-225-1" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/225/1">reg. 225(1)</ukm:Section><ukm:Section Ref="regulation-225-2" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/225/2">(2)</ukm:Section><ukm:Section Ref="regulation-225-3-b" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/225/3/b">reg. 225(3)(b)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Modified="2022-08-18T11:31:35Z" AffectingNumber="1401" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" AffectingURI="http://www.legislation.gov.uk/id/uksi/2018/1401" AffectingEffectsExtent="E+W+S+N.I." AffectedClass="EuropeanUnionRegulation" EffectId="key-72bf9a39a83331dfb73f8b6e3d0c5dff" AffectingYear="2018" AffectingClass="UnitedKingdomStatutoryInstrument" Row="1279" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" AffectedNumber="575" AffectingProvisions="reg. 157" URI="http://www.legislation.gov.uk/id/effect/key-72bf9a39a83331dfb73f8b6e3d0c5dff" Notes="This amendment not applied to elgislation.gov.uk. The words to be omitted are not present in Art. 325(3)(a)" Comments="IP completion day - Word to be omitted not present - lex error? - Word to be omitted not present - lex error?" Type="word omitted" AffectedYear="2013" RequiresApplied="false" AffectedProvisions="Art. 325(3)(a)"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="article-325-3-a" URI="http://www.legislation.gov.uk/id/eur/2013/575/article/325/3/a" FoundRef="article-325">Art. 325(3)(a)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Capital Requirements (Amendment) (EU Exit) Regulations 2018</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-157" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/157">reg. 157</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2018/1401/regulation/1/3">reg. 1(3)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2020-12-31" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect RequiresApplied="false" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" AffectingProvisions="Regulation" AffectingClass="EuropeanUnionRegulation" AffectedNumber="575" AffectedYear="2013" AffectingURI="http://www.legislation.gov.uk/id/eur/2019/2033" Row="1904" AffectingNumber="2033" Notes="This amendment by the EU not applied to legislation.gov.uk because it is brought into force after IP completion day." Type="repeal" AffectingYear="2019" AffectedClass="EuropeanUnionRegulation" Modified="2022-04-14T11:59:42Z" URI="http://www.legislation.gov.uk/id/effect/key-f0c8552c190630b971c0a0790260ffbd" EffectId="key-f0c8552c190630b971c0a0790260ffbd" AffectedProvisions="Pt. 3 Title 1 Ch. 1 SECTION 2 A 95"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-3-title-1" URI="http://www.legislation.gov.uk/id/eur/2013/575/part/3/title/1" err:Ref="Section missing in legislation" Missing="true">Pt. 3 Title 1 </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-3-title-1-chapter-1" URI="http://www.legislation.gov.uk/id/eur/2013/575/part/3/title/1/chapter/1" err:Ref="Section missing in legislation" Missing="true">Ch. 1</ukm:Section> SECTION 2 A 95</ukm:AffectedProvisions><ukm:AffectingTitle>Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (Text with EEA relevance)</ukm:AffectingTitle><ukm:AffectingProvisions>Regulation</ukm:AffectingProvisions><ukm:InForceDates><ukm:InForce Date="2026-06-26" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectedNumber="575" AffectedProvisions="Pt. 3 Title 1 Ch. 1 SECTION 2" Type="repeal" AffectedYear="2013" URI="http://www.legislation.gov.uk/id/effect/key-d8b3c7c9fa5a57bcde6ee9dc10faa114" RequiresApplied="false" AffectingYear="2019" AffectedClass="EuropeanUnionRegulation" AffectingURI="http://www.legislation.gov.uk/id/eur/2019/2033" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" AffectingNumber="2033" Modified="2022-04-14T11:59:42Z" AffectingClass="EuropeanUnionRegulation" Notes="This amendment by the EU not applied to legislation.gov.uk because it is brought into force after IP completion day." AffectingProvisions="Regulation" Row="1905" EffectId="key-d8b3c7c9fa5a57bcde6ee9dc10faa114"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-3-title-1" URI="http://www.legislation.gov.uk/id/eur/2013/575/part/3/title/1" err:Ref="Section missing in legislation" Missing="true">Pt. 3 Title 1 </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-3-title-1-chapter-1" URI="http://www.legislation.gov.uk/id/eur/2013/575/part/3/title/1/chapter/1" err:Ref="Section missing in legislation" Missing="true">Ch. 1</ukm:Section> SECTION 2</ukm:AffectedProvisions><ukm:AffectingTitle>Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (Text with EEA relevance)</ukm:AffectingTitle><ukm:AffectingProvisions>Regulation</ukm:AffectingProvisions><ukm:InForceDates><ukm:InForce Date="2026-06-26" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect EffectId="key-74a6152dd194ca132cb34aac19c12f8a" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" Row="1906" Notes="This amendment by the EU not applied to legislation.gov.uk because it is brought into force after IP completion day." AffectingNumber="2033" RequiresApplied="false" AffectingClass="EuropeanUnionRegulation" AffectedYear="2013" AffectedNumber="575" AffectingURI="http://www.legislation.gov.uk/id/eur/2019/2033" URI="http://www.legislation.gov.uk/id/effect/key-74a6152dd194ca132cb34aac19c12f8a" Type="repeal" AffectedClass="EuropeanUnionRegulation" AffectingYear="2019" Modified="2022-04-14T11:59:42Z" AffectingProvisions="Regulation" AffectedProvisions="Pt. 3 Title 1 Ch. 1 SECTION 2 A 98"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-3-title-1" URI="http://www.legislation.gov.uk/id/eur/2013/575/part/3/title/1" err:Ref="Section missing in legislation" Missing="true">Pt. 3 Title 1 </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-3-title-1-chapter-1" URI="http://www.legislation.gov.uk/id/eur/2013/575/part/3/title/1/chapter/1" err:Ref="Section missing in legislation" Missing="true">Ch. 1</ukm:Section> SECTION 2 A 98</ukm:AffectedProvisions><ukm:AffectingTitle>Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (Text with EEA relevance)</ukm:AffectingTitle><ukm:AffectingProvisions>Regulation</ukm:AffectingProvisions><ukm:InForceDates><ukm:InForce Date="2026-06-26" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingNumber="2033" Modified="2022-04-14T11:59:42Z" AffectedYear="2013" Type="repeal" AffectedProvisions="Pt. 3 Title 1 Ch. 1 SECTION 2 A 96" AffectedClass="EuropeanUnionRegulation" RequiresApplied="false" URI="http://www.legislation.gov.uk/id/effect/key-012bee8a64d64357ce8b233be1ec53dd" AffectingYear="2019" AffectingProvisions="Regulation" Notes="This amendment by the EU not applied to legislation.gov.uk because it is brought into force after IP completion day." AffectedNumber="575" EffectId="key-012bee8a64d64357ce8b233be1ec53dd" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" AffectingURI="http://www.legislation.gov.uk/id/eur/2019/2033" Row="1907" AffectingClass="EuropeanUnionRegulation"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-3-title-1" URI="http://www.legislation.gov.uk/id/eur/2013/575/part/3/title/1" err:Ref="Section missing in legislation" Missing="true">Pt. 3 Title 1 </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-3-title-1-chapter-1" URI="http://www.legislation.gov.uk/id/eur/2013/575/part/3/title/1/chapter/1" err:Ref="Section missing in legislation" Missing="true">Ch. 1</ukm:Section> SECTION 2 A 96</ukm:AffectedProvisions><ukm:AffectingTitle>Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (Text with EEA relevance)</ukm:AffectingTitle><ukm:AffectingProvisions>Regulation</ukm:AffectingProvisions><ukm:InForceDates><ukm:InForce Date="2026-06-26" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingURI="http://www.legislation.gov.uk/id/eur/2019/2033" AffectingProvisions="Regulation" URI="http://www.legislation.gov.uk/id/effect/key-ec9183b2e364e8f88193d1a3c5f26497" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" AffectingClass="EuropeanUnionRegulation" AffectedClass="EuropeanUnionRegulation" AffectingYear="2019" EffectId="key-ec9183b2e364e8f88193d1a3c5f26497" Type="repeal" AffectedYear="2013" Modified="2022-04-14T11:59:42Z" Row="1908" AffectedProvisions="Pt. 3 Title 1 Ch. 1 SECTION 2 A 97" Notes="This amendment by the EU not applied to legislation.gov.uk because it is brought into force after IP completion day." AffectedNumber="575" AffectingNumber="2033" RequiresApplied="false"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-3-title-1" URI="http://www.legislation.gov.uk/id/eur/2013/575/part/3/title/1" err:Ref="Section missing in legislation" Missing="true">Pt. 3 Title 1 </ukm:Section><ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-3-title-1-chapter-1" URI="http://www.legislation.gov.uk/id/eur/2013/575/part/3/title/1/chapter/1" err:Ref="Section missing in legislation" Missing="true">Ch. 1</ukm:Section> SECTION 2 A 97</ukm:AffectedProvisions><ukm:AffectingTitle>Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (Text with EEA relevance)</ukm:AffectingTitle><ukm:AffectingProvisions>Regulation</ukm:AffectingProvisions><ukm:InForceDates><ukm:InForce Date="2026-06-26" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect AffectingProvisions="reg. 4(5)(c)" AffectedClass="EuropeanUnionRegulation" AffectingYear="2021" Type="words substituted" RequiresApplied="false" AffectingNumber="1078" AffectedNumber="575" Notes="This amendment not applied to legislation.gov.uk. Amending provision substituted by S.I. 2021/1376" AffectingURI="http://www.legislation.gov.uk/id/uksi/2021/1078" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" URI="http://www.legislation.gov.uk/id/effect/key-5def153634a0f03c7b3fab70cc1b56b8" EffectId="key-5def153634a0f03c7b3fab70cc1b56b8" AffectedYear="2013" AffectedProvisions="Art. 11(6)(a)" AffectingEffectsExtent="E+W+S+N.I." Row="324" AffectingClass="UnitedKingdomStatutoryInstrument" Modified="2022-08-18T11:31:35Z"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="article-11-6-a" URI="http://www.legislation.gov.uk/id/eur/2013/575/article/11/6/a" FoundRef="article-11">Art. 11(6)(a)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Capital Requirements Regulation (Amendment) Regulations 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-4-5-c" URI="http://www.legislation.gov.uk/id/uksi/2021/1078/regulation/4/5/c">reg. 4(5)(c)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-1" URI="http://www.legislation.gov.uk/id/uksi/2021/1078/regulation/1/1">reg. 1(1)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2022-01-01" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Type="omitted" AffectedYear="2013" AffectedProvisions="Art. 456(1)(h)(i)" Row="1675" AffectingProvisions="reg. 11(2)(a)(iv)" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" Modified="2022-08-18T11:31:35Z" AffectingYear="2021" RequiresApplied="false" AffectingNumber="1078" URI="http://www.legislation.gov.uk/id/effect/key-bc44768792e1c20e6c39e5f47d8022f7" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedClass="EuropeanUnionRegulation" AffectingEffectsExtent="E+W+S+N.I." EffectId="key-bc44768792e1c20e6c39e5f47d8022f7" AffectedNumber="575" AffectingURI="http://www.legislation.gov.uk/id/uksi/2021/1078" Notes="This amendment not applied to legislation.gov.uk. Amending provision substituted by S.I. 2021/1376"><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012 (Text with EEA relevance)</ukm:AffectedTitle><ukm:AffectedTitle>Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012  Text with EEA relevance</ukm:AffectedTitle><ukm:AffectedProvisions><ukm:Section Ref="article-456-1-h-i" URI="http://www.legislation.gov.uk/id/eur/2013/575/article/456/1/h/i" FoundRef="article-456">Art. 456(1)(h)(i)</ukm:Section></ukm:AffectedProvisions><ukm:AffectingTitle>The Capital Requirements Regulation (Amendment) Regulations 2021</ukm:AffectingTitle><ukm:AffectingProvisions><ukm:Section Ref="regulation-11-2-a-iv" URI="http://www.legislation.gov.uk/id/uksi/2021/1078/regulation/11/2/a/iv">reg. 11(2)(a)(iv)</ukm:Section></ukm:AffectingProvisions><ukm:CommencementAuthority><ukm:Section Ref="regulation-1-1" URI="http://www.legislation.gov.uk/id/uksi/2021/1078/regulation/1/1">reg. 1(1)</ukm:Section></ukm:CommencementAuthority><ukm:InForceDates><ukm:InForce Date="2022-01-01" Qualification="wholly in force"/></ukm:InForceDates></ukm:UnappliedEffect><ukm:UnappliedEffect Notes="This amendment not applied to legislation.gov.uk. Amending provision substituted by S.I. 2021/1376" AffectingURI="http://www.legislation.gov.uk/id/uksi/2021/1078" URI="http://www.legislation.gov.uk/id/effect/key-24bd6ac3daaab07386d92e4b0f429b09" AppliedModified="2022-07-19T15:46:14.336934+01:00" AffectedURI="http://www.legislation.gov.uk/id/eur/2013/575" AffectingEffectsExtent="E+W+S+N.I." 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Amending provision substituted by S.I. 2021/1376" AffectingURI="http://www.legislation.gov.uk/id/uksi/2021/1078" Type="words substituted" AffectingEffectsExtent="E+W+S+N.I." 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