CHAPTER IIGENERAL PROVISIONS

SECTION 1Calculation of assets under management...

Article 5Information to be provided as part of registration

1.

As part of the requirement in F1regulation 11(1) of the AIFM Regulations 2013, AIFMs shall communicate to the F2FCA the total value of assets under management calculated in accordance with the procedure set out in Article 2.

2.

As part of the requirement in F3regulation 11(1) of the AIFM Regulations 2013 AIFMs shall provide for each AIF the offering document or a relevant extract from the offering document or a general description of the investment strategy. The relevant extract from the offering document and the description of the investment strategy shall include at least the following information:

(a)

the main categories of assets in which the AIF may invest;

(b)

any industrial, geographic or other market sectors or specific classes of assets which are the focus of the investment strategy;

(c)

a description of the AIF’s borrowing or leverage policy.

3.

Information to be provided by the AIFM under F4regulation 21 of the AIFM Regulations 2013 is listed in Article 110(1) of this Regulation. It shall be provided in accordance with the pro-forma reporting template as set out in the Annex IV.

F54.

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5.

The information required for registration purposes shall be updated and provided on an annual basis. For reasons relating to the exercise of their powers under F6FSMA, the F7FCA may require an AIFM to provide the information referred to in F8regulations 11 and 21 of the AIFM Regulations 2013 on a more frequent basis.