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					<dc:identifier>http://www.legislation.gov.uk/eur/2013/150/chapter/1/section/2</dc:identifier><dc:title>Commission Delegated Regulation (EU) No 150/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards specifying the details of the application for registration as a trade repository (Text with EEA relevance)</dc:title><dct:alternative>Commission Delegated Regulation (EU) No 150/2013</dct:alternative><dc:description>Commission Delegated Regulation (EU) No 150/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards specifying the details of the application for registration as a trade repository (Text with EEA relevance)</dc:description><dc:publisher>King's Printer of Acts of Parliament</dc:publisher><dc:source>https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02013R0150-20190411</dc:source><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:modified>2024-01-02</dc:modified><dc:contributor>Expert Participation</dc:contributor><dct:valid>2023-07-11</dct:valid>
					
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					<atom:link rel="up" href="http://www.legislation.gov.uk/eur/2013/150/chapter/1" title="Chapter 1"/><atom:link rel="prev" href="http://www.legislation.gov.uk/eur/2013/150/chapter/1/section/1" title="Section; Chapter 1 Section 1"/><atom:link rel="prevInForce" href="http://www.legislation.gov.uk/eur/2013/150/chapter/1/section/1" title="Section; Chapter 1 Section 1"/><atom:link rel="next" href="http://www.legislation.gov.uk/eur/2013/150/chapter/1/section/3" title="Section; Chapter 1 Section 3"/><atom:link rel="nextInForce" href="http://www.legislation.gov.uk/eur/2013/150/chapter/1/section/3" title="Section; Chapter 1 Section 3"/>
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                     <Pnumber>Article 3</Pnumber>
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                              <Text>An application for registration as a trade repository shall contain:</Text>
                              <P3>
                                 <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                                 <P3para>
                                    <Text>a list containing the name of each person or entity who directly or indirectly holds 5 % or more of the applicants capital or of its voting rights or whose holding makes it possible to exercise a significant influence over the applicants management;</Text>
                                 </P3para>
                              </P3>
                              <P3>
                                 <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                                 <P3para>
                                    <Text>a list of any undertakings in which a person referred to in point (a) holds 5 % or more of the capital or voting rights or over whose management they exercise a significant influence.</Text>
                                 </P3para>
                              </P3>
                           </P2para>
                        </P2>
                        <P2 DocumentURI="http://www.legislation.gov.uk/eur/2013/150/article/3/2" IdURI="http://www.legislation.gov.uk/id/eur/2013/150/article/3/2" id="article-3-2">
                           <Pnumber PuncBefore="" PuncAfter=".">
                              <Substitution ChangeId="O001001M003" CommentaryRef="c000001">2</Substitution>
                           </Pnumber>
                           <P2para>
                              <Text>
                                 <Substitution ChangeId="O001001M003" CommentaryRef="c000001">Where the applicant has a parent undertaking, it shall:</Substitution>
                              </Text>
                              <P3>
                                 <Pnumber PuncBefore="(" PuncAfter=")">
                                    <Substitution ChangeId="O001001M003" CommentaryRef="c000001">a</Substitution>
                                 </Pnumber>
                                 <P3para>
                                    <Text>
                                       <Substitution ChangeId="O001001M003" CommentaryRef="c000001">identify the legal address of that parent undertaking;</Substitution>
                                    </Text>
                                 </P3para>
                              </P3>
                              <P3>
                                 <Pnumber PuncBefore="(" PuncAfter=")">
                                    <Substitution ChangeId="O001001M003" CommentaryRef="c000001">b</Substitution>
                                 </Pnumber>
                                 <P3para>
                                    <Text>
                                       <Substitution ChangeId="O001001M003" CommentaryRef="c000001">indicate whether the parent undertaking is authorised or registered and subject to supervision, and when this is the case, state any reference number and the name of the responsible supervisory authority.</Substitution>
                                    </Text>
                                 </P3para>
                              </P3>
                           </P2para>
                        </P2>
                     </P1para>
                  </P1>
               </P1group>
               <P1group RestrictStartDate="2012-12-19" RestrictExtent="E+W+S+N.I.">
                  <Title>Ownership chart</Title>
                  <P1 DocumentURI="http://www.legislation.gov.uk/eur/2013/150/article/4" IdURI="http://www.legislation.gov.uk/id/eur/2013/150/article/4" id="article-4">
                     <Pnumber>Article 4</Pnumber>
                     <P1para>
                        <P2 DocumentURI="http://www.legislation.gov.uk/eur/2013/150/article/4/1" IdURI="http://www.legislation.gov.uk/id/eur/2013/150/article/4/1" id="article-4-1">
                           <Pnumber PuncBefore="" PuncAfter=".">1</Pnumber>
                           <P2para>
                              <Text>An application for registration as a trade repository shall contain a chart showing the ownership links between the parent undertaking, subsidiaries and any other associated entities or branches.</Text>
                           </P2para>
                        </P2>
                        <P2 DocumentURI="http://www.legislation.gov.uk/eur/2013/150/article/4/2" IdURI="http://www.legislation.gov.uk/id/eur/2013/150/article/4/2" id="article-4-2">
                           <Pnumber PuncBefore="" PuncAfter=".">2</Pnumber>
                           <P2para>
                              <Text>The undertakings shown in the chart referred to in paragraph 1 shall be identified by their full name, legal status and legal address.</Text>
                           </P2para>
                        </P2>
                     </P1para>
                  </P1>
               </P1group>
            </EUSection></EUChapter></EUBody></EURetained><Commentaries><Commentary Type="F" Source="EU" id="c000001">
         <Para>
            <Text>Substituted by <Citation Class="EuropeanUnionRegulation" Year="2019" Number="362" URI="http://www.legislation.gov.uk/id/eur/2019/362" Title="Commission Delegated Regulation (EU) 2019/362 of 13 December 2018 amending Delegated Regulation (EU) No 150/2013 as regards regulatory technical standards specifying the details of the application for registration as a trade repository (Text with EEA relevance)">Commission Delegated Regulation (EU) 2019/362 of 13 December 2018 amending Delegated Regulation (EU) No 150/2013 as regards regulatory technical standards specifying the details of the application for registration as a trade repository (Text with EEA relevance)</Citation>.</Text>
         </Para>
      </Commentary></Commentaries></Legislation>