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					<dc:identifier>http://www.legislation.gov.uk/eur/2013/149/chapter/I</dc:identifier><dc:title>Commission Delegated Regulation (EU) No 149/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on indirect clearing arrangements, the clearing obligation, the public register, access to a trading venue, non-financial counterparties, and risk mitigation techniques for OTC derivatives contracts not cleared by a CCP (Text with EEA relevance)</dc:title><dct:alternative>Commission Delegated Regulation (EU) No 149/2013</dct:alternative><dc:description>Commission Delegated Regulation (EU) No 149/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on indirect clearing arrangements, the clearing obligation, the public register, access to a trading venue, non-financial counterparties, and risk mitigation techniques for OTC derivatives contracts not cleared by a CCP (Text with EEA relevance)</dc:description><dc:publisher>King's Printer of Acts of Parliament</dc:publisher><dc:source>https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02013R0149-20180103</dc:source><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:modified>2023-12-11</dc:modified><dc:contributor>Expert Participation</dc:contributor><dct:valid>2023-07-11</dct:valid>
					
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				</ukm:Metadata><EURetained><EUBody DocumentURI="http://www.legislation.gov.uk/eur/2013/149/body" IdURI="http://www.legislation.gov.uk/id/eur/2013/149/body" NumberOfProvisions="23" RestrictExtent="E+W+S+N.I." RestrictStartDate="2018-01-03"><EUChapter DocumentURI="http://www.legislation.gov.uk/eur/2013/149/chapter/I" IdURI="http://www.legislation.gov.uk/id/eur/2013/149/chapter/I" NumberOfProvisions="1" id="chapter-I" RestrictExtent="E+W+S+N.I." RestrictStartDate="2018-01-03">
            <Number>CHAPTER I</Number>
            <Title>
               <Strong>GENERAL</Strong>
            </Title>
            <P1group RestrictStartDate="2018-01-03" RestrictExtent="E+W+S+N.I.">
               <Title>Definitions</Title>
               <P1 DocumentURI="http://www.legislation.gov.uk/eur/2013/149/article/1" IdURI="http://www.legislation.gov.uk/id/eur/2013/149/article/1" id="article-1">
                  <Pnumber>Article 1</Pnumber>
                  <P1para>
                     <Text>For the purposes of this Regulation the following definitions apply:</Text>
                  </P1para>
                  <P1para>
                     <OrderedList Type="alpha" Decoration="parens">
                        <ListItem NumberOverride="(a)">
                           <Para>
                              <Text>‘indirect client’ means the client of a client of a clearing member;</Text>
                           </Para>
                        </ListItem>
                        <ListItem NumberOverride="(b)">
                           <Para>
                              <Text>
                                 <Substitution ChangeId="O001001M001" CommentaryRef="c000001">‘</Substitution>
                                 <Substitution ChangeId="O001001M001" CommentaryRef="c000001">indirect clearing arrangements</Substitution>
                                 <Substitution ChangeId="O001001M001" CommentaryRef="c000001">’</Substitution>
                                 <Substitution ChangeId="O001001M001" CommentaryRef="c000001"> means the set of contractual relationships between providers and recipients of indirect clearing services provided by a client, an indirect client or a second indirect client;</Substitution>
                              </Text>
                           </Para>
                        </ListItem>
                        <ListItem NumberOverride="(c)">
                           <Para>
                              <Text>‘confirmation’ means the documentation of the agreement of the counterparties to all the terms of an over the counter (OTC) derivative contract<Substitution ChangeId="O001001M002" CommentaryRef="c000001">;</Substitution>
                              </Text>
                           </Para>
                        </ListItem>
                        <ListItem NumberOverride="(d)">
                           <Para>
                              <Text>
                                 <Addition ChangeId="O001001M003" CommentaryRef="c000002">‘</Addition>
                                 <Addition ChangeId="O001001M003" CommentaryRef="c000002">second indirect client</Addition>
                                 <Addition ChangeId="O001001M003" CommentaryRef="c000002">’</Addition>
                                 <Addition ChangeId="O001001M003" CommentaryRef="c000002"> means a client of an indirect client;</Addition>
                              </Text>
                           </Para>
                        </ListItem>
                        <ListItem NumberOverride="(e)">
                           <Para>
                              <Text>
                                 <Addition ChangeId="O001001M003" CommentaryRef="c000002">‘</Addition>
                                 <Addition ChangeId="O001001M003" CommentaryRef="c000002">third indirect client</Addition>
                                 <Addition ChangeId="O001001M003" CommentaryRef="c000002">’</Addition>
                                 <Addition ChangeId="O001001M003" CommentaryRef="c000002"> means a client of a second indirect client.</Addition>
                              </Text>
                           </Para>
                        </ListItem>
                     </OrderedList>
                  </P1para>
               </P1>
            </P1group>
         </EUChapter></EUBody></EURetained><Commentaries><Commentary Type="F" Source="EU" id="c000001">
         <Para>
            <Text>Substituted by <Citation Class="EuropeanUnionRegulation" Year="2017" Number="2155" URI="http://www.legislation.gov.uk/id/eur/2017/2155" Title="Commission Delegated Regulation (EU) 2017/2155 of 22 September 2017 amending Delegated Regulation (EU) No 149/2013 with regard to regulatory technical standards on indirect clearing arrangements (Text with EEA relevance)">Commission Delegated Regulation (EU) 2017/2155 of 22 September 2017 amending Delegated Regulation (EU) No 149/2013 with regard to regulatory technical standards on indirect clearing arrangements (Text with EEA relevance)</Citation>.</Text>
         </Para>
      </Commentary><Commentary Type="F" Source="EU" id="c000002">
         <Para>
            <Text>Inserted by <Citation Class="EuropeanUnionRegulation" Year="2017" Number="2155" URI="http://www.legislation.gov.uk/id/eur/2017/2155" Title="Commission Delegated Regulation (EU) 2017/2155 of 22 September 2017 amending Delegated Regulation (EU) No 149/2013 with regard to regulatory technical standards on indirect clearing arrangements (Text with EEA relevance)">Commission Delegated Regulation (EU) 2017/2155 of 22 September 2017 amending Delegated Regulation (EU) No 149/2013 with regard to regulatory technical standards on indirect clearing arrangements (Text with EEA relevance)</Citation>.</Text>
         </Para>
      </Commentary></Commentaries></Legislation>