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					<dc:identifier>http://www.legislation.gov.uk/eur/2013/149/article/19</dc:identifier><dc:title>Commission Delegated Regulation (EU) No 149/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on indirect clearing arrangements, the clearing obligation, the public register, access to a trading venue, non-financial counterparties, and risk mitigation techniques for OTC derivatives contracts not cleared by a CCP (Text with EEA relevance)</dc:title><dct:alternative>Commission Delegated Regulation (EU) No 149/2013</dct:alternative><dc:description>Commission Delegated Regulation (EU) No 149/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on indirect clearing arrangements, the clearing obligation, the public register, access to a trading venue, non-financial counterparties, and risk mitigation techniques for OTC derivatives contracts not cleared by a CCP (Text with EEA relevance)</dc:description><dc:publisher>King's Printer of Acts of Parliament</dc:publisher><dc:source>https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02013R0149-20180103</dc:source><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:modified>2023-12-11</dc:modified><dc:contributor>Expert Participation</dc:contributor><dct:valid>2023-07-11</dct:valid>
					
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				</ukm:Metadata><EURetained><EUBody DocumentURI="http://www.legislation.gov.uk/eur/2013/149/body" IdURI="http://www.legislation.gov.uk/id/eur/2013/149/body" NumberOfProvisions="23" RestrictExtent="E+W+S+N.I." RestrictStartDate="2018-01-03"><EUChapter DocumentURI="http://www.legislation.gov.uk/eur/2013/149/chapter/VIII" IdURI="http://www.legislation.gov.uk/id/eur/2013/149/chapter/VIII" NumberOfProvisions="10" id="chapter-VIII" RestrictExtent="E+W+S+N.I." RestrictStartDate="2012-12-19"><Number>CHAPTER VIII</Number><Title>
               <Strong>RISK-MITIGATION TECHNIQUES FOR OTC DERIVATIVE CONTRACTS NOT CLEARED BY A CCP</Strong>
            </Title><P1group RestrictStartDate="2012-12-19" RestrictExtent="E+W+S+N.I."><Title>(Article 11(14)(d) of Regulation (EU) No 648/2012)Details of the intragroup transaction notification to ESMA</Title><P1 DocumentURI="http://www.legislation.gov.uk/eur/2013/149/article/19" IdURI="http://www.legislation.gov.uk/id/eur/2013/149/article/19" id="article-19">
                  <Pnumber>Article 19</Pnumber>
                  <P1para>
                     <P2 DocumentURI="http://www.legislation.gov.uk/eur/2013/149/article/19/1" IdURI="http://www.legislation.gov.uk/id/eur/2013/149/article/19/1" id="article-19-1">
                        <Pnumber PuncBefore="" PuncAfter=".">1</Pnumber>
                        <P2para>
                           <Text>The notification by a competent authority of the details of the intragroup transaction shall be submitted to ESMA in writing:</Text>
                           <P3>
                              <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                              <P3para>
                                 <Text>within one month of the receipt of the notification with respect to a notification under Article 11(7) or (9) of Regulation (EU) No 648/2012;</Text>
                              </P3para>
                           </P3>
                           <P3>
                              <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                              <P3para>
                                 <Text>within one month from the decision being submitted to the counterparty with respect to a decision of the competent authority under Article 11(6), (8) or (10) of Regulation (EU) No 648/2012.</Text>
                              </P3para>
                           </P3>
                        </P2para>
                     </P2>
                     <P2 DocumentURI="http://www.legislation.gov.uk/eur/2013/149/article/19/2" IdURI="http://www.legislation.gov.uk/id/eur/2013/149/article/19/2" id="article-19-2">
                        <Pnumber PuncBefore="" PuncAfter=".">2</Pnumber>
                        <P2para>
                           <Text>The notification to ESMA shall include:</Text>
                           <P3>
                              <Pnumber PuncBefore="(" PuncAfter=")">a</Pnumber>
                              <P3para>
                                 <Text>the information listed in Article 18;</Text>
                              </P3para>
                           </P3>
                           <P3>
                              <Pnumber PuncBefore="(" PuncAfter=")">b</Pnumber>
                              <P3para>
                                 <Text>whether there is a positive or a negative decision;</Text>
                              </P3para>
                           </P3>
                           <P3>
                              <Pnumber PuncBefore="(" PuncAfter=")">c</Pnumber>
                              <P3para>
                                 <Text>in the case of a positive decision:</Text>
                              </P3para>
                              <P3para>
                                 <OrderedList Type="roman" Decoration="parens">
                                    <ListItem NumberOverride="(i)">
                                       <Para>
                                          <Text>a summary of the reason for considering that the conditions set in Article 11(6), (7), (8), (9) or (10) of Regulation (EU) No 648/2012 as applicable are fulfilled;</Text>
                                       </Para>
                                    </ListItem>
                                    <ListItem NumberOverride="(ii)">
                                       <Para>
                                          <Text>whether the exemption is a full exemption or a partial exemption with respect to of a notification related to Article 11(6), (8) or (10) of Regulation (EU) No 648/2012;</Text>
                                       </Para>
                                    </ListItem>
                                 </OrderedList>
                              </P3para>
                           </P3>
                           <P3>
                              <Pnumber PuncBefore="(" PuncAfter=")">d</Pnumber>
                              <P3para>
                                 <Text>in the case of a negative decision:</Text>
                              </P3para>
                              <P3para>
                                 <OrderedList Type="roman" Decoration="parens">
                                    <ListItem NumberOverride="(i)">
                                       <Para>
                                          <Text>the identification of the conditions of Article 11(6), (7), (8), (9) or (10) of Regulation (EU) No 648/2012 as applicable that are not fulfilled;</Text>
                                       </Para>
                                    </ListItem>
                                    <ListItem NumberOverride="(ii)">
                                       <Para>
                                          <Text>a summary of the reason for considering that such conditions are not fulfilled.</Text>
                                       </Para>
                                    </ListItem>
                                 </OrderedList>
                              </P3para>
                           </P3>
                        </P2para>
                     </P2>
                  </P1para>
               </P1></P1group></EUChapter></EUBody></EURetained></Legislation>