Council Regulation (EU) No 1024/2013
of 15 October 2013
conferring specific tasks on the European Central Bank concerning policies relating to the prudential supervision of credit institutions (revoked)
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CHAPTER I

Subject matter and definitions

Subject matter and scope
Article 1. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Definitions
Article 2. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
CHAPTER II

Cooperation and tasks

Cooperation
Article 3. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Tasks conferred on the ECB
Article 4. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Macroprudential tasks and tools
Article 5. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Cooperation within the SSM
Article 6. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Close cooperation with the competent authorities of participating Member States whose currency is not the euro
Article 7. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

International relations
Article 8. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
CHAPTER III

Powers of the ECB

Supervisory and investigatory powers
Article 9. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Section 1

Investigatory powers

Request for information
Article 10. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

General investigations
Article 11. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

On-site inspections
Article 12. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Authorisation by a judicial authority
Article 13. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Section 2

Specific supervisory powers

Authorisation
Article 14. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Assessment of acquisitions of qualifying holdings
Article 15. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Supervisory powers
Article 16. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Powers of host authorities and cooperation on supervision on a consolidated basis
Article 17. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Administrative penalties
Article 18. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
CHAPTER IV

Organisational principles

Independence
Article 19. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Accountability and reporting
Article 20. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

National parliaments
Article 21. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Due process for adopting supervisory decisions
Article 22. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Reporting of violations
Article 23. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Administrative Board of Review
Article 24. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Separation from monetary policy function
Article 25. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Supervisory board
Article 26. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Professional secrecy and exchange of information
Article 27. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Resources
Article 28. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Budget and annual accounts
Article 29. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Supervisory fees
Article 30. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Staff and staff exchange
Article 31. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
CHAPTER V

General and final provisions

Review
Article 32. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Transitional provisions
Article 33. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Entry into force
Article 34. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
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Regulation revoked (31.12.2020) by The Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/710), regs. 1(3), 33(e); 2020 c. 1, Sch. 5 para. 1(1)