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Commission Delegated Regulation (EU) No 862/2012Show full title
Commission Delegated Regulation (EU) No 862/2012 of 4 June 2012 amending Regulation (EC) No 809/2004 as regards information on the consent to use of the prospectus, information on underlying indexes and the requirement for a report prepared by independent accountants or auditors (Text with EEA relevance)
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- Regulation implicit repeal by EUR 2019/980 Regulation
Article 1U.K.Amendments to Regulation (EC) No 809/2004
Regulation (EC) No 809/2004 is amended as follows:
(1)
the second paragraph of Article 3 is replaced by the following:
‘A prospectus shall contain the information items required in Annexes I to XVII and Annexes XX to XXX depending on the type of issuer or issues and securities involved. Subject to Article 4a(1), a competent authority shall not require that a prospectus contains information items which are not included in Annexes I to XVII or Annexes XX to XXX.’;
(2)
the following Article 20a is inserted:
‘Article 20aAdditional information building block for consent given in accordance with Article 3(2) of Directive 2003/71/EC
1.For the purposes of the third subparagraph of Article 3(2) of Directive 2003/71/EC, the prospectus shall contain the following:
(a)the additional information set out in Sections 1 and 2A of Annex XXX where the consent is given to one or more specified financial intermediaries;
(b)the additional information set out in Sections 1 and 2B of Annex XXX where the issuer or the person responsible for drawing up the prospectus chooses to give its consent to all financial intermediaries.
2.Where a financial intermediary does not comply with the conditions attached to consent as disclosed in the prospectus, a new prospectus shall be required in accordance with the second paragraph of Article 3(2) of Directive 2003/71/EC.’;
(3)
the second subparagraph of Article 22(1) is replaced by the following:
‘A base prospectus shall contain the information items required in Annexes I to XVII, Annex XX and Annexes XXIII to XXX depending on the type of issuer and securities involved. Competent authorities shall not require that a base prospectus contains information items which are not included in Annexes I to XVII, Annex XX or Annexes XXIII to XXX.’;
(4)
the Annexes are amended in accordance with the Annex to this Regulation.
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