CHAPTER IIIU.K. DETAILS OF THE INFORMATION TO BE PROVIDED TO ESMA IN RELATION TO NET SHORT POSITIONS (ARTICLE 11 OF REGULATION (EU) No 236/2012)

Article 4U.K.Periodic information

Pursuant to Article 11(1) of Regulation (EU) No 236/2012, competent authorities shall provide ESMA with the following information on a quarterly basis:

(a)

the daily aggregated net short position on each individual share in the main national equity index as identified by the relevant competent authority;

(b)

the end of quarter aggregated net short position for each individual share which is not in the index referred to in point (a);

(c)

the daily aggregated net short position on each individual sovereign issuer;

(d)

where applicable, daily aggregated uncovered positions on credit default swaps of a sovereign issuer.

Article 5U.K.Information upon request

Information to be provided by a relevant competent authority on an ad hoc basis pursuant to Article 11(2) of Regulation (EU) No 236/2012 shall include all requested information specified by ESMA that has not previously been submitted by the competent authority in accordance with Article 4 of this Regulation.