TITLE IX

TRANSITIONAL AND FINAL PROVISIONS

FCA rules
Article 84b
1
The provisions of Part 9A of FSMA (rules and guidance) listed in paragraph 2 apply in relation to rules made by the FCA under Article 4(4A) or 78(10) as they apply in relation to rules made by the FCA under that Part of that Act, subject to the modification in paragraph 3.
2
The provisions are—
a
section 137T (general supplementary powers);
b
section 138C (evidential provision);
c
section 138E (limits on effect of contravening rules);
d
sections 138F, 138G and 138H (notification and verification etc);
e
sections 138I and 138L (consultation);
f
section 141A (power to make consequential amendments of references to rules).
3
Section 137T applies as if the reference to authorised persons were—
a
for the purposes of rules made under Article 4(4A), a reference to clearing members, clients and undertakings described in Article 4(3D), and
b
for the purposes of rules made under Article 78(10), a reference to trade repositories.
Art. 84b inserted (1.7.2021) by Financial Services Act 2021 (c. 22), ss. 40(4), 49(5) (with s. 40(5)); S.I. 2021/739, reg. 3(v)