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Commission Delegated Regulation (EU) No 449/2012Show full title

Commission Delegated Regulation (EU) No 449/2012 of 21 March 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to regulatory technical standards on information for registration and certification of credit rating agencies (Text with EEA relevance)

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Article 8Owners and parent undertaking of a credit rating agency

1.A credit rating agency shall provide ESMA with:

(a)a list of each person who directly or indirectly holds 5 % or more of the credit rating agency’s capital or of voting rights or whose holding makes it possible to exercise a significant influence over the management of the credit rating agency;

(b)the information set out in points 1 and 2 of Annex III in relation to each such person.

2.A credit rating agency shall also provide the following information to ESMA:

(a)a list of any undertakings in which a person referred to in paragraph 1 holds 5 % or more of the capital or voting rights or over whose management that person exercises a significant influence;

(b)an identification of their business activity referred to in point 3 of Annex III.

3.Where a credit rating agency has a parent undertaking, it shall:

(a)identify the country where the parent undertaking is established;

(b)indicate whether the parent undertaking is authorised or registered and subject to supervision.

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