<akomaNtoso xmlns:uk="https://www.legislation.gov.uk/namespaces/UK-AKN" xmlns:ukl="http://www.legislation.gov.uk/namespaces/legislation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns="http://docs.oasis-open.org/legaldocml/ns/akn/3.0" xsi:schemaLocation="http://docs.oasis-open.org/legaldocml/ns/akn/3.0 http://docs.oasis-open.org/legaldocml/akn-core/v1.0/cos01/part2-specs/schemas/akomantoso30.xsd"><act name="eur"><meta><identification source="#"><FRBRWork><FRBRthis value="http://www.legislation.gov.uk/id/eur/2011/1332"/><FRBRuri value="http://www.legislation.gov.uk/id/eur/2011/1332"/><FRBRdate date="2011-12-16" name="adopted"/><FRBRauthor href=""/><FRBRcountry value="EU"/><FRBRnumber value="1332"/><FRBRname value="Regulation (EU) 2011/1332"/><FRBRprescriptive value="true"/></FRBRWork><FRBRExpression><FRBRthis value="http://www.legislation.gov.uk/eur/2011/1332/2020-12-31"/><FRBRuri value="http://www.legislation.gov.uk/eur/2011/1332/2020-12-31"/><FRBRdate date="2020-12-31" 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href="http://www.legislation.gov.uk/id/eur/2011/1332/article/1/a">Art. 1(a)</ref> substituted (31.12.2020) by <ref eId="cgxopyce5-00007" href="http://www.legislation.gov.uk/id/uksi/2019/687">The Civil Aviation (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/687)</ref>, <ref eId="cgxopyce5-00008" class="subref" href="http://www.legislation.gov.uk/id/uksi/2019/687/regulation/1/2">regs. 1(2)</ref>, <ref eId="cgxopyce5-00009" class="subref operative" href="http://www.legislation.gov.uk/id/uksi/2019/687/regulation/8/2/a">8(2)(a)</ref>; <ref eId="cgxopyce5-00010" href="http://www.legislation.gov.uk/id/ukpga/2020/1">2020 c. 1</ref>, <ref eId="cgxopyce5-00011" class="subref" href="http://www.legislation.gov.uk/id/ukpga/2020/1/schedule/5/paragraph/1/1">Sch. 5 para. 1(1)</ref></p></note><note ukl:Name="Commentary" ukl:Type="F" class="commentary F" eId="key-b3d16983b519da377e702e5ea0440255" marker="F2"><p>Words in <ref eId="cgxopyce5-00017" class="subref" href="http://www.legislation.gov.uk/id/eur/2011/1332/article/1/b">Art. 1(b)</ref> substituted (31.12.2020) by <ref eId="cgxopyce5-00018" href="http://www.legislation.gov.uk/id/uksi/2019/687">The Civil Aviation (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/687)</ref>, <ref eId="cgxopyce5-00019" class="subref" href="http://www.legislation.gov.uk/id/uksi/2019/687/regulation/1/2">regs. 1(2)</ref>, <ref eId="cgxopyce5-00020" class="subref operative" href="http://www.legislation.gov.uk/id/uksi/2019/687/regulation/8/2/b">8(2)(b)</ref>; <ref eId="cgxopyce5-00021" href="http://www.legislation.gov.uk/id/ukpga/2020/1">2020 c. 1</ref>, <ref eId="cgxopyce5-00022" class="subref" href="http://www.legislation.gov.uk/id/ukpga/2020/1/schedule/5/paragraph/1/1">Sch. 5 para. 1(1)</ref></p></note><note ukl:Name="Commentary" ukl:Type="F" class="commentary F" eId="key-2a65d0ee38795e0d39742c23842889e7" marker="F3"><p>Words in <ref eId="cgxorwq85-00006" class="subref" href="http://www.legislation.gov.uk/id/eur/2011/1332/article/3/2">Art. 3(2)</ref> substituted (31.12.2020) by <ref eId="cgxorwq85-00007" href="http://www.legislation.gov.uk/id/uksi/2019/687">The Civil Aviation (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/687)</ref>, <ref eId="cgxorwq85-00008" class="subref" href="http://www.legislation.gov.uk/id/uksi/2019/687/regulation/1/2">regs. 1(2)</ref>, <ref eId="cgxorwq85-00009" class="subref operative" href="http://www.legislation.gov.uk/id/uksi/2019/687/regulation/8/3">8(3)</ref>; <ref eId="cgxorwq85-00010" href="http://www.legislation.gov.uk/id/ukpga/2020/1">2020 c. 1</ref>, <ref eId="cgxorwq85-00011" class="subref" href="http://www.legislation.gov.uk/id/ukpga/2020/1/schedule/5/paragraph/1/1">Sch. 5 para. 1(1)</ref></p></note><note ukl:Name="Commentary" ukl:Type="F" class="commentary F" eId="c000001" marker="F4"><p>Deleted by <ref href="http://www.legislation.gov.uk/id/eur/2016/583">Commission Regulation (EU) 2016/583 of 15 April 2016 amending Regulation (EU) No 1332/2011 laying down common airspace usage requirements and operating procedures for airborne collision avoidance (Text with EEA relevance)</ref>.</p></note><note ukl:Name="Commentary" ukl:Type="F" class="commentary F" eId="c000002" marker="F5"><p>Substituted by <ref href="http://www.legislation.gov.uk/id/eur/2016/583">Commission Regulation (EU) 2016/583 of 15 April 2016 amending Regulation (EU) No 1332/2011 laying down common airspace usage requirements and operating procedures for airborne collision avoidance (Text with EEA relevance)</ref>.</p></note><note ukl:Name="Commentary" ukl:Type="F" class="commentary F" eId="key-f7b5c1653d318b53c47b421ecacee917" marker="F6"><p>Words in <ref eId="cgxoothh5-00006" class="subref" href="http://www.legislation.gov.uk/id/eur/2011/1332/signature">Signature</ref> omitted (31.12.2020) by virtue of <ref eId="cgxoothh5-00007" href="http://www.legislation.gov.uk/id/uksi/2019/687">The Civil Aviation (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/687)</ref>, <ref eId="cgxoothh5-00008" class="subref" href="http://www.legislation.gov.uk/id/uksi/2019/687/regulation/1/2">regs. 1(2)</ref>, <ref eId="cgxoothh5-00009" class="subref operative" href="http://www.legislation.gov.uk/id/uksi/2019/687/regulation/8/4">8(4)</ref>; <ref eId="cgxoothh5-00010" href="http://www.legislation.gov.uk/id/ukpga/2020/1">2020 c. 1</ref>, <ref eId="cgxoothh5-00011" class="subref" href="http://www.legislation.gov.uk/id/ukpga/2020/1/schedule/5/paragraph/1/1">Sch. 5 para. 1(1)</ref></p></note></notes><proprietary xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata" xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" source="#"><dc:identifier>http://www.legislation.gov.uk/eur/2011/1332</dc:identifier><dc:title>Commission Regulation (EU) No 1332/2011 of 16 December 2011 laying down common airspace usage requirements and operating procedures for airborne collision avoidance (Text with EEA relevance)</dc:title><dct:alternative>Commission Regulation (EU) No 1332/2011</dct:alternative><dc:description>Commission Regulation (EU) No 1332/2011 of 16 December 2011 laying down common airspace usage requirements and operating procedures for airborne collision avoidance (Text with EEA relevance)</dc:description><dc:publisher>King's Printer of Acts of Parliament</dc:publisher><dc:source>https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02011R1332-20160825</dc:source><dc:type>text</dc:type><dc:format>text/xml</dc:format><dc:language>en</dc:language><dc:modified>2024-08-06</dc:modified><dc:contributor>Expert Participation</dc:contributor><dct:valid>2020-12-31</dct:valid><ukm:EUMetadata><ukm:DocumentClassification><ukm:DocumentCategory Value="euretained"/><ukm:DocumentMainType Value="EuropeanUnionRegulation"/><ukm:DocumentStatus Value="revised"/></ukm:DocumentClassification><ukm:Year Value="2011"/><ukm:Number 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               <inline name="uppercase">Commission Regulation</inline> (EU) No 1332/2011</p><p>of 16 December 2011</p><p>laying down common airspace usage requirements and operating procedures for airborne collision avoidance</p><p>(Text with EEA relevance)</p></longTitle></preface><preamble><p>THE EUROPEAN COMMISSION,</p><p>Having regard to the Treaty on the Functioning of the European Union,</p><p>Having regard to Regulation (EC) No 216/2008 of the European Parliament and of the Council of 20 February 2008 on common rules in the field of civil aviation and establishing a European Aviation Safety Agency, and repealing Council Directive 91/670/EEC, Regulation (EC) No 1592/2002 and Directive 2004/36/EC<authorialNote class="footnote" eId="f00001" marker="1"><p>
                  <ref eId="c00001" href="https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=uriserv:OJ.L_.2008.079.01.0001.01.ENG">OJ L 79, 19.3.2008, p. 1</ref>.</p></authorialNote>, and in particular Articles 8(1), 8(5), and 9(4) thereof,</p><p>Whereas:</p><blockContainer class="division" uk:name="division"><num>(1)</num><p>Safety requirements should be imposed on operators of aircraft registered in a Member State or registered in a third country and operated by a Union operator, and on operators of aircraft used by a third country operator within the Union.</p></blockContainer><blockContainer class="division" uk:name="division"><num>(2)</num><p>Following a series of mid-air encounters in which safety margins have been lost, including accidents in Yaizu (Japan) in 2001 and in Überlingen (Germany) in 2002, the current airborne collision avoidance system software should be upgraded. The studies concluded that with the current airborne collision avoidance system software there is a probability of a mid-air collision risk of 2,7 × 10<sup>–8</sup> per flight hour. Therefore the current ACAS II version 7.0 is considered to be of an unacceptable safety risk.</p></blockContainer><blockContainer class="division" uk:name="division"><num>(3)</num><p>It is necessary to introduce a new software version of the airborne collision avoidance system (ACAS II) to avoid mid-air collision of all aircraft flying in the airspace covered by Regulation (EC) No 216/2008.</p></blockContainer><blockContainer class="division" uk:name="division"><num>(4)</num><p>To ensure the highest possible safety standards, aircraft which do not fall within the scope of the mandatory carriage requirement but were equipped with ACAS II prior to entry into force of this Regulation should install ACAS II containing the latest version of collision avoidance software.</p></blockContainer><blockContainer class="division" uk:name="division"><num>(5)</num><p>In order to ensure that the safety benefits associated with the new software version are achieved, all aircraft need to be equipped as soon as practically possible. However, it is necessary to provide a realistic time for the aeronautical industry to adapt to this new Regulation taking into account the availability of new equipment.</p></blockContainer><blockContainer class="division" uk:name="division"><num>(6)</num><p>The Agency prepared draft implementing rules and submitted them as an opinion to the Commission in accordance with Article 19(1) of Regulation (EC) No 216/2008.</p></blockContainer><blockContainer class="division" uk:name="division"><num>(7)</num><p>The measures provided for in this Regulation are in accordance with the opinion of the European Aviation Safety Agency Committee established by Article 65 of Regulation (EC) No 216/2008,</p></blockContainer><p>HAS ADOPTED THIS REGULATION:</p></preamble><body eId="body"><article eId="article-1"><num>Article 1</num><heading>Subject matter and scope</heading><content><p>This Regulation lays down common airspace usage requirements and operating procedures for airborne collision avoidance to be fulfilled by:</p><blockList class="ordered alpha parens" ukl:Name="OrderedList" ukl:Type="alpha" ukl:Decoration="parens"><item><num>(a)</num><p>operators of aircraft referred to under Article 4(1)(b) and (c) of Regulation (EC) No 216/2008 undertaking flights into, within or out of the  <ins class="substitution first last" ukl:ChangeId="key-b23f76b72ba2e005f8d963774c9b4655-1722522668774" ukl:CommentaryRef="key-b23f76b72ba2e005f8d963774c9b4655"><noteRef uk:name="commentary" href="#key-b23f76b72ba2e005f8d963774c9b4655" class="commentary"/>United Kingdom</ins>; and</p></item><item><num>(b)</num><p>operators of aircraft referred to under Article 4(1)(d) of Regulation (EC) No 216/2008 undertaking flights within the airspace  <ins class="substitution first last" ukl:ChangeId="key-b3d16983b519da377e702e5ea0440255-1722522693094" ukl:CommentaryRef="key-b3d16983b519da377e702e5ea0440255"><noteRef uk:name="commentary" href="#key-b3d16983b519da377e702e5ea0440255" class="commentary"/>of the United Kingdom</ins>.</p></item></blockList></content></article><article eId="article-2"><num>Article 2</num><heading>Definitions</heading><content><p>For the purposes of this Regulation the following definitions shall apply:</p><blockList class="ordered arabic parens" ukl:Name="OrderedList" ukl:Type="arabic" ukl:Decoration="parens"><item><num>(1)</num><p>‘airborne collision avoidance system (ACAS)’ means an aircraft system based on secondary surveillance radar (SSR) transponder signals which operates independently of ground-based equipment to provide advice to the pilot on potential conflicting aircraft that are equipped with SSR transponders;</p></item><item><num>(2)</num><p>‘airborne collision avoidance system II (ACAS II)’ means an airborne collision avoidance system which provides vertical resolution advisories in addition to traffic advisories;</p></item><item><num>(3)</num><p>‘resolution advisory (RA) indication’ means an indication given to the flight crew recommending a manoeuvre intended to provide separation from all threats or a manoeuvre restriction intended to maintain existing separation;</p></item><item><num>(4)</num><p>‘traffic advisory (TA) indication’ means an indication given to the flight crew that the proximity of another aircraft is a potential threat.</p></item></blockList></content></article><article eId="article-3"><num>Article 3</num><heading>Airborne collision avoidance system (ACAS)</heading><paragraph eId="article-3-1"><num>1.</num><content><p>The aeroplanes referred to in Section I of the Annex to this Regulation shall be equipped with and operated in accordance with the rules and procedures as specified in the Annex.</p></content></paragraph><paragraph eId="article-3-2"><num>2.</num><content><p> <ins class="substitution first last" ukl:ChangeId="key-2a65d0ee38795e0d39742c23842889e7-1722522757683" ukl:CommentaryRef="key-2a65d0ee38795e0d39742c23842889e7"><noteRef uk:name="commentary" href="#key-2a65d0ee38795e0d39742c23842889e7" class="commentary"/>The Civil Aviation Authority</ins>  shall ensure that operation of aeroplanes referred to in Article 1(2)(a) of Regulation (EC) No 216/2008 comply with the rules and procedures specified in the Annex in accordance with the conditions set out in that Article.</p></content></paragraph></article><article eId="article-4"><num><noteRef href="#c000001" uk:name="commentary" ukl:Name="CommentaryRef" class="commentary"/>Article 4</num><heading><del class="first last" ukl:ChangeId="O001001M001" ukl:CommentaryRef="c000001"><noteRef uk:name="commentary" href="#c000001" class="commentary"/>Special provisions applying to operators subject to Council Regulation (EEC) No 3922/91</del></heading><content><p>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</p></content></article><article eId="article-5"><num>Article 5</num><heading>Entry into force and application</heading><paragraph eId="article-5-1"><num>1.</num><content><p>This Regulation shall enter into force on the 20th day following its publication in the <i>Official Journal of the European Union</i>.</p></content></paragraph><paragraph eId="article-5-2"><num><ins class="substitution first" ukl:ChangeId="O001001M002" ukl:CommentaryRef="c000002"><noteRef uk:name="commentary" href="#c000002" class="commentary"/>2.</ins></num><content><p>
                           <ins class="substitution" ukl:ChangeId="O001001M002" ukl:CommentaryRef="c000002">Article 3 shall apply as of </ins>
                           <ins class="substitution" ukl:ChangeId="O001001M002" ukl:CommentaryRef="c000002">1 March 2012</ins>
                           <ins class="substitution" ukl:ChangeId="O001001M002" ukl:CommentaryRef="c000002">.</ins>
                        </p></content></paragraph><paragraph eId="article-5-3"><num><ins class="substitution" ukl:ChangeId="O001001M002" ukl:CommentaryRef="c000002">3.</ins></num><content><p>
                           <ins class="substitution" ukl:ChangeId="O001001M002" ukl:CommentaryRef="c000002">By way of derogation from paragraph 2, in the case of aircraft with an individual certificate of airworthiness issued before </ins>
                           <ins class="substitution" ukl:ChangeId="O001001M002" ukl:CommentaryRef="c000002">1 March 2012</ins>
                           <ins class="substitution" ukl:ChangeId="O001001M002" ukl:CommentaryRef="c000002">, Article 3 shall apply as of </ins>
                           <ins class="substitution" ukl:ChangeId="O001001M002" ukl:CommentaryRef="c000002">1 December 2015</ins>
                           <ins class="substitution last" ukl:ChangeId="O001001M002" ukl:CommentaryRef="c000002">.</ins>
                        </p></content></paragraph></article><hcontainer name="signatures"><content><p><noteRef href="#key-f7b5c1653d318b53c47b421ecacee917" uk:name="commentary" ukl:Name="CommentaryRef" class="commentary"/>...</p></content></hcontainer><hcontainer name="schedules" eId="schedules"><hcontainer name="schedule" eId="annex"><num><ins class="substitution first" ukl:ChangeId="O001001M003" ukl:CommentaryRef="c000002"><noteRef uk:name="commentary" href="#c000002" class="commentary"/>ANNEX</ins></num><heading><b>
                     <ins class="substitution" ukl:ChangeId="O001001M003" ukl:CommentaryRef="c000002">Airborne collision avoidance systems (ACAS) II</ins>
                  </b></heading><heading><ins class="substitution" ukl:ChangeId="O001001M003" ukl:CommentaryRef="c000002">(Part-ACAS)</ins></heading><hcontainer name="division" eId="annex-division-1"><heading><b>
                        <ins class="substitution" ukl:ChangeId="O001001M003" ukl:CommentaryRef="c000002">AUR.ACAS.1005 Performance requirement</ins>
                     </b></heading><hcontainer name="division" eId="annex-division-1-division-1"><num><ins class="substitution" ukl:ChangeId="O001001M003" ukl:CommentaryRef="c000002">(1)</ins></num><heading><ins class="substitution" ukl:ChangeId="O001001M003" ukl:CommentaryRef="c000002">The following turbine-powered aeroplanes shall be equipped with collision avoidance logic version 7.1 of ACAS II:</ins></heading><content><blockList class="ordered alpha parens" ukl:Name="OrderedList" ukl:Type="alpha" ukl:Decoration="parens"><item><num>(a)</num><p>
                                    <ins class="substitution" ukl:ChangeId="O001001M003" ukl:CommentaryRef="c000002">aeroplanes with a maximum certificated take-off mass exceeding </ins>
                                    <ins class="substitution" ukl:ChangeId="O001001M003" ukl:CommentaryRef="c000002">5 700</ins>
                                    <ins class="substitution" ukl:ChangeId="O001001M003" ukl:CommentaryRef="c000002"> kg;</ins>
                                 </p></item><item><num>(b)</num><p>
                                    <ins class="substitution" ukl:ChangeId="O001001M003" ukl:CommentaryRef="c000002">aeroplanes authorised to carry more than 19 passengers.</ins>
                                 </p></item></blockList></content></hcontainer><hcontainer name="division" eId="annex-division-1-division-2"><num><ins class="substitution" ukl:ChangeId="O001001M003" ukl:CommentaryRef="c000002">(2)</ins></num><content><p>
                           <ins class="substitution" ukl:ChangeId="O001001M003" ukl:CommentaryRef="c000002">Aircraft not referred to in point 1 which are equipped on a voluntary basis with ACAS II shall have collision avoidance logic version 7.1.</ins>
                        </p></content></hcontainer><hcontainer name="division" eId="annex-division-1-division-3"><num><ins class="substitution" ukl:ChangeId="O001001M003" ukl:CommentaryRef="c000002">(3)</ins></num><content><p>
                           <ins class="substitution" ukl:ChangeId="O001001M003" ukl:CommentaryRef="c000002">Point 1 shall not apply to unmanned aircraft systems.</ins>
                        </p></content></hcontainer></hcontainer><hcontainer name="division" eId="annex-division-2"><heading><b>
                        <ins class="substitution" ukl:ChangeId="O001001M003" ukl:CommentaryRef="c000002">AUR.ACAS.1010 ACAS II training</ins>
                     </b></heading><content><p>
                        <ins class="substitution last" ukl:ChangeId="O001001M003" ukl:CommentaryRef="c000002">Operators shall establish ACAS II operational procedures and training programmes so that the flight crew is appropriately trained in the avoidance of collisions and becomes competent in the use of ACAS II equipment.</ins>
                     </p></content></hcontainer></hcontainer></hcontainer></body></act></akomaNtoso>